Solutions to The Rising Sea (Vakil)

Chapter 11

Section 11.1: Dimension and codimension






Exercise 11.1.A:
Show that \(\dim \spec A = \dim A\). (Hint: Exercise 3.7.E gives a bijection between irreducible closed subsets of \(\spec A\) and prime ideals of \(A\). It is "inclusion-reversing".)



Exercise 11.1.B:
Show that a scheme has dimension \(n\) if and only if it admits an open cover by affine open subsets of dimension at most \(n\), where equality is achieved for some affine open subset. Hint: You may find it helpful, here and later, to show the following. For any topological space \(X\) and open subset \(U \subset X\), there is a bijection between irreducible closed subsets of \(U\), and irreducible closed subsets of \(X\) that meet \(U\).



Exercise 11.1.C:
Show that a Noetherian scheme of dimension \(0\) has a finite number of points.



Exercise 11.1.D:
Suppose \(pi: X \to Y\) is an integral morphism. Show that every (nonempty) fiber of \(\pi \) has dimension \(0\). Hint: As integral morphisms are preserved by base change, we assume that \(Y = \spec k\). Hence we must show that if \(\phi: k \to A\) is an integral extension, then \(\dim A = 0\). Outline of proof: Suppose \(\pp \subset \mm\) are two prime ideals of \(A\). Mod out by \(p\), so we can assume that \(A\) is an integral domain. I claim that any nonzero element is invertible: Say \(x \in A\), and \(x \neq 0\). Then the minimal monic polynomial for \(x\) has nonzero constant term. But then \(x\) is invertible — recall the coefficients are in a field.



Exercise 11.1.E:
Show that if \(\pi: \spec A \to \spec B\) corresponds to an integral extension of rings, then \(\dim \spec A = \dim \spec B\). Hint: show that a chain of prime ideals downstairs gives a chain upstairs of the same length, by the Going-Up Theorem (Exercise 7.2.F). Conversely, a chain upstairs gives a chain downstairs. Use Exercise 11.1.D to show that no two elements of the chain upstairs go to the same element \([\qq] \in \spec B\) of the chain downstairs.



Exercise 11.1.F:
Show that if \(\nu : \widetilde{X} \to X\) is the normalization of a scheme (possibly in a finite extension of fields), then \( \dim \widetilde{X} = \dim X\). Feel free to assume that \(X\) is integral for convenience.



Exercise 11.1.G:
Suppose \(X\) is an affine \(k\)-scheme, and \(K/k\) is an algebraic field extension.
  1. Suppose \(X\) has pure dimension \(n\). Show that \(X_K := X \times_k K\) has pure dimension \(n\). (See Exercise 24.5.F for a generalization, which for example removes the affine hypothesis. Also, see Exercise 11.2.J and Remark 11.2.16 for the fate of possible generalizations to arbitrary field extensions.) Hint: If \(X = \spec A\), reduce to the case where \(A\) is an integral domain. An irreducible component of \(X^\prime\) corresponds to a minimal prime \(\pp\) of \(A^\prime := A \otimes_k K\). Suppose \(a \in \ker(A \to A^\prime/ \pp)\). Show that \(a = 0\), using the fact that \(a\) lies in a minimal primep of \(A^\prime\) (and is hence a zerodivisor, by Remark 5.5.12), and \(A^\prime\) is a free \(A\)-module (so multiplication in \(A^\prime\) by \(a \in A\) is injective if \(a\) is nonzero). Thus \(A \to A^\prime/\pp\) is injective. Then use Exercise 11.1.E.
  2. Prove the converse to (a): show that if \(X_K\) has pure dimension \(n\), then \(X\) has pure dimension \(n\).



Exercise 11.1.H:
Show that \(\dim \Z[x] = 2\). (Hint: The prime ideals of \(\Z[x]\) were implicitly determined in Exercise 3.2.Q.)



Exercise 11.1.I:
Show that if \(Y\) is an irreducible closed subset of a scheme \(X\), and \(\eta\) is the generic point of \(Y\), then the codimension of \(Y\) is the dimension of the local ring \(\OO_{X,\eta}\).



Exercise 11.1.J:
If \(Y\) is an irreducible closed subset of a scheme \(X\), show that $$ \codim_X Y + \dim Y \leq \dim X $$



Exercise 11.1.K:
Let \( A = k[x_1, x_2, \dots] \) Choose an increasing sequence of positive integers \(m_1 , m_2 , \dots \) whose differences are also increasing ( \( m_{i+1} - m_i > m_i - m_{i-1} \) ). Let \( \pp_i = (x_{m_i + 1}), \dots, x_{m_{i+1}}) \) and \( S = A - \bigcup_i \pp_i \.
  1. Show that \(S\) is a multiplicative set.
  2. Show that \(S^{−1} \pp_i\) in \(S^{−1}A\) is the largest prime ideal in a chain of prime ideals of length \(m_{i+1} − m_i\). Hence conclude that \(\dim S^{−1}A = \infty\).
  3. Suppose \(B\) is a ring such that (i) for every maximal ideal \(\mm\), \(B_\mm\) is Noetherian, and (ii) every nonzero \(b \in B\) is contained in finitely many maximal ideals. Show that \(B\) is Noetherian. (One possible approach: show that for any \(x_1, x_2, \dots\), \((x_1, x_2, \dots )\) is finitely generated.)
  4. Use (c) to show that \(S^{-1}A\) is Noetherian.










Section 11.2: Rational maps to separated schemes






Exercise 11.2.A:
Recall that an element of a field extension \(E/F\) is algebraic over \(F\) if it is integral over \(F\). Recall also that a field extension \(E/F\) is an algebraic extension if it is an integral extension (if all elements of \(E\) are algebraic over \(F\)). The composition of two algebraic extensions is algebraic, by Exercise 7.2.C. If \(E/F\) is a field extension, and \(F^\prime\) and \(F^{\prime\prime}\) are two intermediate field extensions, then we write \(F^\prime \sim F^{\prime\prime}\) if \(F^\prime F^{\prime\prime}\) is algebraic over both \(F^\prime\) and \(F^{\prime\prime}\). Here \(F^\prime F^{\prime \prime}\) is the compositum of \(F^\prime\) and \( F^{\prime \prime} \), the smallest field extension in \(E\) containing \(F^\prime\) and \( F^{\prime \prime} \). (a) Show that \( \sim \) is an equivalence relation on subextensions of \(E/F\). A transcendence basis of \(E/F\) is a set of elements \(\{x_i\}\) that are algebraically independent over \(F\) (there is no nontrivial polynomial relation among the \(x_i\) with coefficients in \(F\)) such that \(F(\{x_i\}) \sim E\). (b) Show that if \(E/F\) has two transcendence bases, and one has cardinality \(n\), then both have cardinality \(n\). (Hint: show that you can substitute elements from the one basis into the other one at a time.) The size of any transcendence basis is called the transcendence degree (which may be \( \infty \)), and is denoted \(\operatorname{tr.\ deg}\). Any finitely generated field extension necessarily has finite transcendence degree. (Remark: A related result was mentioned in Algebraic Fact 9.5.16.)



Exercise 11.2.B:
Suppose \(A = k[x_1, \dots , x_n]/I\). Show that the residue field of any maximal ideal of \(A\) is a finite extension of \(k\). (Hint: the maximal ideals correspond to dimension \(0\) points, which correspond to transcendence degree \(0\) finitely generated extensions of \(k\), i.e., finite extensions of \(k\).)



Exercise 11.2.C:
If \( \pi: X \to Y\) is a dominant morphism of irreducible \(k\)-varieties, then \(\dim X \geq \dim Y\). (This is false more generally: consider the inclusion of the generic point into an irreducible curve.)



Exercise 11.2.D:
Show that the three equations $$ wz−xy=0,\hspace{3em} wy−x^2 = 0,\hspace{3em} xz−y^2 =0 $$ cut out an integral surface \(S\) in \(\A^4_k\). (You may recognize these equations from Exercises 3.6.F and 8.2.A.) You might expect \(S\) to be a curve, because it is cut out by three equations in four-space. One of many ways to proceed: cut \(S\) into pieces. For example, show that \(D(w) \cong \spec k[x, w]_w\) . (You may recognize \(S\) as the affine cone over the twisted cubic. The twisted cubic was defined in Exercise 8.2.A.) It turns out that you need three equations to cut out this surface. The first equation cuts out a threefold in \(\A^4_k\) (by Krull’s Principal Ideal Theorem 11.3.3, which we will meet soon). The second equation cuts out a surface: our surface, along with another surface. The third equation cuts out our surface, and removes the "extraneous component". One last aside: notice once again that the cone over the quadric surface \(k[w, x, y, z]/(wz − xy)\) makes an appearance.)



Exercise 11.2.E:
If \(X\) and \(Y\) are irreducible \(k\)-varieties, show that \(\dim X \times_k Y = \dim X + \dim Y\). (Hint: If we had surjective finite morphisms \(X \to \A^{\dim X}_k\) and \(Y \to \A^{\dim Y}_k\), we could construct a surjective finite morphism \(X \times_k Y \to \A^{\dim X + \dim Y}_k\) .)



Exercise 11.2.F:
A ring \(A\) is called catenary if for every nested pair of prime ideals \(\pp \subset \qq \subset A\), all maximal chains of prime ideals between \(\pp\) and \(\qq\) have the same length. (We will not use this term in any serious way later.) Show that if \(A\) is a localization of a finitely generated ring over a field \(k\), then \(A\) is catenary.



Exercise 11.2.G:
Reduce the proof of Theorem 11.2.9 to the following problem. If \(X\) is an irreducible affine \(k\)-variety and \(Z\) is a closed irreducible subset maximal among those smaller than \(X\) (the only larger closed irreducible subset is \(X\)), then \(\dim Z = \dim X − 1\).



Exercise 11.2.H:
Show that it suffices to show that \(\pi(Z)\) is a hypersurface. (Hint: the dimension of any hypersurface is \(d − 1\) by Theorem 11.2.1 on dimension and transcendence degree. Exercise 11.1.E implies that \(\dim \pi^{-1} (\pi(Z)) = \dim \pi(Z)\). But be careful: \(Z\) is not \(\pi^{-1}(\pi(Z))\) in general.)



Exercise 11.2.I:
Suppose \(p\) is a closed point of a locally finite type \(k\)-scheme \(X\). Show that the following three integers are the same:
  1. The largest dimension of an irreducible component of \(X\) containing \(p \)
  2. \( \dim \OO_{X, p} \)
  3. \( \codim_p X \)



Exercise 11.2.J:
Suppose \(X\) is a locally finite type \(k\)-scheme of pure dimension \(n\), and \(K/k\) is a field extension (not necessarily algebraic). Show that \(X_K\) has pure dimension \(n\). Hint: Reduce to the case where \(X\) is affine, so say \(X = \spec A\). Reduce to the case where \(A\) is an integral domain. Show (using the axiom of choice) that \(K/k\) can be written as an algebraic extension of a purely transcendental extension. Hence by Exercise 11.1.G(a), it suffices to deal with the case where \(K/k \)is purely transcendental, say with transcendence basis \( \{e_i\}_{i\in I}\) (possibly infinite). Show that \(A^\prime := A \otimes_k K\) is an integral domain, by interpreting it as a certain localization of the domain \(A[\{e_i\}]\). If \(t_1, \dots, t_d\) is a transcendence basis for \(K(A)/k\), show that \(\{e_i\} \cup \{t_j\}\) is a transcendence basis for \(K(A^\prime)/k\). Show that \(\{t_j\}\) is a transcendence basis for \(K(A^\prime)/K\).




Exercise 11.2.K:
In this exercise, we work over an algebraically closed field \(k\). For any \(d > 3\), show that most degree \(d\) surfaces in \(\P^3\) contain no lines. Here, "most" means "all closed points of a Zariski-open subset of the parameter space for degree \(d\) homogeneous polynomials in \(4\) variables, up to scalars". As there are \( { d + 3 \choose 3 } \) such monomials, the degree \(d\) hypersurfaces are parametrized by \( \P^{ { d + 3 \choose 3} - 1} \) (see Remark 4.5.3). Hint: Construct an incidence correspondence $$ X = \{ (\ell, H) : [\ell] \in \mathbb{G}(1, 3), [H] \in \P^{ { d + 3 \choose 3} - 1}, \ell \subset H \} $$ parameterizing lines in \( \P^3 \) contained in a hypersurface: define a closed subscheme \( X \) of \( \P^{ { d + 3 \choose 3} - 1} \times \mathbb{G}(1, 3) \) that makes this notion precise. (Recall that \( \mathbb{G}(1, 3) \) is a Grassmannian. Show that \(X\) is a \( \P^{ { d + 3 \choose 3} - 1 - (d+1)}\) bundle over \( \mathbb{G}(1, 3) \). (Possible hint for this: how many degree \(d\) hypersurfaces contain the line \( x = y = 0 \)?) Show that \( \dim \mathbb{G}(1, 3) = 4 \) (see §6.7: \( \mathbb{G}(1, 3) \) has an open cover by \( \A^4 \)'s). Show that \( \dim X = { d + 3 \choose 3 } - 1 - (d + 1) + 4 \). Show that the image of the projection \( X \to \P^{ { d + 3 \choose 3} - 1} \) must lie in a proper closed subset.










Section 11.3: Codimension one miracles: Krull’s and Hartogs’s Theorems






Exercise 11.3.A:
Show that an irreducible homogeneous polynomial in \(n + 1\) variables over a field \(k\) describes an integral scheme of dimension \(n − 1\) in \(\P^n_k\).



Exercise 11.3.B:
Suppose \((A,\mm)\) is a Noetherian local ring, and \(f \in \mm\). Show that \(\dim A/(f) \geq \dim A − 1\).



Exercise 11.3.C:
This is a cool argument.
  1. (Hypersurfaces meet everything of dimension at least \(1\) in projective space, unlike in affine space.) Suppose \(X\) is a closed subset of \(\P^n_k\) of dimension at least \(1\), and \(H\) is a nonempty hypersurface in \(\P^n_k\). Show that \(H\) meets \(X\). (Hint: note that the affine cone over \(H\) contains the origin in \(\A^{n+1}_k\). Apply Krull's Principal Ideal Theorem 11.3.3 to the cone over \(X\).)
  2. Suppose \(X \hookrightarrow \P^n_k\) is a closed subset of dimension \(r\). Show that any codimension \(r\) linear space meets \(X\). Hint: Refine your argument in (a). (Exercise 11.3.F generalizes this to show that any two things in projective space that you would expect to meet for dimensional reasons do in fact meet.)
  3. Show further that there is an intersection of \(r + 1\) nonempty hypersurfaces missing \(X\). (The key step: show that there is a hypersurface of sufficiently high degree that doesn’t contain any generic point of \(X\). Show this by induction on the number of generic points. To get from \(m\) to \(m + 1\): take a hypersurface not vanishing on \(p_1, \dots, p_m\). If it doesn’t vanish on \(p_{m+1}\), we are done. Otherwise, call this hypersurface \( f_{m+1} \). Do something similar with \(m + 1\) replaced by \(i\) for each \(1 \leq i \leq m\). Then consider \( \sum_i f_1 \dots, \widehat{f_i}\dots f_{m+1} \). If k is infinite, show that there is a codimension \(r + 1\) linear subspace missing \(X\). (The key step: show that there is a hyperplane not containing any generic point of a component of \(X\).)
  4. If \(k\) is an infinite field, show that there is an intersection of \(r\) hyperplanes meeting \(X\) in a finite number of points. (We will see in Exercise 12.4.C that if \(k = \overline{k}\), for "most" choices of these \(r\) hyperplanes, this intersection is reduced, and in Exercise 18.6.N that the number of points is the "degree" of \(X\). But first of course we must define "degree".)



Exercise 11.3.D:
Prove Proposition 11.2.13 (prime avoidance). Hint: by induction on \(n\). Don’t look in the literature — you might find a much longer argument.



Exercise 11.3.E:
Let \(k\) be a field. Suppose \(X\) and \(Y\) are equidimensional closed subvarieties (possibly singular) of codimension \(m\) and \(n\) respectively in \(\A^d_k\) . Show that every component of \(X \cap Y\) has codimension at most \(m + n\) in \(\A^d_k\) as follows. Show that the diagonal \( \A^d_k \cong \Delta \subset \A^d_k \times_k \A^d_k \) is a regular embedding of codimension \(d\). (You will quickly guess the d equations for \( \Delta \).) Figure out how to identify the intersection of \(X\) and \(Y\) in \(\A^d_k\) with the intersection of \(X \times Y\) with \(\Delta\) in \(\A^d \times_k \A^d_k\) . Then show that locally, \(X \cap Y\) is cut out in \(X \times Y\) by \(d\) equations. Use Krull’s Principal Ideal Theorem 11.3.3. You will also need Exercise 11.2.E. (See Exercise 12.2.M for a generalization.)



Exercise 11.3.F:
Suppose \(X\) and \(Y\) are equidimensional subvarieties of \(\P^n\) of codimensions \(d\) and \(e\) respectively, and \(d + e \leq n\). Show that \(X\) and \(Y\) intersect. Hint: apply Exercise 11.3.E to the affine cones of \(X\) and \(Y\). Recall the argument you used in Exercise 11.3.C(a) or (b).



Exercise 11.3.G:
Suppose \(f\) is an element of a Noetherian ring \(A\), contained in no codimension zero or one prime ideals. Show that \(f\) is invertible. (Hint: if a function vanishes nowhere, it is invertible, by Exercise 4.3.G(b).)



Exercise 11.3.H:
Prove Krull’s Height Theorem 11.3.7 (and hence Krull’s Principal Ideal Theorem 11.3.3) in the special case where \(X\) is an irreducible affine variety, i.e., if \(A\) is finitely generated domain over some field \(k\). Show that \(\dim Z \geq \dim X − l\). Hint: Theorem 11.2.9. It can help to localize \(A\) so that \(Z = V(r_1,\dots,r_\ell)\).



Exercise 11.3.I:
Suppose \((A, \mm)\) is a Noetherian local ring
  1. (Noetherian local rings have finite dimension, promised in Remark 11.1.8) Use Krull’s Height Theorem 11.3.7 to prove that if there are \(g_1, \dots,g_\ell\) such that \(V(g_1,\dots,g_\ell) = \{ [\mm]\}\), then \(\dim A \leq \ell\). Hence show that \(A\) has finite dimension. (For comparison, Noetherian rings in general may have infinite dimension, see Exercise 11.1.K.)
  2. Let \(d = \dim A\). Show that there exist \(g_1, \dots, g_d \in A\) such that \(V(g_1,\dots,g_d) = \{[\mm]\}\). Hint: use induction on \(d\). Find an equation gd knocking the dimension down by \(1\), i.e., \(\dim A / (g_d ) = \dim A − 1\). Suppose \(\pp_1 , \dots, \pp_n\) correspond to the irreducible components of \(\spec A\) of dimension \(d\), and \(\qq_i \supset \pp_i\) are prime ideals corresponding to irreducible closed subsets of codimension 1 and dimension \( d - 1 \). Use Prime Avoidance (Proposition 11.2.13) to find \( h_i \in \qq_i \backslash \bigcup_{j=1}^n \pp_j \). Let \( g_d = \prod_{i=1}^n h_i \).



Exercise 11.3.J:
  1. Suppose $$ f(x_0, \dots, x_n) = f_d(x_1, \dots, x_n) + x_0 f_{d-1} (x_1, \dots, x_n) + \dots + x_0^{d-1}f_1(x_0, \dots, x_n) $$ is a homogeneous degree \(d\) polynomial (so \(\deg f_i = i\)) cutting out a hypersurface \(X\) in \(\P^n\) containing \(p := [1,0,\dots,0]\). Show that there is a line through \(p\) contained in \(X\) if and only if \(f_1 = f_2 = \dots = f_d = 0\) has a common zero in \(\P^{n−1} = \proj \overline{k}[x_1,\dots,x_n]\). (Hint: given a common zero \([a_1,\dots,a_n] \in \P^{n−1}\), show that line joining \(p\) to \([0, a_1, \dots , a_n]\) is contained in \(X\).)
  2. If \(d \leq n − 1\), show that through any point \(p \in X\), there is a line contained in \(X\). Hint: Exercise 11.3.C(a).
  3. If \(d \geq n\), show that for "most hypersurfaces" \(X\) of degree \(d\) in \(\P^n\) (for all \(d\) hypersurfaces whose corresponding point in the parameter space \( \P^{ {n + d \choose d} - 1} \) — cf. Remark 4.5.3 and Exercise 8.2.K — lies in some nonempty Zariski-open subset), "most points \(p \in X\)" (all points in a nonempty dense Zariski-open subset of \(X\)) have no lines in \(X\) passing through them. (Hint: first show that there is a single \(p\) in a single \(X\) contained in no line. Chevalley’s Theorem 7.4.2 may help.)










Section 11.4: Dimensions of fibers of morphisms of varieties






Exercise 11.4.A:
Suppose \(\pi: X \to Y\) is a morphism of locally Noetherian schemes, and \(p \in X\) and \(q \in Y\) are points such that \(q = \pi(p)\). Show that $$ \codim_X p \leq \codim_Y q + \codim_{\pi^{-1}(q)} p $$ (see Figure 11.3). Hint: take a system of parameters (Definition 11.3.8) for \(q\) "in \(Y\)", and a system of parameters for \(p\) "in \(\pi^{−1}(q)\)", and use them to find \(\codim_Y q + \codim_{\pi^{−1} (q)} p\) elements of \(\OO_{X,p}\) cutting out \(p = \{[\mm]\}\) in \(\spec \OO_{X,p}\) . Use Exercise 11.3.I.



Exercise 11.4.B:
Show that this suffices to prove the Proposition. (Hint: Use Exercise 11.4.A, and Theorem 11.2.9 that codimension is the difference of dimensions for varieties, to show that each component of the fiber over a point of \(U\) has dimension at least \(m − n\). Show that any irreducible variety mapping finitely to \(\A^{m−n}\) has dimension at most \(m − n\).)



Exercise 11.4.C:
Suppose \(\pi: X \to Y\) is a proper morphism to an irreducible variety, and all the fibers of \( \pi \) are nonempty, and irreducible of the same dimension. Show that \(X\) is irreducible.



Exercise 11.4.D:
Show that it suffices to prove the result when \(X\) and \(Y\) are integral, and \( \pi \) is dominant.



Exercise 11.4.E:
Prove (b) (using (a)).



Exercise 11.4.F:
Prove the result under the additional assumption that \(X\) is affine. Hint: follow the appropriate part of the proof of Theorem 11.4.1.



Exercise 11.4.G:
Show that \(\pi\) is closed. Hint: you will just use that \(\pi\vert_{U_i}\) is closed, and that there are a finite number of \(U_i\).



Exercise 11.4.H:
Show that this closed subset is not all of \(Y\).



Thanks for reading! 😁