Show that \(\dim \spec A = \dim A\). (Hint: Exercise 3.7.E gives a bijection between irreducible closed subsets of \(\spec A\) and prime ideals of \(A\). It is "inclusion-reversing".)
Proof:
The hint effectively gives us the equality: if \( \dim A = n \) (w.r.t Krull dimension) then we can find a sequence of nested primes of length \(n\):
By applying \( V(\cdot) \) from the bijection in Exercise 3.7.E we obtain a chain of length \( n \) of irreducible closed subvarieties, such that \( n \leq \dim \spec A \). To see that this is indeed the supremum, if we suppose to the contrary that there is a longer chain then we may simply use the bijection in the opposite direction to obtain a chain of prime ideals of length \( > n \) which would be impossible.
$$\tag*{$\blacksquare$}$$
Exercise 11.1.B:
Show that a scheme has dimension \(n\) if and only if it admits an open cover by affine open subsets of dimension at most \(n\), where equality is achieved for some affine open subset. Hint: You may find it helpful, here and later, to show the following. For any topological space \(X\) and open subset \(U \subset X\), there is a bijection between irreducible closed subsets of \(U\), and irreducible closed subsets of \(X\) that meet \(U\).
Proof:
We first prove the fact suggested in the hint. If we let \( U \) be an open subset of a topological space \(X\) and suppose \( Z \subset U \) is a closed irreducible subset, then by definition of the subspace topology there exists some closed \( W \subset X \) such that \( W \cap U = Z \). If \(W\) is reducible, say \( W = W_1 \cup W_2 \) then it must be the case that either \( W_1 \cap U = \emptyset \) or \( W_2 \cap U = \emptyset\) (as otherwise we could write \( (U \cap W_1) \cup (U \cap W_2) = Z \) ). By replacing \( W \) with \( W_i \), we may assume \( W \) is irreducible giving us the first direction.
In the other direction, assume \( W \subset X \) is irreducible and suppose to the contrary \( W \cap U = Z_1 \cup Z_2 \) for some \( Z_1, Z_2 \) closed in the subset topology of \( U \). Then there exist some closed \( W_1, W_2 \subset X \) such that \( W_i \cap U = Z_i \). Now \( W \cap (W_1 \cup W_2) \) is a closed subset of an irreducible set and thus irreducible. Thus, we must have \( W \cap W_1 = W \) or \( W \cap W_2 = W \) giving us either \( W \cap U = Z_1 \) or \( W \cap U = Z_2 \).
To now prove the claim of the exercise, suppose for the forward direction that \( X \) admits a cover of open affines \( \{ U_i \} \) of dimension at most \( n \) with equality achieved on some open subset, say \( U_k \). Then there exists a nested chain of closed irreducible subsets \( V_0 \subset \dots \subset V_n \) in \( U_k \). By the above bijection, for each \( V_j \) there exists some closed irreducible subsets \( \widetilde{V_j} \subset X \) intersecting \( U \). However, it is worth noting that these subsets are not automatically contained in one another; they may satisfy containment in \( U \) while diverging in different directions outside of \( U \). Therefore, we consider the chain
As closed subsets of irreducible sets are irreducible, inclusions are well behaved (as they are when restricted to \( U \) where the intersections become trivial), this gives us that \( n \leq \dim X \). If we assume to the contrary that there exists some chain of closed irreducible subsets \( X_0 \subset X_1 \subset \dots \subset X_m \) of length \( m > n \) in \(X\), then by assuming without loss of generality that \( X_0 \) corresponds to a point \(p\) we may take an affine neighborhood \( U\) of \( p\) and use the above bijection in the other direction. Since \( \overline{ U \cap X_i } = X_i \) (by irreducibility) we obtain a chain of lenth \( m \) in \( U \) contradicting our hypothesis — thus \( \dim X = n \).
The reverse direction follows by an almost identical argument to the previous paragraph.
$$\tag*{$\blacksquare$}$$
Exercise 11.1.C:
Show that a Noetherian scheme of dimension \(0\) has a finite number of points.
Proof:
By Exercise 5.3.B we know that \( X \) (our scheme) has a finite number of irreducible components, where every point of \( X \) must lie in some irreducible component. However, as the dimension of \( X \) is the maximum of the dimension of these irreducible components, each component must have dimension \( 0 \) and thus be a point.
$$\tag*{$\blacksquare$}$$
Exercise 11.1.D:
Suppose \(pi: X \to Y\) is an integral morphism. Show that every (nonempty) fiber of \(\pi \) has dimension \(0\). Hint: As integral morphisms are preserved by base change, we assume that \(Y = \spec k\). Hence we must show that if \(\phi: k \to A\) is an integral extension, then \(\dim A = 0\). Outline of proof: Suppose \(\pp \subset \mm\) are two prime ideals of \(A\). Mod out by \(p\), so we can assume that \(A\) is an integral domain. I claim that any nonzero element is invertible: Say \(x \in A\), and \(x \neq 0\). Then the minimal monic polynomial for \(x\) has nonzero constant term. But then \(x\) is invertible — recall the coefficients are in a field.
Proof:
Following the hint, it suffices to show that if \( \phi : k \to A \) is an integral extension then \( \dim A = 0 \). Let \( \pp \subset \mm \) be a chain of length \( 1 \) in \( A \) of prime ideals. Modding out by \( \pp \) we may assume \(A\) is a domain and \( (0) \subset \mm^\prime \) is a chain of length 1. Then for any non-zero \( a \in A \) we have that \( a \) is the root of some monic polynomial with coefficients in \( k \):
$$
s_n x^n + \dots + s_1 x + s_0
$$
Notice that we must have \( s_0 \neq 0 \) as otherwise \( a \) would be a zerodivisor. But then as \( k \) is a field, \( s_0 \) is invertible and thus
so that \( a \) is a unit and thus \( \mm = A \), contradicting the fact that \( \mm \) is prime. Thus, \( \dim A = 0\).
$$\tag*{$\blacksquare$}$$
Exercise 11.1.E:
Show that if \(\pi: \spec A \to \spec B\) corresponds to an integral extension of rings, then \(\dim \spec A = \dim \spec B\). Hint: show that a chain of prime ideals downstairs gives a chain upstairs of the same length, by the Going-Up Theorem (Exercise 7.2.F). Conversely, a chain upstairs gives a chain downstairs. Use Exercise 11.1.D to show that no two elements of the chain upstairs go to the same element \([\qq] \in \spec B\) of the chain downstairs.
Proof:
Let \( \pi^\sharp : B \to A \) denote the integral extension of rings. We first show that \( \dim \spec A \geq \dim \spec B \); following the hint, suppose \( n = \dim \spec B \) such that there exists a chain of prime ideals
As already mentioned, since \( \dim \spec A = \dim \spec A / \mathfrak{N}(A) \), we may assume without loss of generality \( \qq_0 = [(0)]\) so that we may naturally pick \( \pp_0 = [(0)] \) to be the prime ideal in \( A \) "lying over" \( \qq_0 \). Then by the Going-Up theorem, we may construct a nested chain of primes
$$
\pp_0 \subset \dots \subset \pp_n
$$
with each \( \pp_i \) lying over \( \qq_i \). It is clear that no two \( \pp_i \) can be equal, as otherwise intersecting with \( B \) we would have that \( \qq_0 \subset \dots \subset \qq_n \) is not a strict chain.
Conversely, we may simply use the map \( \pi \) to map a chain of primes in \( A \) to a chain of primes in \(B\); to see that strict inequality is preserved, suppose to the contrary that \( \pi(\pp_i) = \qq_i = \qq_{i+1} = \pi(\pp_{i+1}) \). Then \( \pp_i \subset \pp_{i+1}\) is a chain of length one over the fibre \( \pi^{-1}( [\qq_i] ) \) so that \( \dim \pi^{-1}([\qq_i]) \geq 1 \) — a contradiction of our last exercise.
$$\tag*{$\blacksquare$}$$
Exercise 11.1.F:
Show that if \(\nu : \widetilde{X} \to X\) is the normalization of a scheme (possibly in a finite extension of fields), then \( \dim \widetilde{X} = \dim X\). Feel free to assume that \(X\) is integral for convenience.
Proof:
The normalization \( \nu : \widetilde{X} \to X \) may be constructed affine locally on an affine cover \( \{ \spec A_i \} \) via the integral closure \( A_i \hookrightarrow \widetilde{A_i} \). By Exercise 11.1.B above, this tells us we may assume without loss of generality that \( \widetilde{X} = \spec \widetilde{A} \) and \( X = \spec A \). But then as \( \spec \widetilde{A} \to \spec A \) is an integral extension, the claim follows from the previous exercise.
$$\tag*{$\blacksquare$}$$
Exercise 11.1.G:
Suppose \(X\) is an affine \(k\)-scheme, and \(K/k\) is an algebraic field extension.
Suppose \(X\) has pure dimension \(n\). Show that \(X_K := X \times_k K\) has pure dimension \(n\). (See Exercise 24.5.F for a generalization, which for example removes the affine hypothesis. Also, see Exercise 11.2.J and Remark 11.2.16 for the fate of possible generalizations to arbitrary field extensions.) Hint: If \(X = \spec A\), reduce to the case where \(A\) is an integral domain. An irreducible component of \(X^\prime\) corresponds to a minimal prime \(\pp\) of \(A^\prime := A \otimes_k K\). Suppose \(a \in \ker(A \to A^\prime/ \pp)\). Show that \(a = 0\), using the fact that \(a\) lies in a minimal primep of \(A^\prime\) (and is hence a zerodivisor, by Remark 5.5.12), and \(A^\prime\) is a free \(A\)-module (so multiplication in \(A^\prime\) by \(a \in A\) is injective if \(a\) is nonzero). Thus \(A \to A^\prime/\pp\) is injective. Then use Exercise 11.1.E.
Prove the converse to (a): show that if \(X_K\) has pure dimension \(n\), then \(X\) has pure dimension \(n\).
Proof:
Following the hint, we may assume without loss of generality that \( A \) is an integral domain since \( \dim A = \dim A / \mathfrak{N}(A) \). Letting \( A^\prime := A \times_k K \), we know by Exercise 3.7.F that the irreducible components of \( \spec A^\prime \) are in correspondence with the minimal primes of \( A^\prime \). Letting \( \pp \subset A^\prime \) denote an arbitrary minimal prime, consider the kernel of the composition \( A \hookrightarrow A^\prime \twoheadrightarrow A^\prime / \pp \): if \( a \) is in the kernel then by abuse of notation we may assume \( a \in \pp\). By Remark 5.5.12 we know \( a \) is a zero-divisor; however since \( K \) is faithfully-flat, multiplication by any non-zero is injective so it must be the case that \( a = 0 \) and thus \( A \to A^\prime / \pp \) is injective. In particular, this implies that \( \spec A \) is contained inside the the irreducible component \( X^\prime \) corresponding to \( \pp \). Since \( K \) is algebraic over \( k \) and \( A \hookrightarrow A^\prime / \pp \) is injective, the latter map is an integral extension so by Exercise 11.1.E we have \( \dim X^\prime = \dim X \). Since the irreducible component \( X^\prime \) / minimal prime \( \pp \) was arbitrary, this holds true for all irreducible components — that is, \( X_K \) has pure dimension \( n \).
We may again assume \( A \) is an integral domain so that \( \spec A \) has one connected component. Notice that while \( \spec A^\prime = \spec A \otimes_k K \) may have more than one irreducible component (on account of \( k \) not necessarily being separably closed), all irreducible components must have dimension \( n \) by assumption. By picking a \( \pp \subset A^\prime \) lying over \( (0) \subset A \), we again must have that \( \dim \spec A \geq \dim \spec A^\prime / \pp \) by virtue of mapping any chain of length \( n \) down to \( A \) and showing no two primes above map to the same prime below by Exercise 11.1.D. The rest of the argument should be pretty much the same.
$$\tag*{$\blacksquare$}$$
Exercise 11.1.H:
Show that \(\dim \Z[x] = 2\). (Hint: The prime ideals of \(\Z[x]\) were implicitly determined in Exercise 3.2.Q.)
Proof:
It was never explained in 3.2.Q, but it is a fairly non-trivial fact that the prime ideals of \( \Z[x] \) are of the form \( (0), (p), (q(x)), \) or \( (p, q(x)) \) for \( p \) prime and \( q(x) \) irreducible. I will not attempt to give a proof since Arturo Magidin's answer on StackExchange covers this very well. From this, it is easy to see that the two longest possible chains are either
$$
(0) \subset (p) \subset (p, f(x))
$$
or
$$
(0) \subset (f(x)) \subset (p, f(x))
$$
giving us \( \dim \Z[x] = 2 \) as desired.
$$\tag*{$\blacksquare$}$$
Exercise 11.1.I:
Show that if \(Y\) is an irreducible closed subset of a scheme \(X\), and \(\eta\) is the generic point of \(Y\), then the codimension of \(Y\) is the dimension of the local ring \(\OO_{X,\eta}\).
Proof:
This should follow by a slight adjustment of Exercise 11.1.B: if \( \spec A \) is any open subset of \( X \) intersecting \( Y \), then an increasing chain of closed irreducible sets starting from \( Y \) corresponds to an increasing chain of closed irreducible sets (in \( \spec A \)) starting from \( Y \cap \spec A \). If we let \( \pp \) denote the minimal prime ideal corresponding to the irreducible component \( Y \cap \spec A \), then we know that \( \OO_{X,\eta} \cong A_{\pp} \) so the claim follows from the preceding paragraph in the text.
$$\tag*{$\blacksquare$}$$
Exercise 11.1.J:
If \(Y\) is an irreducible closed subset of a scheme \(X\), show that
$$
\codim_X Y + \dim Y \leq \dim X
$$
Proof:
By definition of codimension of \( \codim_X Y = m \), we know that there exists an increasing chain of closed irreducible subsets of \( X \)
$$
Y = W_0 \subset W_1 \subset \dots \subset W_m = X
$$
Similarly, by definition of \( \dim Y = n \) we know that there is an increasing chain of closed irreducible subsets
$$
V_0 \subset \dots \subset V_n = Y
$$
Then
$$
V_0 \subset \dots \subset Y \subset W_1 \subset \dots \subset W_m = X
$$
is a chain of closed irreducible subsets of length \( m + n \). Since the dimension of \(X\) is taken as the supremum over all such chains, we get \( m + n \leq \dim X \)
$$\tag*{$\blacksquare$}$$
Exercise 11.1.K:
Let \( A = k[x_1, x_2, \dots] \) Choose an increasing sequence of positive integers \(m_1 , m_2 , \dots \) whose differences are also increasing ( \( m_{i+1} - m_i > m_i - m_{i-1} \) ). Let \( \pp_i = (x_{m_i + 1}), \dots, x_{m_{i+1}}) \) and \( S = A - \bigcup_i \pp_i \.
Show that \(S\) is a multiplicative set.
Show that \(S^{−1} \pp_i\) in \(S^{−1}A\) is the largest prime ideal in a chain of prime ideals of length \(m_{i+1} − m_i\). Hence conclude that \(\dim S^{−1}A = \infty\).
Suppose \(B\) is a ring such that (i) for every maximal ideal \(\mm\), \(B_\mm\) is Noetherian, and (ii) every nonzero \(b \in B\) is contained in finitely many maximal ideals. Show that \(B\) is Noetherian. (One possible approach: show that for any \(x_1, x_2, \dots\), \((x_1, x_2, \dots )\) is finitely generated.)
Use (c) to show that \(S^{-1}A\) is Noetherian.
Proof:
Notice that since the \( m_i \) are increasing and their differences are increasing, we necessarily have \( \lim_{i \to \infty} m_i = \infty \) so that \( \bigcup_{i} \pp_i = ( x_{m_1 + 1}, x_{m_1 + 2}, \dots ) \) (i.e if we had chosen \( m_1 = 1\) then we would have \( \bigcup_i \pp_i = (x_2, x_3, \dots) \)). Thus, \( S \) consists of those polynomials that are not divisible by \( x_j \) for \( j > m_1 \). Since the constants are obviously in \( S \), we trivially have \(1 \in S\). Moreover, if \( f, g \) are not divisible by \( x_j \) for \( j > m_1 \) then clearly \( fg \) is not either.
Recall from Exercise 3.2.K that the prime ideals in \( S^{-1} A \) are precisely the primes \( \qq \) in \( A \) with \( \qq \cap S = \qq \cap (A - \bigcup_i \pp_i) = 0 \); thus, \( \spec S^{-1} A \) consists of those primes contained in \( (x_{m_1 + 1}, x_{m_1 + 2}, \dots) \). In this case, it should become obvious that we may construct a chain
Recall that an element of a field extension \(E/F\) is algebraic over \(F\) if it is integral over \(F\). Recall also that a field extension \(E/F\) is an algebraic extension if it is an integral extension (if all elements of \(E\) are algebraic over \(F\)). The composition of two algebraic extensions is algebraic, by Exercise 7.2.C. If \(E/F\) is a field extension, and \(F^\prime\) and \(F^{\prime\prime}\) are two intermediate field extensions, then we write \(F^\prime \sim F^{\prime\prime}\) if \(F^\prime F^{\prime\prime}\) is algebraic over both \(F^\prime\) and \(F^{\prime\prime}\). Here \(F^\prime F^{\prime \prime}\) is the compositum of \(F^\prime\) and \( F^{\prime \prime} \), the smallest field extension in \(E\) containing \(F^\prime\) and \( F^{\prime \prime} \). (a) Show that \( \sim \) is an equivalence relation on subextensions of \(E/F\). A transcendence basis of \(E/F\) is a set of elements \(\{x_i\}\) that are algebraically independent over \(F\) (there is no nontrivial polynomial relation among the \(x_i\) with coefficients in \(F\)) such that \(F(\{x_i\}) \sim E\). (b) Show that if \(E/F\) has two transcendence bases, and one has cardinality \(n\), then both have cardinality \(n\). (Hint: show that you can substitute elements from the one basis into the other one at a time.) The size of any transcendence basis is called the transcendence degree (which may be \( \infty \)), and is denoted \(\operatorname{tr.\ deg}\). Any finitely generated field extension necessarily has finite transcendence degree. (Remark: A related result was mentioned in Algebraic Fact 9.5.16.)
Proof:
For the first part (a), the definition is clearly symmetric and reflexive. For transitivity, if \( F_1 \sim F_2 \) and \( F_2 \sim F_3 \), then \( F_1 F_2 \) is algebraic over \( F_1 \) and \( F_2 \) and \( F_2F_3 \) is algebraic over \( F_2 \) and \( F_3 \). Notice that as \( F_1 F_2 \) is algebraic over \( F_2 \) we have \( F_1 F_2 F_3 \) is algebraic over \( F_2 F_3 \). As the latter is algebraic over \( F_3 \), then as the composition of algebraic extensions is algebraic we have that \( F_1 F_2 F_3 \) is algebraic over \( F_3 \). By a similar argument, we must have it is algebraic over \( F_1 \). Since \( F_1 F_3 \) is the smallest field extension containing \( F_1 F_3 \), we then necessarily have that \( F_1 F_3 \) is algebraic over \( F_1, F_3 \) as required.
Suppose \(A = k[x_1, \dots , x_n]/I\). Show that the residue field of any maximal ideal of \(A\) is a finite extension of \(k\). (Hint: the maximal ideals correspond to dimension \(0\) points, which correspond to transcendence degree \(0\) finitely generated extensions of \(k\), i.e., finite extensions of \(k\).)
Proof:
Since a maximal ideal \( \mm \subset k[x_1, \dots, x_n] / I \) is a maximal ideal containing \( I \), we may assume without loss of generality that \( I = (0) \). Now \( A / \mm \) is clearly a field extension; however, as \( \operatorname{tr. deg.} A / \mm = 0 \) we have that each \( x_i \) is algebraic over \( k \). By taking the maximum of the degrees of such polynomials, we get that \( A / \mm \) is a finite extension of \( k \).
$$\tag*{$\blacksquare$}$$
Exercise 11.2.C:
If \( \pi: X \to Y\) is a dominant morphism of irreducible \(k\)-varieties, then \(\dim X \geq \dim Y\). (This is false more generally: consider the inclusion of the generic point into an irreducible curve.)
Proof:
Recall from Exercise 6.5.B that a dominant morphism corresponds to an inclusion of fields in the opposite direction: \( K(Y) \hookrightarrow K(X) \). Thus, we obtain \( \operatorname{tr.deg}(Y) \leq \operatorname{tr.deg}(X)\).
$$\tag*{$\blacksquare$}$$
Exercise 11.2.D:
Show that the three equations
$$
wz−xy=0,\hspace{3em} wy−x^2 = 0,\hspace{3em} xz−y^2 =0
$$
cut out an integral surface \(S\) in \(\A^4_k\). (You may recognize these equations from Exercises 3.6.F and 8.2.A.) You might expect \(S\) to be a curve, because it is cut out by three equations in four-space. One of many ways to proceed: cut \(S\) into pieces. For example, show that \(D(w) \cong \spec k[x, w]_w\) . (You may recognize \(S\) as the affine cone over the twisted cubic. The twisted cubic was defined in Exercise 8.2.A.) It turns out that you need three equations to cut out this surface. The first equation cuts out a threefold in \(\A^4_k\) (by Krull’s Principal Ideal Theorem 11.3.3, which we will meet soon). The second equation cuts out a surface: our surface, along with another surface. The third equation cuts out our surface, and removes the "extraneous component". One last aside: notice once again that the cone over the quadric surface \(k[w, x, y, z]/(wz − xy)\) makes an appearance.)
Proof:
We saw in Exercises 3.6.F that this scheme is indeed integral. To show it has dimension 2, we follow the hint and use Exercise 11.1.B to compute the dimension on an affine cover. First notice that for \( D(w) \), we have
$$
\spec \Big( k[x, y, z, w] / (wz - xy, wy - x^2, xz - y^2)\Big)_w = \spec k[x, y, z, w]_w / ( z - \frac{xy}{w}, y - \frac{x^2}{w}, xz - y^2 ) = k[x, w]_w
$$
In a similar manner,
$$
\spec \Big( k[x, y, z, w] / (wz - xy, wy - x^2, xz - y^2) \Big)_z = \spec k[x, y, z, w]_z / (w - \frac{xy}{z}, wy - x^2, x - \frac{y^2}{z} ) - k[y, z]_z
$$
Moreover, the equation \( wy - x^2 = 0 \) implies \( D(x) \subset D(w) \) and similarly \( xz - y^2 \) implies \( D(y) \subset D(z) \). It should be fairly obvious that the transcendence degree of \( K(A) \) (where \( A = k[x, w]_w \)) is 2.
$$\tag*{$\blacksquare$}$$
Exercise 11.2.E:
If \(X\) and \(Y\) are irreducible \(k\)-varieties, show that \(\dim X \times_k Y = \dim X + \dim Y\). (Hint: If we had surjective finite morphisms \(X \to \A^{\dim X}_k\) and \(Y \to \A^{\dim Y}_k\), we could construct a surjective finite morphism \(X \times_k Y \to \A^{\dim X + \dim Y}_k\) .)
Proof:
Following the hint and the proof of 11.2.7, we may reduce to the case that \( X = \spec A\) and \(Y = \spec B\) are affine (irreducible and thus integral) \( k \)-varieties by Exercise 11.1.B — let \( n = \dim X \) and \( m = \dim Y \). By Noether Normalization there exists surjective finite morphisms \( X \to \A^{n}_k \) and \( Y \to \A^{m}_k \). As finite morphisms and surjectivity are preserved by base-change by Exercise 9.4.B and Exercise 9.4.D, respectively, we know that \( X \times_k Y \to \A^{n}_k \times_k \A^{m}_k = \A^{n+m}_k \) is a surjective finite morphism. In the language of algebra, this tells us that \( K(A \otimes_k B) \) is a finite and thus integral extension of \( k[x_1, \dots, x_n, y_1, \dots, y_m] \) so that \( \dim X \times_k Y = n + m \) by Exercise 11.1.E
$$\tag*{$\blacksquare$}$$
Exercise 11.2.F:
A ring \(A\) is called catenary if for every nested pair of prime ideals \(\pp \subset \qq \subset A\), all maximal chains of prime ideals between \(\pp\) and \(\qq\) have the same length. (We will not use this term in any serious way later.) Show that if \(A\) is a localization of a finitely generated ring over a field \(k\), then \(A\) is catenary.
Proof:
Let \( A = k[x_1, \dots, x_n] / I \) and consider \( \pp \subset \qq \subset S^{-1}A \). Since any chain of prime ideals in \( S^{-1} A \) corresponds to a chain of prime ideals in \( A \) not meeting \(S\), we may simply lift to \( A \). In a similar manner, since a chain of prime ideals in \( A \) simply corresponds to a chain of prime ideals in \( k[x_1, \dots, x_n] \) contained in \( I \), it suffices to show that \( k[x_1, \dots, x_n] \) is catenary.
We proceed by induction on \( n \); in the case \( n = 1 \) we know that \( k[x] \) is a PID, so any prime ideal is maximal and thus the longest possible chain is \( (0) \subset \pp = \qq \). Next suppose that \( k[x_1, \dots, x_{n-1}] \) is catenary, and let
be a maximal chain. Notice we may assume \( (0) \) is the minimal prime since \( k[x_1, \dots, x_n] \) is a domain, and moreso we may assume that \( \pp_1 = (f) \) for some irreducible \( f \), as otherwise we may pick some \( f \in \pp_1 \), decompose into irreducible factors \( f_1^{\alpha_1} \dots f_r^{\alpha_r} \)(as \( k[x_1, \dots, x_n] \) is UFD) and obtain \( (f_1) \subset \pp_1 \). Similar to the proof of Noether's normalization, up to some change of variables \( x_i^\prime = x_i - a_i x_n \), we may assume without loss of generality that \( f = x_n^d + F_{d-1}(x_1, \dots, x_{n-1})x_n^{d-1} + \dots + F_0(x_1, \dots, x_{n-1}) \). Then \( k[x_1, \dots, x_n] / (f) \) is an integral extension of \( k[x_1, \dots, x_{n-1}] \). By reducing modulo \( (f) \) and intersecting with \( k[x_1, \dots, x_{n-1}] \), we have that
remains a strictly nested chain (possibly by using lying over theorem) so that by inductive hypothesis we necessarily have that it is a maximal chain of fixed length. In fact, for the polynomial ring \( k[x_1, \dots, x_{n-1}] \) we know that this must be of length \( n - 1 \) so that our original maximal chain is of length \( k = n \).
$$\tag*{$\blacksquare$}$$
Exercise 11.2.G:
Reduce the proof of Theorem 11.2.9 to the following problem. If \(X\) is an irreducible affine \(k\)-variety and \(Z\) is a closed irreducible subset maximal among those smaller than \(X\) (the only larger closed irreducible subset is \(X\)), then \(\dim Z = \dim X − 1\).
Proof:
Notice that if \( Z \) is an irredcible subset maximal among those smaller than \(X\) then we necessarily have \( \codim_X Z = 1 \); thus showing that \( \dim Z = \dim X - 1 \) is equivalent to showing \( \dim Z + \codim_X Z = \dim X \). By an inductive argument, taking any maximal chain \( Z_0 \subset Z_1 \subset \dots \subset Z_r \subset X \) where each is a closed irreducible subset maximimal among those smaller than the next, \( \dim Z_i = \dim Z_{i+1} - 1 \) would imply Theorem 11.2.9.
$$\tag*{$\blacksquare$}$$
Exercise 11.2.H:
Show that it suffices to show that \(\pi(Z)\) is a hypersurface. (Hint: the dimension of any hypersurface is \(d − 1\) by Theorem 11.2.1 on dimension and transcendence degree. Exercise 11.1.E implies that \(\dim \pi^{-1} (\pi(Z)) = \dim \pi(Z)\). But be careful: \(Z\) is not \(\pi^{-1}(\pi(Z))\) in general.)
Proof:
By Exercise 11.1.B it suffices to work affine-locally, so we take \( X = \spec A \) with \( A \) a finite (and thus integral) extension of \( k[x_1, \dots, x_d] \). Since \( Z \) is a closed irreducible subset maximal among those smaller than \( X \) by the previous exercise, it corresponds to a height 1 prime \( (0) \subset \pp_1 \) in \(A\). Pulling back to \( k[x_1, \dots, x_d] \), let \( \qq_1 \) denote the corresponding prime. If we assume that \( \pi(Z) \) is a hypersurface, i.e. the Krull dimension of \( \qq_1 \) is \( d-1 \), then we may find a sequence of nested primes of length \( d - 1 \), which by the Going Up theorem would give us a nested sequence of primes in \( B \) of length \( d - 1 \) — thus \( \dim Z \geq d - 1 \). However, since \( Z \) is maximal among those closed irreducible subsets smaller than \(X\), we have \( \dim Z = d - 1 \) proving the theorem.
$$\tag*{$\blacksquare$}$$
Exercise 11.2.I:
Suppose \(p\) is a closed point of a locally finite type \(k\)-scheme \(X\). Show that the following three integers are the same:
The largest dimension of an irreducible component of \(X\) containing \(p \)
\( \dim \OO_{X, p} \)
\( \codim_p X \)
Proof:
Since \( p \) is a closed point, we have that it is its own generic point — therefore the second and third integers are the same by Exercise 11.1.I. Furthermore, we know the first and the third are related by definition of codimension: the codimension of \( p \) in \( X \) is the maximum over all chains of irreducible components starting at \( p \). However since \( p \) is a closed point we have that \( \dim p = 0\) and thus by theorem 11.2.9 we have \( \codim_p X = \dim X \).
$$\tag*{$\blacksquare$}$$
Exercise 11.2.J:
Suppose \(X\) is a locally finite type \(k\)-scheme of pure dimension \(n\), and \(K/k\) is a field extension (not necessarily algebraic). Show that \(X_K\) has pure dimension \(n\). Hint: Reduce to the case where \(X\) is affine, so say \(X = \spec A\). Reduce to the case where \(A\) is an integral domain. Show (using the axiom of choice) that \(K/k\) can be written as an algebraic extension of a purely transcendental extension. Hence by Exercise 11.1.G(a), it suffices to deal with the case where \(K/k \)is purely transcendental, say with transcendence basis \( \{e_i\}_{i\in I}\) (possibly infinite). Show that \(A^\prime := A \otimes_k K\) is an integral domain, by interpreting it as a certain localization of the domain \(A[\{e_i\}]\). If \(t_1, \dots, t_d\) is a transcendence basis for \(K(A)/k\), show that \(\{e_i\} \cup \{t_j\}\) is a transcendence basis for \(K(A^\prime)/k\). Show that \(\{t_j\}\) is a transcendence basis for \(K(A^\prime)/K\).
Exercise 11.2.K:
In this exercise, we work over an algebraically closed field \(k\). For any \(d > 3\), show that most degree \(d\) surfaces in \(\P^3\) contain no lines. Here, "most" means "all closed points of a Zariski-open subset of the parameter space for degree \(d\) homogeneous polynomials in \(4\) variables, up to scalars". As there are \( { d + 3 \choose 3 } \) such monomials, the degree \(d\) hypersurfaces are parametrized by \( \P^{ { d + 3 \choose 3} - 1} \) (see Remark 4.5.3). Hint: Construct an incidence correspondence
$$
X = \{ (\ell, H) : [\ell] \in \mathbb{G}(1, 3), [H] \in \P^{ { d + 3 \choose 3} - 1}, \ell \subset H \}
$$
parameterizing lines in \( \P^3 \) contained in a hypersurface: define a closed subscheme \( X \) of \( \P^{ { d + 3 \choose 3} - 1} \times \mathbb{G}(1, 3) \) that makes this notion precise. (Recall that \( \mathbb{G}(1, 3) \) is a Grassmannian. Show that \(X\) is a \( \P^{ { d + 3 \choose 3} - 1 - (d+1)}\) bundle over \( \mathbb{G}(1, 3) \). (Possible hint for this: how many degree \(d\) hypersurfaces contain the line \( x = y = 0 \)?) Show that \( \dim \mathbb{G}(1, 3) = 4 \) (see §6.7: \( \mathbb{G}(1, 3) \) has an open cover by \( \A^4 \)'s). Show that \( \dim X = { d + 3 \choose 3 } - 1 - (d + 1) + 4 \). Show that the image of the projection \( X \to \P^{ { d + 3 \choose 3} - 1} \) must lie in a proper closed subset.
Proof:
We follow the hint closely; taking \( X \) to be the incidence correspondence described above. To make this precise, let \( y_0, \dots, y_N\) denote the coordinates of \( \P^{ { d + 3 \choose 3} - 1} \) corresponding to the degree \( d \) homogeneous monomials in \( k[x, y, z, w] \). Since \( \mathbb{G}(1, 3) \) may be covered by Schubert cells isomorphic to \( \A^4 \) — for example, one Schubert cell could be lines of the form \( [x, y, ax + by, cx + dy] \) where \( a, b, c, d \) become our affine coordinates. Then by plugging the line \( [x, y, ax + by, cx + dy] \) into our degree \(d\) homogeneous polynomial, we obtain a different degree \(d\) polynomail now with coefficients in terms of the \( a, b, c, d \). For example, taking \( d = 4 \) and plugging \( [x, y, ax + by, cx + dy] \) into \( x^4 + y^4 + z^4 \) would give us
By replacing the degree 4 components with their respective \( y_i \), this gives a polynomial in the respective \( \P^{34} \times \A^4 \). Since this extends nicely to across each Schubert cell covering \( \mathbb{G}(1, 3) \), one obtains a closed subscheme of \( \P^{ 34} \times \mathbb{G}(1, 3) \). The same idea generalizes to other \( d > 3 \), though it would be tedious to generalize the argument.
It follows immediately from Exercise 11.1.B that \( \dim \mathbb{G}(1, 3) = 4\). By a similar argument to that above, notice that any line \( \ell \) lying on a degree-\(d\) hypersurface corresponds a system of \( d + 1 \) linear conditions (by a linear change of coordinates of our line, this should correspond to Exercise 8.2.J). Since \( \dim \P^{ { d + 3 \choose 3} - 1} \times_k \mathbb{G}(1, 3) = { d + 3 \choose 3} - 1 + 4 \) by Exercise 11.2.E; by intersecting with \( d+1 \) linear conditions, we reduce the dimension by \( (d+1) \) by Exercise 11.2.G. Finally since projection \( \P^{ { d + 3 \choose 3} - 1} \times \mathbb{G}(1, 3) \to \P^{ { d + 3 \choose 3} - 1} \) is a closed proper map (since properness is preserved under base change) and \( X \hookrightarrow \P^{ { d + 3 \choose 3} - 1}\) is a closed subscheme, the composition is proper telling us that the image lies in a proper closed subscheme. In particular, since \( 4 - (d + 1) < 0 \) for \( d > 3 \) we have that \( \dim X < \dim \P^{ { d + 3 \choose 3} - 1} \) and thus the general hypersurface does not contain a line.
$$\tag*{$\blacksquare$}$$
Section 11.3: Codimension one miracles: Krull’s and Hartogs’s Theorems
Exercise 11.3.A:
Show that an irreducible homogeneous polynomial in \(n + 1\) variables over a field \(k\) describes an integral scheme of dimension \(n − 1\) in \(\P^n_k\).
Proof:
Let \( f \in k[x_0, \dots, x_n] = S_\bullet \) be irreducible homogeneous and \( V_+(f) = \proj k[x_0, \dots, x_n] / (f) \hookrightarrow \P^n_k \) denote the reduced and thus integral closed subscheme. By Theorem 11.2.9 it suffices to show that \( \codim_{V(f)} \P^n_k = 1 \). Clearly since \( V_+(f) \subset \P^n_k \) we have that the codimension is \( \geq 1 \). Now suppose to the contrary that \( V_+(f) \subset Y \subset \P^n_k \) for some irreducible closed \( Y \). By Exercise 8.2.C we may assume without loss of generality that \( Y = V_+(I) \) so that \( S_+ \subset I \subset (f) \). By choosing some nonzero \( g \in I \) we may further assume \( I = (g)\). Then as \( f \) is irreducible and \( k[x_0, \dots, x_n] \) is a UFD we may write \( g = \alpha f^r \cdot s_1^{r_1} \dots, s_k^{r_k} \). If not all \( s_i = 0 \) then we would have that \((g)\) is not prime contradicting the assumption that \( Y\) is irreducible — thus \( (g) = (f) \) so that \( \dim V_+(f) = n - 1 \).
$$\tag*{$\blacksquare$}$$
Exercise 11.3.B:
Suppose \((A,\mm)\) is a Noetherian local ring, and \(f \in \mm\). Show that \(\dim A/(f) \geq \dim A − 1\).
Proof:
We follow This answer by Tom Oldfield on Math StackExchange. Let \( \dim A = n \) such that there is a maximal chain of primes
where we necessarily have \( \pp_n = \mm \) as the unique maximal prime ideal. It may be the case that \( f \in \pp_i \) for all \( i \), in which case \( f \) is a zerodivisor and thus \( \dim A / (f) \geq n \). Otherwise, we may assume without loss of generality that \( f \) is not a zero divisor, and find some \( k \) such that \( f \in \pp_k \backslash \pp_{k-1} \) and thus \( \pp_{k - 1} + (f) \subset \pp_k \). Now it is likely not the case that \( \pp_{k-1} + (f) \) is prime, but as \( A \) is Noetherian we may find some \( \qq_{k-1} \) minimal with respect to \( \pp_{k-1} + (f) \subset \qq_{k-1} \subset \pp_k \) (i.e. minimal among those primes containing \(f\)). Repeating this argument inductively for \( 0 \leq j\) <\( k - 1 \) (since \( f \notin \pp_{j} \)), we may find \( \qq_j \) minimal among primes \( \pp_j + (f) \subset \qq_j \subset \qq_{j+1} \). To see that \( \qq_j \neq \qq_{j+1} \), notice that if this were the case we would have that \( \pp_j \subset \pp_{j+1} \subset \qq_{j+1} \) would be a strict chain of primes — however since \( \qq_{j+1} = \qq_j \) is minimal among primes containing \(f\), it must have codimension 1 by Krull's Principal ideal theorem, a contradiction.
$$\tag*{$\blacksquare$}$$
Exercise 11.3.C:
This is a cool argument.
(Hypersurfaces meet everything of dimension at least \(1\) in projective space, unlike in affine space.) Suppose \(X\) is a closed subset of \(\P^n_k\) of dimension at least \(1\), and \(H\) is a nonempty hypersurface in \(\P^n_k\). Show that \(H\) meets \(X\). (Hint: note that the affine cone over \(H\) contains the origin in \(\A^{n+1}_k\). Apply Krull's Principal Ideal Theorem 11.3.3 to the cone over \(X\).)
Suppose \(X \hookrightarrow \P^n_k\) is a closed subset of dimension \(r\). Show that any codimension \(r\) linear space meets \(X\). Hint: Refine your argument in (a). (Exercise 11.3.F generalizes this to show that any two things in projective space that you would expect to meet for dimensional reasons do in fact meet.)
Show further that there is an intersection of \(r + 1\) nonempty hypersurfaces missing \(X\). (The key step: show that there is a hypersurface of sufficiently high degree that doesn’t contain any generic point of \(X\). Show this by induction on the number of generic points. To get from \(m\) to \(m + 1\): take a hypersurface not vanishing on \(p_1, \dots, p_m\). If it doesn’t vanish on \(p_{m+1}\), we are done. Otherwise, call this hypersurface \( f_{m+1} \). Do something similar with \(m + 1\) replaced by \(i\) for each \(1 \leq i \leq m\). Then consider \( \sum_i f_1 \dots, \widehat{f_i}\dots f_{m+1} \). If k is infinite, show that there is a codimension \(r + 1\) linear subspace missing \(X\). (The key step: show that there is a hyperplane not containing any generic point of a component of \(X\).)
If \(k\) is an infinite field, show that there is an intersection of \(r\) hyperplanes meeting \(X\) in a finite number of points. (We will see in Exercise 12.4.C that if \(k = \overline{k}\), for "most" choices of these \(r\) hyperplanes, this intersection is reduced, and in Exercise 18.6.N that the number of points is the "degree" of \(X\). But first of course we must define "degree".)
Proof:
Let \( S_\bullet := k[x_0, \dots, x_n] \) and \( S_+ = (x_0, \dots, x_n) \). Without loss of generality, we may write \( X = V(I) \) for some homogeneous ideal \( I \) and let \( H = V(f) \) denote our hypersurface for some homogeneous \(f \in S_\bullet \). Following the hint, let \( C(X) = \spec (S_\bullet / I) \) denote the affine cone of \( I \). Since both \( I \) and \((f)\) are homogeneous, we have \( I, (f) \subset S_+ \) and \( \spec (S_\bullet / (f)) \cap C(X) = V( I + (f) )\). It suffices to show that there exists another point \( [\pp] \neq [S_+]\) in the intersection. Similar to the previous exercise, since \( S_\bullet \) is Noetherian we can find some \( I + (f) \subset \pp \subset S_+\) minimal with respect to prime ideals containing \( I + (f) \) as follows: if we suppose to the contrary that \( S_+ \) is minimal with respect to such prime ideals, then by Krull's Principal Ideal Theorem applied to \( S_\bullet / I \), the irrelevant ideal \( S_+ = (x_0, \dots, x_n) \) has codimension at most 1 (over \( I \)). However, since \( V_+(I) \) is assumed to be dimension at least 1, we can find some chain of homogeneous prime ideals (contained in \( S_+ \) of length 1): \( I \subset \pp_0 \subset \pp_1 \subset S_+ \) — a clear contradiction. Therefore, there must exist some (minimal) prime \( I + (f) \subset \pp \subset S_+ \) which corresponds to a point in \( X \cap H \subset \P^n \)
Proceed by induction on \( r \); the base case \( r = 1 \) was considered in the previous problem. Assume the statement holds true for \( \leq r - 1 \), let \( X = V(I) \) be irreducible of dimension \( r \) and without loss of generality let \(Y = V(f_1, \dots, f_r) \) be generated by linear homogeneous functions such that \( Y \) is codimension \(r\). By again observing the affine cones, we have \( C(X) \cap C(Y) = V(I + (f_0, \dots, f_r)) \), with both ideals contained in the irrelevant ideal \( S_+ = (x_0, \dots, x_n)\). By inductive hypothesis, we may find a prime \( \pp \) minimal with respect to the property that \( I + (f_1, \dots, f_{r-1}) \subset \pp \subset (x_0, \dots, x_n) \). By a similar argument to that above, we may find a prime \( \qq \) minimal with respect to \( \pp + (f_r) \subset \qq \subset (x_0, \dots, x_n) \)
Following the hint, we proceed by induction on the number \( m \) of generic points. For the base case that \(X\) has a unique generic point (implying that \( X \) is an irreducible closed subset); intersecting with a generic hyperplane \( V(f_1) \) gives us a closed subscheme one dimension lower (i.e. of dimension \(r - 1\)), so intersecting with \( r \) hyperplanes should give us a closed subscheme of dimension \( 0\) (i.e. finitely many points). In the case that \( k \) is infinite, we may choose one last hyperplane that does not contain any of these points.
For the inductive step, let \( p_1, \dots, p_{m+1} \) denote our generic points. By inductive assumption, we have a collection of \( r + 1 \) hypersurfaces \( f_{1, i}, \dots, f_{r+1, i} \) whose intersection does not vanish on \( p_1, \dots, \widehat{p_i}, \dots, p_{m+1} \). Then by taking \( g_j = \sum_i f_1 \dots \widehat{f_i}\dots f_{m+1} \) for \( 1 \leq j \leq r + 1 \), we obtain a collection of \( r+1 \) hypersurfaces that do not vanish on \( X \).
Similar to the base case of the previous part, we may choose some sufficiently general \( f_i \in X \cap V(f_{i-1}) \) that is not a zero-divisor, such that each intersection reduces the previous dimension by 1. Thus, the intersection of \( r \) general hyperplanes will give a closed subscheme of dimension \( 0 \), which in the case of \( \P^n_k \) is a finite number of points.
$$\tag*{$\blacksquare$}$$
Exercise 11.3.D:
Prove Proposition 11.2.13 (prime avoidance). Hint: by induction on \(n\). Don’t look in the literature — you might find a much longer argument.
Proof:
Following the hint, we proceed by induction on \( n \): the base case \( n = 1 \) is trivial. Now suppose the claim is true for \( n \): namely let \( \pp_1, \dots, \pp_{n+1} \) be our prime ideals, \( I \not \subset \pp_i \), and assume for each \( 1 \leq i \leq n \) that there exists some \( g_i \in I \) with
$$
g_i \notin \bigcup_{ k \neq i} \pp_k
$$
That is to say, for each \( j \neq i \), we have that \( g_j \notin \pp_i \) so by primality of the \( \pp_j \) we have that
$$
f_i = \prod_{j \neq i} g_j \notin \pp_i
$$
Then by taking \( f = f_1 + \dots + f_n + f_{n+1} \), we necessarily have that \( f \in I - \bigcup_{i=1}^{n+1} \pp_i \)
$$\tag*{$\blacksquare$}$$
Exercise 11.3.E:
Let \(k\) be a field. Suppose \(X\) and \(Y\) are equidimensional closed subvarieties (possibly singular) of codimension \(m\) and \(n\) respectively in \(\A^d_k\) . Show that every component of \(X \cap Y\) has codimension at most \(m + n\) in \(\A^d_k\) as follows. Show that the diagonal \( \A^d_k \cong \Delta \subset \A^d_k \times_k \A^d_k \) is a regular embedding of codimension \(d\). (You will quickly guess the d equations for \( \Delta \).) Figure out how to identify the intersection of \(X\) and \(Y\) in \(\A^d_k\) with the intersection of \(X \times Y\) with \(\Delta\) in \(\A^d \times_k \A^d_k\) . Then show that locally, \(X \cap Y\) is cut out in \(X \times Y\) by \(d\) equations. Use Krull’s Principal Ideal Theorem 11.3.3. You will also need Exercise 11.2.E. (See Exercise 12.2.M for a generalization.)
Proof:
Since \( X \) and \(Y\) are equidimensional and the result is local to the irreducible components of \( X \cap Y \), we assume without loss of generality that \( X, Y \) are integral varieties. Recall by Exericse 10.1.B that \( \A^n_k \) is separated so that \( \delta : \A^d_k \hookrightarrow \A^d_k \times_k \A^d_k \) is a closed embedding. It is fairly easy to see that the ideal of \( \Delta \subset \A^d_k \times_k \A^d_k \) is of the form \( (x_1 - y_1, \dots, x_d - y_d) \) where \( k[x_1, \dots, x_d] \) denotes the coordinate ring of the first term and \( k[y_1, \dots, y_d] \) the second. It is fairly easy to see that at any closed point \( p = [ (x_1 - a_1, \dots, x_n - a_n, y_1 - a_1, \dots, y_n - a_n) ] \in \Delta\), \( x_1 - y_1, \dots, x_d - y_d \) gives a regular sequence of \( \OO_{\A^d \times \A^d, p} \) so that \( \Delta \) is a regular embedding of codimension \(d\).
Now as \( X, Y \) are both closed subvarieties of \( A^d_k \), we obtain closed embeddings \( X, Y \hookrightarrow \A^d_k \) giving us \( X \times_k Y \) as a closed subvariety of \( A^d_k \times_k \A^d_k \). By our classical interpretation of the diagonal, \( \Delta \cap X \times_k Y \) consists of those points where the embeddings agree, which is to say the collection of points in our original \( \A^d_k \) where \( X\) and \(Y\) align. Now by Theorem 11.2.9, we know that \( \dim X = d - m \) and \( \dim Y = d - n \), so by Exercise 11.2.E we have that \( \dim X \times_k Y = 2d - (m + n) \). Now as \( \Delta \) is locally cut out by \( d \) equations, we obtain by Krull's Principal ideal theorem that \( \Delta \cap X \times_k Y \) is of dimension at least \( d - (m + n) \) in \( \Delta \). As \( \Delta \cong \A^d_k \), this again tells us that the codimension of \( X \cap Y \) is at most \( m + n \).
$$\tag*{$\blacksquare$}$$
Exercise 11.3.F:
Suppose \(X\) and \(Y\) are equidimensional subvarieties of \(\P^n\) of codimensions \(d\) and \(e\) respectively, and \(d + e \leq n\). Show that \(X\) and \(Y\) intersect. Hint: apply Exercise 11.3.E to the affine cones of \(X\) and \(Y\). Recall the argument you used in Exercise 11.3.C(a) or (b).
Proof:
Following the same general argument, we may reduce to the case that \( X \) and \(Y\) are irreducible and thus integral projective subvarieties. If we suppose \( X = V_+ (I) \) and \( Y = V_+(J) \), let \( C(X) = \spec k[x_0, \dots, x_n] / I \) and \( Y = \spec k[x_0, \dots, x_n] / J \) denote theire cones — by definition we still have that \( C(X) \) and \( C(Y) \) are of codimension \( d \) and \(e\) respectively in \( \A^{n+1} \). Then \( C(X) \cap C(Y) \) have codimension at most \( d + e \leq n \), so by Theorem 11.2.9 we know that \( C(X) \cap C(Y) \) has dimension at least \( n + 1 - (d + e) \geq 1 \). As \( (x_0, \dots, x_n) \) is contained in both \( C(X) \cap C(Y)\), this tells us that we can find a line \( \ell \) passing through the origin in \( C(X) \cap C(Y) \) corresponding to a point in \( X \cap Y \), as desired.
$$\tag*{$\blacksquare$}$$
Exercise 11.3.G:
Suppose \(f\) is an element of a Noetherian ring \(A\), contained in no codimension zero or one prime ideals. Show that \(f\) is invertible. (Hint: if a function vanishes nowhere, it is invertible, by Exercise 4.3.G(b).)
Proof:
For the sake of contrapositive, suppose \( f \) is not a unit so that \( A / (f) \) is non-trivial. As \( A / (f) \) is also Noetherian, it must have finitely many minimal prime ideals. Picking some \( \pp \subset A / (f) \) minimal, it corresponds to a prime ideal \( \pp^\prime \subset A\) minimal with respect to those containing \(f\). But then \( \pp^\prime \) has codimension either 0 or 1 by Krull's Principal Ideal Theorem.
$$\tag*{$\blacksquare$}$$
Exercise 11.3.H:
Prove Krull’s Height Theorem 11.3.7 (and hence Krull’s Principal Ideal Theorem 11.3.3) in the special case where \(X\) is an irreducible affine variety, i.e., if \(A\) is finitely generated domain over some field \(k\). Show that \(\dim Z \geq \dim X − l\). Hint: Theorem 11.2.9. It can help to localize \(A\) so that \(Z = V(r_1,\dots,r_\ell)\).
Proof:
Suppose \( V(r_1, \dots, r_\ell) = Z_1 \cup \dots \cup Z_k \) where each \( Z_i \) is an irreducible component. Similar to the approach of the previous exercise, we may choose some functions \( f_i \in \pp_i \) vanishing on \( Z_i \) (where \( \pp_i \) denotes the corresponding minimal prime) in such a way that \( f_i \) does not vanish on \( Z_j \) for \( j \neq i \). By taking \( g_i = \prod_{j \neq i} f_i \), we have that localizing \( V(r_1, \dots, r_\ell) \) give us \( Z_i \). Since \( A_{g_i} \) is also a finitely generated domain over \( k \), we may assume without loss of generality that \( Z = V(r_1, \dots, r_\ell) \). Then by Theorem 11.2.9, we have that \( \codim_Z X = \dim A - \dim A / (r_1, \dots, r_\ell) \). Since \( A \) is a finitely generated domain, we may use 11.2.1 to show that \( \dim A / (r_1, \dots, r_\ell) = \mathrm{tr.deg.} K(A / (r_1, \dots, r_\ell)) \geq \mathrm{tr.deg} A - \ell \) (since each relation induces at most one algebraic dependence). Thus, \( \textrm{codim}_Z X \leq \ell \) as desired.
$$\tag*{$\blacksquare$}$$
Exercise 11.3.I:
Suppose \((A, \mm)\) is a Noetherian local ring
(Noetherian local rings have finite dimension, promised in Remark 11.1.8) Use Krull’s Height Theorem 11.3.7 to prove that if there are \(g_1, \dots,g_\ell\) such that \(V(g_1,\dots,g_\ell) = \{ [\mm]\}\), then \(\dim A \leq \ell\). Hence show that \(A\) has finite dimension. (For comparison, Noetherian rings in general may have infinite dimension, see Exercise 11.1.K.)
Let \(d = \dim A\). Show that there exist \(g_1, \dots, g_d \in A\) such that \(V(g_1,\dots,g_d) = \{[\mm]\}\). Hint: use induction on \(d\). Find an equation gd knocking the dimension down by \(1\), i.e., \(\dim A / (g_d ) = \dim A − 1\). Suppose \(\pp_1 , \dots, \pp_n\) correspond to the irreducible components of \(\spec A\) of dimension \(d\), and \(\qq_i \supset \pp_i\) are prime ideals corresponding to irreducible closed subsets of codimension 1 and dimension \( d - 1 \). Use Prime Avoidance (Proposition 11.2.13) to find \( h_i \in \qq_i \backslash \bigcup_{j=1}^n \pp_j \). Let \( g_d = \prod_{i=1}^n h_i \).
Proof:
Notice that the maximal ideal is necessarily dimension \( 0 \) as there is no increasing chain of prime ideals starting at \( \pp \) — alternatively, one can say that \( \mm \) has maximal height and thus the codimension of \( \mm \) is the dimension of \( A \). Since \( [\mm] \) is indeed the only irreducible component of \( V(r_1, \dots, r_\ell) \), Krull's Height theorem (and the previous exercise) tell us that \( \dim [\mm] \geq \dim A - \ell \) i.e. \( \dim A \leq \ell \).
Following the hint, we proceed by induction on \( d \). For the base case \( d = 1 \), we necessarily have that \( \mm \) is height 1 and thus principal (notice that \( \mm \) must contain an irreducible non-zerodivisor since \( \mathfrak{N}(A)\) is always height 0). Thus \( [\mm] = V(f) \) for some irreducible non-zerodivisor \(f\).
For the inductive step, suppose the claim holds true for Notherian local rings of dimension strictly less than \(d\). Let \( \pp_1, \dots, \pp_n \) denote the minimal primes of \( A \) corresponding to the irreducible components of \( \spec A \) of dimension \( d \). Since \( A / \pp_i \) is also Noetherian, we may always find some minimal prime \( \qq_i \supset \pp_i \) such that \( \qq_i \) corresponds to an irreduicble closed subset of codimension 1 and dimension \( d - 1 \). Then as the \( \qq_j \) are dimension \( d - 1 \) we have that they are not contained in any \( \pp_i \) and thus by Prime Avoidance we may find some \( h_i \in \qq_i \backslash \bigcup_{j=1}^n \pp_j \) — that is, \( h_i \) vanishes on the codimension 1 \( [\qq_i] \) but not on any irreducible component \( [\pp_i] \). Then by taking \( g_d = \prod_{i=1}^n h_i \), we obtain a function that vanishes on all our codimension 1 components so that \( \dim A / (g_d) = \dim A - 1 \) (this follows from Exercise 11.3.B since it is not a zero-divisor / does not vanish on every associated prime \( \pp_i \)). Since \( A / (g_d) \) is still a local ring (by the Correspondence theorem the prime ideals of \( A / (g_d) \) are the prime ideals of \( A \) containing \( g_d \)) with unique maximal ideal \( \overline{\mm} = \phi(\mm) \) where \( \phi : A \to A / (g_d) \) is the natural surjection, there exist some \( \overline{g_1}, \dots, \overline{g_{d-1}} \) such that \( V(\overline{g_1}, \dots, \overline{g_{d-1}}) = [\overline{\mm}] \). Then pulling back along \( \phi \), we obtain prime ideals \( g_i \) Lying over the \( \overline{g_i}\) such that \( V(g_1, \dots, g_{d-1}, g_d) = [\mm] \).
$$\tag*{$\blacksquare$}$$
Exercise 11.3.J:
Suppose
$$
f(x_0, \dots, x_n) = f_d(x_1, \dots, x_n) + x_0 f_{d-1} (x_1, \dots, x_n) + \dots + x_0^{d-1}f_1(x_0, \dots, x_n)
$$
is a homogeneous degree \(d\) polynomial (so \(\deg f_i = i\)) cutting out a hypersurface \(X\) in \(\P^n\) containing \(p := [1,0,\dots,0]\). Show that there is a line through \(p\) contained in \(X\) if and only if \(f_1 = f_2 = \dots = f_d = 0\) has a common zero in \(\P^{n−1} = \proj \overline{k}[x_1,\dots,x_n]\). (Hint: given a common zero \([a_1,\dots,a_n] \in \P^{n−1}\), show that line joining \(p\) to \([0, a_1, \dots , a_n]\) is contained in \(X\).)
If \(d \leq n − 1\), show that through any point \(p \in X\), there is a line contained in \(X\). Hint: Exercise 11.3.C(a).
If \(d \geq n\), show that for "most hypersurfaces" \(X\) of degree \(d\) in \(\P^n\) (for all
\(d\) hypersurfaces whose corresponding point in the parameter space \( \P^{ {n + d \choose d} - 1} \) — cf.
Remark 4.5.3 and Exercise 8.2.K — lies in some nonempty Zariski-open subset), "most points \(p \in X\)" (all points in a nonempty dense Zariski-open subset of \(X\)) have no lines in \(X\) passing through them. (Hint: first show that there is a single \(p\) in a single \(X\) contained in no line. Chevalley’s Theorem 7.4.2 may help.)
Proof:
For the forward direction, suppose that \( f_1 = f_2 = \dots = f_d = 0 \) has a common zero in \( \P^{n-1} \), call it \( [a_1, \dots, a_n] \). Then by taking the line \( L = [ 1 - t, t a_1, \dots, ta_n ] \), we have that for any point in \( L \) corresponding to some \( t \in k \)
Thus, \( L \subset X \). Conversely, suppose \( L \subset \P^n\) is a line through \( p \) that is contained in \(X\). By Exercise 11.3.C(a) \( L \) must intersect the hyperplane \( H = V(x_0) \) at some point \( q = [0, b_1, \dots, b_n] \). Then we necessarily have that \( f_d(b_1, \dots, b_n) = 0 \); however we also know that \( L \) contains points \( [(1- t), tb_1, \dots, tb_n] \) for all \( t \in k \) so that by choosing \( 0 < t < 1 \) we have
Since each \( (1 - t)^i t^{d-i} \neq 0 \) and the \( f_d \) are of distinct degrees, we must have that \( f_i(b_1, \dots, b_n) = 0 \) giving us a common zero in \( \P^{n-1}\).
In a similar approach to that above, let \( p \in X \) and suppose \( p \in D(x_i) \) so that we may write \( p = [a_0, \dots, a_{i-1}, 1, a_{i+1}, \dots, a_n] \) and refactor \(f\) as
Then similar to the part above, we may show that there being a line through \( p \) contained in \(X\) is equivalent to there being a common zero of \( \widetilde{f_1} = \dots = \widetilde{f_d} = 0 \). By Exercise 11.3.F, we have that \( d \leq n - 1 \) implies \( V(\widetilde{f}_1, \dots, \widetilde{f}_{d}) \subset \P^{n-1}\) is non-empty giving us the result.
To answer the hint, notice that on \( D(x_0) \) by choosing our original \( p = [1, 0, \dots, 0]\), we can find a surface with no lines by taking \( f_i = x_i^i \) — this cannot have a common point by part (a) since that would imply \( [0, \dots, 0] \in \P^{n-1} \). Then by part (a), there is no line in \( X \) passing through \( p \) iff \( f_1, \dots, f_d\) does not have a common solution in \( \P^{n-1} \). However, the general intersection of \( d > n - 1 \) hypersurfaces \( V(f_1, \dots, f_d) \) is trivial in \( \P^{n-1} \) (e.g. by Exercise 11.3.C(d) taking the intersection of \( n - 1 \) will in general give us a finite number of points, and finding another hypersurface that does not intersect these is an open condition) telling us that most hypersurfaces containing \( p \) do not have a line through \( p \).
$$\tag*{$\blacksquare$}$$
Section 11.4: Dimensions of fibers of morphisms of varieties
Exercise 11.4.A:
Suppose \(\pi: X \to Y\) is a morphism of locally Noetherian schemes, and \(p \in X\) and \(q \in Y\) are points such that \(q = \pi(p)\). Show that
$$
\codim_X p \leq \codim_Y q + \codim_{\pi^{-1}(q)} p
$$
(see Figure 11.3). Hint: take a system of parameters (Definition 11.3.8) for \(q\) "in \(Y\)", and a system of parameters for \(p\) "in \(\pi^{−1}(q)\)", and use them to find \(\codim_Y q + \codim_{\pi^{−1} (q)} p\) elements of \(\OO_{X,p}\) cutting out \(p = \{[\mm]\}\) in \(\spec \OO_{X,p}\) . Use Exercise 11.3.I.
Proof:
We will follow the well-written answer of Fang Hung-Chien on StackExchange. Since the codimension of a point only depends on the irreducible component it is contained in (assuming equidimensional), which can further be reduced to some affine set containing the minimal primes, we may assume without loss of generality that \( X = \spec A \) and \( Y = \spec B \) such that \( q = [\qq] \) for some \( \qq \subset B \) and \( p = [\pp] \) for some \( \pp \subset A \) with \( (\pi^\sharp )^{-1}(\pp) = \qq \). In addition, Exercise 11.2.I tells us we need only look at closed points \( p, q \). From §11.1.4 we know that \( \codim_X p := \dim A_\pp \) and from §9.3.2 we have that \( \pi^{-1}(q) \) corresponds to \( A \otimes_B \kappa(\qq) \). By letting \( \pp^\prime \) denote the image of \( \pp \) under \( A \hookrightarrow A \otimes_B \kappa(\qq) \), the problem reduces to showing
Since localization commutes with quotients (i.e. by exactness of localization), we obtain an isomorphism \( ( A \otimes_B \kappa(\qq) )_{\pp^\prime} \cong A_\pp / \qq A_\pp \).
Following the hint, if we let \( \qq = V(b_1, \dots, b_d) \) and \( \pp / \qq A = V(\overline{a_1}, \dots, \overline{a_e}) \) be our system of parameters. Let \( a_i \) be any lift of \( \overline{a_i} \) to \( A \). Then we can find some sufficiently large integer \( \ell \gg 0 \) such that
$$
\pp^\ell \subseteq (a_1, \dots, a_e) + \qq A
$$
That is to say, \( [\pp] = V(a_1, \dots, a_e, b_1, \dots, b_d) \), so by Krull's Height Theorem we obtain
$$
\codim_X p \leq d + e = \codim_Y q + \codim_{\pi^{-1}(q) } p
$$
$$\tag*{$\blacksquare$}$$
Exercise 11.4.B:
Show that this suffices to prove the Proposition. (Hint: Use Exercise 11.4.A, and Theorem 11.2.9 that codimension is the difference of dimensions for varieties, to show that each component of the fiber over a point of \(U\) has dimension at least \(m − n\). Show that any irreducible variety mapping finitely to
\(\A^{m−n}\) has dimension at most \(m − n\).)
Proof:
Let \( U = \spec B_g \) denote our distinguished open subset. Moreover if \( \pi^\sharp : B \to A \) denotes our ring map, then the assumption may be stated that the corresponding map \( B_g \to A_{\pi^\sharp(g)} \) factors as
Fixing \( q \in U \), corresponding to some prime \( \qq \subset B_g \), since we assumed that \( \pi \) is dominant we simply need to show that \( \pi^{-1}(q) \) has pure dimension \( m - n \). Since \( K(B_g) = K(B) \), we have that \( \dim B_g = \dim B \) and may thus consider \( \qq \in B \) so that \( \pi^{-1}(q) \) has scheme structure \( \spec A \otimes_B \kappa(q) \). As this is finitely generated (our varieties are finite type), any minimal prime \( \pp \subset A \otimes_B \kappa(q)\) will have dimension \( \dim( A \otimes_B \kappa(q) ) = \dim ( (A \otimes_B \kappa(q)) /\pp) \) so that \( \pi^{-1}(q) \) is equidimensional (this fact will hold in a slightly further generality, see [Stacks 00QK]). In fact, by dividing by any minimal prime we may assume without loss of generality that \( \pi^{-1}(q) \) is irreducible.
Since base-change preserves fibres and surjectivity, let \( \pi^{-1}(q) \to \A^{m - n}_{\kappa(q)} \to \spec \kappa(q) \) denote the composition where the first map remains finite and surjective. But then by Exercise 11.1.E and Noether Normalization, this implies \( \dim \pi^{-1}(q) = \dim A^{m-n}_{\kappa(q)} = m - n \).
$$\tag*{$\blacksquare$}$$
Exercise 11.4.C:
Suppose \(\pi: X \to Y\) is a proper morphism to an irreducible variety, and all the fibers of \( \pi \) are nonempty, and irreducible of the same dimension. Show that \(X\) is irreducible.
Proof:
Let \( X = \bigcup_i Z_i \) denote the decomposition of \( X \) into finitely many irreducible components. Notice that for any \( x \in Z_i \), the fibre over \( \pi(x) \in Y \) must also lie completely in \( Z_i \) as otherwise the fibre would be irreducible. By Theorem 11.4.1, for each irreducible component \( Z_i \) there exists a non-empty open subset \( V \subset \pi(Z_i) \) where \( \dim \pi^{-1}(y) = \dim Z_i - \dim \pi(Z_i) \) for \( y \in V\). Notice however that since \( \pi(Z_i) \) is closed (as \( \pi \) is proper) and \( Y \) is irreducible, we must have \( \pi(Z_i) = Y \) (since otherwise we could take \( Y = \pi(Z_i) \cup Y \backslash U \)). But then for all \( x \in X \), the fibre of \( \pi(x) \) lies in \( Z_i \) so we can conclude \( X = Z_i \).
$$\tag*{$\blacksquare$}$$
Exercise 11.4.D:
Show that it suffices to prove the result when \(X\) and \(Y\) are integral, and \( \pi \) is dominant.
Proof:
If we can prove that dimension of fibres is upper-semicontinuous on irreducible varieties, then the dimension of \( \pi^{-1}( \pi(p) ) \) is in terms of the largest irreducible component of \( \pi^{-1}(\pi(p)) \), we may first reduce to the case that \( X \) is itself irreducible — note that this also implies that \( Y \) is irreducible.
Now for part (a) we may automatically assume that \( \pi \) is dominant since \( p \mapsto \dim \pi^{-1} ( \pi(p) ) \) only depends on the information of \( \pi(X) \). However, for part (b) if \( \pi \) is not dominant, then for any point \( y \notin \pi(X) \) we have \( \dim \pi^{-1}(y) = \dim \emptyset = - \infty \) so the preimage of any \( [-\infty, n) \) will always contain \( Y \backslash \pi(X) \). In other words, the dimension of fibres can only jump up once we reach \( \pi(X) \subset Y\).
$$\tag*{$\blacksquare$}$$
Exercise 11.4.E:
Prove (b) (using (a)).
Proof:
By the previous exercise we need only restrict our attention to \( \pi(X) \). Then for any \( q \in \pi(X) \), there exists some \( p \in X \) with \( \pi(p) = q \). Since \( \dim \pi^{-1}( \pi(p) ) = \dim \pi^{-1}(q)\) is upper semi continuous at \( p \) by part (a) the result follows.
$$\tag*{$\blacksquare$}$$
Exercise 11.4.F:
Prove the result under the additional assumption that \(X\) is affine. Hint: follow the appropriate part of the proof of Theorem 11.4.1.
Proof:
Let \( X = \spec A \). Since finite-ness is affine-local on the target, we may also assume \( Y = \spec B \) — both \( A, B \) are necessarily integral domains and \( X , Y\) are assumed to be integral varieties. Let \(\eta_Y = [(0)] \) denote the unique generic point of \( Y \). Moreover, by definition of generically finite we know that the preimage of \( \eta_Y \) is finite and non-empty, so that \( \pi \) is necessarily dominant and of finite-type. By Noether normalization and Zariski's theorem, \( K(B) \subset K(A) \) is a finite extension of fields. Let \( \{ a_i \}\) be a set of generators for \( A \) over \(B\), so that in \( K(A) \) each \( a_i \) satisfies some polynomial in \( K(B) \). Clearing denominators, we may assume that the \( a_i \) satisfy polynomials in \( B \) — by taking the product of the leading coefficients of these polynomials, call it \(b\), and localizing \( B_b \) and \( A_b \) we may assume these polynomials are in fact monic. Then \( A_b \) is integral and finitely-generated over \( B_b \) and thus a finitely-generated \( B_b \)-module.
$$\tag*{$\blacksquare$}$$
Exercise 11.4.G:
Show that \(\pi\) is closed. Hint: you will just use that \(\pi\vert_{U_i}\) is closed, and that there are a finite number of \(U_i\).
Proof:
Since we are assuming \( \pi\vert_{U_i} \) is finite, Exercise 7.3.M tells us that \( \pi\vert_{U_i} \) is closed. Since there are finitely many \( U_i \), the image of any closed \( Z \subset X\) is the finite union of the closed \( \pi\vert_{U_i}(Z) \) which is therefore closed.
$$\tag*{$\blacksquare$}$$
Exercise 11.4.H:
Show that this closed subset is not all of \(Y\).
Proof:
Since \( X \) and \( Y \) are integral, they contain unique generic points. Recall that a set is dense iff it contains each generic point. Since \( \pi \) is assumed to be dominant and \( \eta_Y \in V_i \subset \pi(U_i) \), we know that each affine \( U_i \) contains the generic point \( \eta_X \). Thus, \( \pi (X \backslash U_1) \) cannot be all of \( Y \).