Suppose to the contrary that \( \P^n_k \) is a reducible so that there exists some non-empty closed sets \( Y_1, Y_2 \) with \( \P^n_k = Y_1 \cup Y_2 \). Since \( \P^n_k \) is covered by the \( n+1 \) distinguished open sets \( D(x_i) \), which are isomorphic to \( \A^n_k \) and thus irreducible by Exercise 3.6.C, each \( D(x_i) \) is either disjoint from the \( Y_1 \) or is contained in \(Y_1\). If there exists some distinct \( D(x_i) \) contained in \( Y_1 \) and \( D(x_j) \) contained in \( Y_2 \), then \(\{ D(x_i), D(x_j)\} \) form a separation so that \( \P^n_k \) is disconnected — a contradiction. Thus, we must have either \( Y_1 = \P^n_k \) or \( Y_2 = \P^n_k \).
$$\tag*{$\blacksquare$}$$
Exercise 5.1.B:
Exercise 3.7.E showed that there is a bijection between irreducible closed subsets and points for affine schemes (the map sending a point \(p\) to the closed subset \( \overline{ \{p\} } \) is a bijection). Show that this is true of schemes in general.
Proof:
Given a scheme \( (X, \OO_X) \), the map \( p \mapsto \overline{ \{ p \} } \) is still clearly well-defined using the Zariski topology and sends points to irreducible closed subsets (if it was not irreducible, we would be able to use an argument similar to that above to show that it is reducible in some affine set which would contradict Exercise 3.7.E).
Conversely, if \( Z \subset X \) is a closed irreducible subset, then for each open affine set \( U \subset X \) nontrivially intersecting \( Z \), we have \( U \cap Z \) is an irreducible closed subset in the subspace topology, in which case \( U \cap Z = \{ p \} \). To see that this holds on intersections, if \( U^\prime \) is another open set nontrivially intersecting \( Z \) then \( U^\prime \cap Z = \{ p^\prime \} \) must also be a point — if we suppose to the contrary that \( p \) and \( p^\prime \) are distinct, then \( Z \) is irreducible as \( Z \backslash U \cup \overline{\{ p \}} \). As the affine open sets form a base by Exercise 4.3.D, \( Z \) must then be a point.
$$\tag*{$\blacksquare$}$$
Exercise 5.1.C:
Prove that if \(X\) is a scheme that has a finite cover \(X = \bigcup_{i=1}^n \spec A_i \) where \(A_i\) is Noetherian, then \(X\) is a Noetherian topological space (§3.6.14). (We will soon call a scheme with such a cover a Noetherian scheme, §5.3.4.) Hint: show that a topological space that is a finite union of Noetherian subspaces is itself Noetherian.
Proof:
Following the hint, suppose \( X \) is a finite union of Noetherian subspaces \{ X = \bigcup_{i=1}^n U_i \} and
$$
Z_1 \supset Z_2 \supset Z_3 \dots
$$
is a descending chain of closed subsets of \( X \). Then for each \( i \),
is a descending chain of closed subsets in \( U_i \) (w.r.t the subspace topology), so by the Noetherian condition there exists some \( n_i \) with \( Z_{n_i} \cap U_i = Z_{n_i + 1} \cap U_i \). Taking \( N = \max \{ n_i \} \) we have that
The result follows from Exercise 3.6.S since each \( A_i \) being Notherian implies each \( \spec A_i \) is a Noetherian topological space.
$$\tag*{$\blacksquare$}$$
Exercise 5.1.D:
Show that a scheme \(X\) is quasicompact if and only if it can be written as a finite union of affine open subschemes. (Hence \(\P^n_A\) is quasicompact for any ring \(A\).)
Proof:
The forward direction is trivial; by definition a scheme \( (X, \OO_X) \) is one such that for every point \( x \in X \) we can find an affine neighborhood \( U_x = \spec A_x \) (subscript does not denote localization, just index) — in other words, we may create an affine cover \( \{ \spec A_x \}_{x \in X} \). By the quasicompact condition, a finite number of these cover \( X \).
Conversely, suppose \( (X, \OO_X) \) is covered by finitely many affine open subschemes \( \{ (\spec A_i, \OO_{\spec A_i}) \}_{i=1}^n \) and \( \{ U_i \} \) is an arbitrary open cover of \( (X, \OO_X) \). By Exercise 3.6.G we know that \( (\spec A_i, \OO_{\spec A_i}) \) is quasicompact for each \( i \) so that there exist finitely many \( U_i \) covering \( (\spec A_i, \OO_{\spec A_i}) \). Since there are finitely many affines each covered by finitely many \( U_i \), there must then exist a finite subcover.
$$\tag*{$\blacksquare$}$$
Exercise 5.1.E:
Show that if \(X\) is a quasicompact scheme, then every point has a closed point in its closure. Show that every nonempty closed subset of \(X\) contains a closed point of \(X\). In particular, every nonempty quasicompact scheme has a closed point. (Warning: there exist nonempty schemes with no closed points — see for example [Liu, Exer. 3.27], or [Schw], or Hochster’s thesis [Ho1, Ho2] — so your argument had better use the quasicompactness hypothesis!)
Proof:
By Exercise 3.6.H(b), closed subsets of quasicompact spaces are quasicompact, so it suffices to prove that \( X \) has a closed point. By the previous exercise, we know that \( X \) is the finite union of affines so that \( X = \bigcup_{i= 1}^n \spec A_i = \bigcup_{i=1}^n U_i \). Notice that in \( U_1 \), \( U_1 \cap (U_2 \cup \dots \cup U_n)^C \) is a closed subset. Assuming \( U_1 \not \subset U_j \) for any \( j > 1 \), \( U_1 \cap (U_2 \cup \dots \cup U_n)^C \) is a nonempty closed subset in \( U_1 \) corresponding to some prime ideal \( \pp \subset A_1 \). Since every prime ideal is contained in a maximal ideal by Zorn's lemma, \( U_1 \cap (U_2 \cup \dots \cup U_n)^C \) contains a closed point \( p \in U_1 \). It follows from construction that since \( \{ p \} \) is closed in \( (U_2 \cap \dots \cap U_n)^C \) which is closed in \(X\), \( \{ p \} \) is also closed in \(X\).
$$\tag*{$\blacksquare$}$$
Exercise 5.1.F:
Show that a scheme is quasiseparated if and only if the intersection of any two affine open subsets is a finite union of affine open subsets.
Proof:
For the forward direction suppose that \( X \) is quasi-separated and \( U_1 = \spec A_1\), \( U_2 = \spec A_2 \) are affine. Since both \( U_1 \) and \( U_2 \) are quasicompact By Exercise 3.6.G, we have that \( U_1 \cap U_2 \) is quasicompact (by definition of quasi-separated). By Exercise 5.1.D this is equivalent to \( X \) being the union of finitely many affine open subschemes.
Conversely, let \( W \) and \( V\) be quasicompact open subsets. Again using Exercise 5.1.D, this implies that \( W = \bigcup_{i=1}^n \spec A_i \) and \( V = \bigcup_{i=1}^m \spec B_i \). Then
By assumption, the intersection \( \spec A_i \cap \spec B_j \) is a finite union of affine open sets. Since \( i, j \)
range over a finite index, \( W \cap V \) can be written as the union of finitely many open affine sets. By the converse of Exercise 5.1.D above, \( W \cap V \) is quasicompact.
$$\tag*{$\blacksquare$}$$
Exercise 5.1.G:
Show that affine schemes are quasiseparated. (Possible hint: Exercise 5.1.F.)
Proof:
Let \( X = \spec R \); suppose \( W, V \) are quasicompact open subsets of \(X\) (which we know by now are precisely unions of affine open sets). If we suppose without loss of generality that \( W, V \) are also affine, then by Exercise 3.6.G \( W, V \) can both be written as the finite unions of distinguished open subsets \( W = \bigcup_{i=1}^n D(f_i) \), \( V = \bigcup_{j=1}^m D(g_j) \) (as distinguished open sets form the base of the Zariski topology on \( \spec R \)). Thus,
$$
W \cap V = \bigcup_{i, j} D(f_i) \cap D(g_j) = \bigcup_{i, j} D(f_ig_j)
$$
which is then a finite union of affine open subsets ( since \( D(f_i g_j) \) is isomorphic to \( \spec A_{f_ig_j} \) ) so that \( X \) is quasiseparated.
$$\tag*{$\blacksquare$}$$
Exercise 5.1.H:
Show that a scheme \(X\) is quasicompact and quasiseparated if and only if \(X\) can be covered by a finite number of affine open subsets, any two of which have intersection also covered by a finite number of affine open subsets.
Proof:
For the forward direction, suppose \( X \) is quasicompact and quasiseparated. By quasicompactness and Exercise 5.1.D, we may write \( X = \bigcup_{i=1}^n U_i \) with \( U_i = \spec R_i \). On intersections \( U_i \cap U_j \), since affine sets are quasicompact and \( X \) is quasiseparated, \( U_i \cap U_j \) is thus quasicompact — using the exercise above a second time, this implies \( U_i \cap U_j\) is the intersection of affine open subsets.
Conversely, suppose that \( X \) can be covered by finitely many open subsets, any two of which have intersectiona also covered by a fininte number of affine opens. The first condition immediately gives us quasicompactness by Exercise 5.1.D (a third time) — thus we may assume \( X = \bigcup_{i=1}^n \spec R_i = \bigcup_{i=1}^n U_i \). By Exercise 5.1.F, it suffices to show that if \( W = \spec S_1 \), \( V = \spec S_2 \), then \( W \cap V \) has affine cover. By assumption we know this is true if \( W, V \) are in our open cover \(\{ U_i\}\). If \( W \) and \(V\) both lie in some \( U_i \) then we are done by the previous exercise. Otherwise, \( U_i \cap V \) and \( U_i \cap W \) are open sets in \( U_i \) and thus are finite unions of affine \( D(f_i) \) (via basis of the Zariski topology). Now the intersections \( U_i \cap U_j \) by assumption are the finite union of affine open sets; intersecting \( V \) and \( W \) with each affine open set in the intersection, the same logic (using the distinguished open sets from basis of Zariski topology) shows that \( W \cap V \) is the union of finitely many open distinguished subsets.
$$\tag*{$\blacksquare$}$$
Exercise 5.1.I:
Show that all projective \(A\)-schemes are quasicompact and quasiseparated. (Hint: use the fact that the graded ring in the definition is finitely generated — those finite number of generators will lead you to a covering set.)
Proof:
By definition a projective \(A\)-scheme is of the form \( X = \proj S_\bullet \) where \( S_\bullet \) is a finitely generated graded ring over \( A \). By Exercise 4.5.D this is equivalent to \( S_\bullet \) being generated over \( A = S_0 \) by a finite number of homogeneous elements \( x_0, \dots, x_n \) of positive degree. By Exercise 4.5.F and Exercise 4.5.G, the distinguished open sets \( D(x_1), \dots, D(x_n) \) form an affine open cover for \(X\) — thus, \(X\) is quasicompact. By Exercise 4.5.K we have that the intersection of two of these affine open sets is indeed affine. Since this in fact holds for any distinguished open sets (which form a base of our topology on \(X\)), we have that \(X\) is quasiseparated.
$$\tag*{$\blacksquare$}$$
Exercise 5.1.J:
Let \(X = \spec k[x_1, x_2, \dots ]\), and let \(U\) be \(X − [\mm]\) where \( \mm \) is the maximal ideal \( (x_1,x_2, \dots) \). Take two copies of \(X\), glued along \(U\) ("affine \(\infty\)-space with a doubled origin", see Example 4.4.5 and Exercise 4.4.C for "finite-dimensionalqupt; versions). Show that the result is not quasiseparated. Hint: This "open embedding" \(U \subset X\) came up earlier in Exercise 3.6.G(b) as an example of a nonquasicompact open subset of an affine scheme.
Proof:
As suggested in the hint, let \( X_1 \) and \( X_2 \) denote the two copies of \( \spec k[x_1, x_2, \dots] \) and let \( Y \) denote the space obtained by gluing the two affine schemes along the compliment of \( \mm \). By virtue of the quotient map, \( X_1 \) and \( X_2 \) are still open in \( Y \) and are affine (as they are isomorphic to \(X_i\) ). However, \( X_1 \cap X_2 = U \) which was shown not to be quasicompact in Exercise 3.6.G.
$$\tag*{$\blacksquare$}$$
Reducedness and Integrality
Exercise 5.2.A:
Show that a scheme is reduced if and only if none of the stalks have nonzero nilpotents. Hence show that if \(f\) and \(g\) are two functions (global sections of \(\OO_X\)) on a reduced scheme that agree at all points, then \(f = g\). (Two hints: \( \OO_X(U) \hookrightarrow \prod_{p \in U} \OO_{X,p} \) from Exercise 2.4.A, and the nilradical is intersection \( p \in U \) of all prime ideals from Theorem 3.2.12.)
Proof:
For the forward direction, assume that \( X \) is reduced and suppose \( f_p \in \OO_{X, p} \) with \( f_p^n = 0 \) for some point \( p \in X \) and \( n \geq 1 \). If we let \( [ \widetilde{f}, U] \) be a local representative of \( f_p \) (i.e. \( \widetilde{f} \in \OO_{X}(U) \) with equivalent stalks ), then it must also be the case that \( \widetilde{f}^n = 0 \) on a possibly smaller open neighborhood \( V \subset U \) of \( p \). By assumption this implies that \( \widetilde{f} \vert_V = 0 \), and using Exercise 2.4.A, we know that the map \( \OO_X(V) \hookrightarrow \prod_{p \in V} \OO_{X, p} \) is injective so that \( \widetilde{f}_p = f_p = 0 \) in \( \OO_{X, p} \).
The converse direction is practically identical. IF we know that all stalks have no nonzero nilpotents and \( f \in \OO_X(U) \) satisfies \( f^n = 0 \) for some \( n \geq 1 \), then \( f^n_p = 0 \) for each \( p \in U \) which implies \( f_p = 0 \) for each \( p \). Again using the injectivity of the map \( f \mapsto \prod_{p \in U} f_p \), this tells us that \( f = 0 \).
Lastly, if \( f = g \) agree at all points \( P \in X \) then on any affine open subset \( U = \spec A \) we have \( f - g \vert_U \in \pp \) for all \( \pp \in \spec A \). Thus \( f - g \vert_U \in \mathfrak{N}(A) = 0 \) since \( A = \OO_X(U)\) has no nonzero nilpotents — since the open affines cover our scheme \(X\) by definition, \( f = g \).
$$\tag*{$\blacksquare$}$$
Exercise 5.2.B:
If \(A\) is a reduced ring, show that \(\spec A\) is reduced. Show that \(\A^n_k\) and \(\P^n_k\) are reduced.
Proof:
Suppose there is some nonempty open set \( U \subset \spec A \) and \( f \in \OO_{\spec A}(U) \) with \( f^n = 0 \) — since distinguished open subsets form a base for the Zariski topology on \( \spec A \), we may assume without loss of generality that \( U = D(g) \) for some nonzero \( g \in A \) (which we also require to be nilpotent by Exercise 3.5.F). By Exercise 4.3.B \( \OO_X(U) = \spec A_f \). Then \( f = \frac{s}{g^m} \) for some \( s \in A \), and since \( f^n = 0 \) there exists some \( k \geq \) with \( g^k s^0 = 0 \) in \(A\). In particular, either \( gs \) is nilpotent in \(A\) (which is impossible) or \( s = 0 \) in which case \( f = 0 \) in \( A_f = \OO_{\spec A}(U) \).
To see that \( \A^n_k \) is reduced simply follows from the fact that \( k[x_1, \dots, x_n] \) is a domain and thus has no nilpotent elements. Since \( \P^n_k \) is covered by \( n+1 \) copies of \( \A^n_k \), it is also necessarily reduced.
$$\tag*{$\blacksquare$}$$
Exercise 5.2.C:
Show that \( ( k[x, y] / (y^2 , xy ) )_x \) has no nonzero nilpotent elements. ( Possible hint: show that it is isomorphic to another ring, by considering the geometric picture. Exercise 3.2.L may give another hint.) Show that the only point of \( \spec k[x, y] / (y^2, xy) \) with nonreduced stalk is the origin
Proof:
Similar to Exercise 3.2.L, if \( f(x,y) \in ( k[x, y] / (y^2 , xy ) )_x \) satisfies \( f^n = 0 \) then by lifting to \( k[x, y]_x \) there is some representative \( \widetilde{f} \) with \( \widetilde{f}^n = a_1 y^2 + a_2 xy \). However, since \( x \) is invertible in \( k[x, y]_x \), we must have \( y \mid \widetilde{f} \) so that \( f(x, y) = 0 \) in \( k[x, y] / (y^2, xy) \). To see that the only point of \( \spec k[x, y] / (y^2, xy) \) with reduced stalk is the origin, we must have that for \( (y^2, xy) \subset \pp \subset k[x, y] \) prime \( y \in \pp \) so that our point geometrically lies on the \( x \)-axis. If instead \( x - a \mid \pp \) for some \( a \neq 0 \), then \( ay \) would vanish on the stalk \( \OO_{X, \pp} \) so that \( y = 0 \) and thus there are no nilpotents. Therefore, we only get a non-reduced stalk at the point \( \pp = (x, y) \).
$$\tag*{$\blacksquare$}$$
Exercise 5.2.D:
If \(X\) is a quasicompact scheme, show that it suffices to check reducedness at closed points. Hint: Do not try to show that reducedness is an open condition (see Remark 5.2.2). Instead show that any nonreduced point has a nonreduced closed point in its closure, using Exercise 5.1.E. (This result is interesting, but we won’t use it.)
Proof:
By Exercise 5.2.A above, it suffices to check on the level of stalks. Thus, the only nontrivial direction is \( \OO_{X, \pp} \) reduced for closed \( \pp \ in X \ \ \Rightarrow \OO_{X, \pp} \) reduced at all points \( \pp \). Following the hint, suppose \( \qq \in X \) is not a closed point — by Exercise 5.1.E earlier, we know that \( \overline{\{ \qq \}} \) contains a closed point \( \pp \). By Exercise 3.6.N, we know that for any affine neighborhood \( U = \spec A \) of \( \pp \) we must also have \( \qq \in U \). In particular \( U \cap \overline{\{ \qq \}} = V(\qq) \) and since \( \pp \in V(\qq) \) we have \( \qq \subset \pp \). From definitions, \( A_\qq = \OO_{X, \qq} \) is the localization of \( A_\pp = \OO_{X, \pp} \) at \( \qq A_{\pp} \) — since \( A_\pp \) is reduced, all of its localizations are reduced (to see this, notice that if \(S\) is a multiplicatively closed subset, then \( (\frac{f}{s})^n = 0 \) implies \( \exists s^\prime \) with \( s^\prime f^n = 0 \) in \( A_\pp \) so that \( s^\prime f \) is nilpotent in \( A_\pp \)).
$$\tag*{$\blacksquare$}$$
Exercise 5.2.E:
Suppose \(X\) is quasicompact, and \(f\) is a function that vanishes at all points of \(X\). Show that there is some \(n\) such that \( f^n = 0 \). Show that this may fail if \(X\) is quasicompact. (This exercise is less important, but shows why we like quasicompactness, and gives a standard pathology when quasicompactness doesn't hold.) Hint: take an infinite disjoint union of \( \spec A_n \) with \( A_n := k[\epsilon] / (\epsilon^n) \). This scheme arises again in §8.3.2 (see Figure 8.4 for a picture) and in Caution / Example 8.3.11.
Proof:
Since \(X\) is quasicompact, it may be covered by finitely many affine sets \( \spec A_1, \dots, \spec A_n \). Then on each \( \spec A_i \), we know that \( f \) vanishes at all points so that by Exercise 3.5.F, \( f \in \mathfrak{N}(A_i) \). Thus, there exists some integer \( k_i \geq 0 \) such that \( f^{k_i} = 0 \) — by taking \( N = k_1 \cdot \dots\cdot k_n \), we have that \( f^N \) vanishes on \( \OO_X(U) \) for every open set \( U \subset X \) (since each open set must intersect some affine set in the cover).
To see that this need not hold in the non-quasicompact case, we follow the hint and consider \( X = \coprod_{n} \spec k[\epsilon] / (\epsilon^n) \) with the linear term \( f = \epsilon \). Then for each \( n \geq 0 \), \( f^n \) only vanishes on the first \( n \) affine sets, but clearly does not vanish on
$$\tag*{$\blacksquare$}$$
Exercise 5.2.F:
Show that a scheme \(X\) is integral if and only if it is irreducible and reduced. (Thus we picture integral schemes as: "one piece, no puzz". Possible hint: Exercise 4.3.G.)
Proof:
For the forward direction suppose that \( X \) is integral, and let \( f \neq 0 \). Then if \( f^n = 0 \) for some \( n > 1 \) then \( f\) and \( f^{n - 1} \) would be zero divisors — a contradiction. To see that \( X \) is irreducible, suppose to the contrary that there exists some \( X = A \cup B \) for closed \( A \), \( B \). Taking \( U = X \backslash A \), \( V = X \backslash B \) we have that \( U, V \) are disjoint open subsets. By a similar argument to Exercise 3.6.A we have a natural isomorphism \( \OO_X(U \cup V) \cong \OO_X(U) \times \OO_X(V) \) — then we can take some sections \( (s, 0), (0, t) \in \OO_X(U) \times \OO_X(V) \) which would necessarily be zero divisors, a contradiction.
In the reverse direction, suppose that \( X \) is irreducible and reduced. Then the restriction to any open subset \( U \) is also necessarily reduced and irreducible (the latter is not proved in earlier exercises, but if \(U\) were to be reducible, then there exist proper closed subsets \( A, B \) in the subspace topology so that \( A = U \cap A^\prime \), \( B = U \cap B^\prime\) and thus \( X \backslash U \cup A^\prime \) and \( X \backslash U \cup B^\prime \) would make \( X \) reducible ), so it suffices to check on the level of affine open sets. By assumption \( A = \OO_X(U) \) is reduced so that \( \mathfrak{N}(A) = (0) \) — by definition, this implies that \( (0)\) is prime and thus an integral domain.
$$\tag*{$\blacksquare$}$$
Exercise 5.2.G:
Show that an affine scheme \( \spec A \) is integral if and only if \( A \) is an integral domain.
Proof:
The forward direction is trivial since if \( \spec A \) is integral then \( \OO_X(U) \) is a domain for all \( U \) open and thus \( A = \OO_X(X) \) is a domain.
For the reverse direction, suppose \( A \) is an integral domain, and let \( U \subset \spec A \) be an open subset. Since the distinguished open subsets form a basis for the topology, we may assume without loss of generality that \( U = D(f) \) for some nonzero \( f \in A \). From our construction of the structure sheaf, we know that \( \OO_X(D(f)) = A_f \). Since \( A \) is an integral domain then \( A_f \) must also be an integral domain since \( \frac{s}{f^n} \cdot \frac{t}{f^m} = 0 \) in \(A_f\) if and only if \( f^k \cdot st = 0 \) in \( A \) for some \( k \geq 0\). Since \( f \neq 0 \), it must be the case that either \( s = 0 \) or \( t = 0 \).
$$\tag*{$\blacksquare$}$$
Exercise 5.2.H:
Suppose \(X\) is an integral scheme. Then \(X\) (being irreducible) has a generic point \(\eta \). Suppose \(\spec A\) is any nonempty affine open subset of \(X\). Show that the stalk at \(\eta \), \( \OO_{X, \eta} \)is naturally identified with \( K(A) \), the fraction field of \(A\). This is called the function field \(K(X)\) of \(X\). It can be computed on any nonempty open set of \(X\), as any such open set contains the generic point. The reason for the name: we will soon think of this as the field of rational functions on \(X\) (Definition 5.5.6 and Exercise 5.5.Q).
Proof:
Since \(X\) is irreducible, \( \spec A \) is also necissarily irreducible and \( \eta \) is the unique generic point so that \( \eta\vert_{\spec A} = (0) \). Then
Suppose \(X\) is an integral scheme. Show that the restriction maps \(\res{U}{V} : \OO_X(U) \to \OO_X(V) \) are inclusions so long as \( V \neq \emptyset \). Suppose \( \spec A \) is any nonempty affine open subset of \(X\) (so \(A\) is an integral domain). Show that the natural map \( \OO_X(U) \to \OO_{X,\eta} = K(A) \) (where \(U\) is any nonempty open subset) is an inclusion.
Proof:
We know from the previous exercise that the generic point \( \eta \in X \) is unique. We may assume without loss of generality that \( U = \spec A \) is affine and \( V = D(f) \) for some \( f \in A \). Then we know that \( \spec A \to \spec A_f \) is necessarily injective since \( g = 0 \) in \(A\) implies \( \frac{g}{f^r} = 0 \) in \( A_f \) by an argument similar to Exercise 5.2.G above.
By a similar argument, we know the map \( A \to \textrm{Frac}\,(A) \) is injective, so it follows that whenever \(X\) is an integral scheme the map \( \OO_X(\spec A) \to \OO_{X, \eta} = K(A) \) is injective.
Properties of Schemes that can be checked "affine-locally"
Exercise 5.3.A:
Show that locally Noetherian schemes are quasiseparated.
Proof:
Suppose \( X \) is a locally Noetherian scheme, such that \( X \) can be covered by \( \{ U_i = \spec A_i \} \) with each \( A_i \) Noetherian — in addition, let \( V = \spec B \) be an affine open set. Now \(V\) can be covered by finitely many (since affines are quasicompact) \( V \cap U_i \), which we may assume without loss of generality are distinguished opens. But then the \( V \cap U_i = \spec B_{f_i} \) are also necessarily Noetherian, as \(B\) is Noetherian. By Exercise 3.6.T, any open subset of \( U_i \cap B_{f_i} \) must then be quasicompact — by taking another affine open set \( W\), this implies \(V \cap W\) is quasicompact.
$$\tag*{$\blacksquare$}$$
Exercise 5.3.B:
Show that a Noetherian scheme has a finite number of irreducible components. (Hint: Proposition 3.6.15.) Show that a Noetherian scheme has a finite number of connected components, each a finite union of irreducible components.
Proof:
Let \(X\) be a Noetherian scheme and suppose to the contrary that \(X\) has infinitely many irreducible components. Then we can construct an infinite ascending chain of closed subsets by adding each irreducible component, and thus construct an infinite descending chain of open subsets which covers \(X\) and has no finite subcover.
To see that the latter statement is true, we know by Exercise 3.6.Q that every connected component \( X_i \) is the union of irreducible components — since the closure of an irreducible set Exercise 3.6.B(b) is irreducible, irreducible components are closed. If \( X_i \) did not have a finite subcover, \( X \) would have an infinite cover with no finite subcover so that \( X \) is not quasicompact — a contradiction.
$$\tag*{$\blacksquare$}$$
Exercise 5.3.C:
Show that a Noetherian scheme \(X\) is integral if and only if \(X\) is nonempty and connected and all stalks \(\OO_{X,p}\) are integral domains. Thus in "good situations", integrality is the union of local (stalks are integral domains) and global (connected) conditions. Hint: Recall that integral = irreducible + reduced (Exercise 5.2.F). If a scheme’s stalks are integral domains, then it is reduced (reducedness is a stalk-local condition, Exercise 5.2.A). If a scheme \(X\) has underlying topological space that is Noetherian, then \(X\) has finitely many irreducible components (by the previous exercise); if two of them meet at a point \(p\), then \(\OO_{X,p}\) is not an integral domain. (You can readily extend this from Noetherian schemes to locally Noetherian schemes, by showing that a connected scheme is irreducible if and only if it is nonempty and has a cover by open irreducible subsets. But some Noetherian hypotheses are necessary, see [Stacks, tag 0568].
Proof:
For the forward direction, suppose that \( X \) is integral. We know that since \( \OO_{X}(U) \) is integral for every open set \( U \subset X \) then each \( \OO_{X, p} \) must be integral by construction. We require that the empty set is not irreducible, as otherwise schemes would not have a unique decomposition into irreducible components — by Exercise 5.2.F it must be the case that integral schemes are nonempty as well. Moreover, \( X \) is connected by Exercise 3.6.D.
For the converse, we follow the hint as suggested: suppose that \( X \) is nonempty and connected with integral stalks. By Exercise 5.2.A and Exercise 5.2.F we know that \(X\) is reduced and thus it suffices to show that \( X\) is irreducible. Since \(X\) is Noetherian and connected, it has a single connected component which is the finite union of irreducible components \( \{Y_i\} \) by the previous exercise — if we suppose without loss of generality \( X = Y_1 \cup Y_2 \), then if \( Y_1 \) and \(Y_2\) do not intersect we could write \( X = X \backslash Y_1 \cup X \backslash Y_2 \) contradicting the fact that \( X \) is connected. However, if \( Y_1, Y_2 \) intersect at some point \( p \), then \( \OO_{X, p} \) cannot be an integral domain as (affine locally on some \( \spec A \)) each irreducible component may be cut out by finitely many polynomials \( f_1, \dots, f_r \in A\) (by the Noetherian condition), so by multiplying generators from the two sets we would obtain zero divisors.
$$\tag*{$\blacksquare$}$$
Exercise 5.3.D:
(quasiprojective implies finite type) If \(X\) is a quasiprojective \(A\)-scheme (Definition 4.5.9), show that \(X\) is of finite type over \(A\). If \(A\) is furthermore assumed to be Noetherian, show that \(X\) is a Noetherian scheme, and hence has a finite number of irreducible components.
Suppose \(U\) is an open subscheme of a projective \(A\)-scheme. Show that \(U\) is locally of finite type over \(A\). If \(A\) is Noetherian, show that \(U\) is quasicompact, and hence quasiprojective over \(A\), and hence by (a) of finite type over \(A\). Show this need not be true if \(A\) is not Noetherian. Better: give an example of an open subscheme of a projective \(A\)-scheme that is not quasicompact, necessarily for some non-Noetherian \(A\). (Hint: Silly example 4.5.11.)
Proof:
From our prior definition of quasiprojectiveness, \(X\) is a quasicompact open subset of \( \proj S_\bullet \), where \( S_\bullet \) is a finitely generated (graded) algebra over \( A = S_0 \). By quasicompactness, we need only show that \(X\) satisfies the locally finite type condition, i.e. each affine open \( \spec B_i \subset X \) is such that \( B_i \) is a finitely-generated \(A\)-algebra. We may assume without loss of generality that our affine open sets \( \spec B_i \) are distinguished opens and thus of the form \( D(f) = \spec (S_f)_0 \) for some homogeneous \(f\). However, since \( S_\bullet \) is a finitely generated \( S_0 \)-algebra, \( (S_f)_0 \) must be as well by Proposition 5.3.3.
By looking at the preceding paragraph in the text, we know that if \( S_0 = A \) is Noetherian, then any finitely-generated algebra over \(A\) is also Noetherian so that by definition \(X\) is a Noetherian scheme. The last statement follows from Exercise 5.3.B
The argument is effectively the same as part (a) above, however we are now dropping the assumption that our subscheme is quasicompact. Thus, it again follows by proposition 5.3.3 that each affine distinguished open \( D(f) = \spec (S_f)_0 \) satisfies \( (S_f)_0 \) is a finitely-generated \( S_0 \)-algebra, so that \( U \) is indeed a subscheme of finite-type. Now if we assume \( A \) is Noetherian, since \( S_\bullet \) is a finitely generated (graded) \(A\)-algebra it must be Noetherian as well — in particular it is also a Noetherian ring. Again using 5.3.3 (this time part (a)), each distinguished open subset \( D(f) = \spec (S_f)_0 \subset \proj S_\bullet \) is also necessarily Noetherian. By Exercise 3.6.T, any open subset of a Noetherian topological space is quasi-compact so that each \( U \cap D(f) \) is quasicompact. Since there are only finitely many distinguished open sets by the \( \proj \) constrution from the previous chapter, this implies that \( U \) is indeed quasicompact.
Modifying the previous example of Exercise 3.6.G to the projective case, take \( S_\bullet = k[x_0, x_1, \dots] \) and let \( U \) by the open subscheme \( \proj S_\bullet - V( (x_0, x_1, \dots) ) \) of the projective scheme \( \proj S_\bullet \). Then \( U \) cannot be quasicompact, as it would then be quasicompact on the restriction to affine open sets contradicting the statement of that exercise.
$$\tag*{$\blacksquare$}$$
Exercise 5.3.E:
Show that \( \spec k[x_1, \dots ,x_n] / I \) is an affine \(k\)-variety if and only if \(I \subset k[x_1, \dots ,x_n]\) is a radical ideal.
Suppose \(I \subset k[x_0, \dots, x_n]\) is a radical graded ideal. Show that \(\proj k[x_0, \dots , x_n] / I \) is a projective \(k\)-variety. (Caution: The example of \( I = (x_0^2, x_0x_1, \dots , x_0x_n) \) shows that \( \proj k[x_0, \dots , x_n ] / I \) can be a projective \(k\)-variety without \(I\) being radical.)
Proof:
We indeed know that \( k[x_0, \dots, x_n] \) is a finitely generated \( k \)-algebra, and thus \( k[x_0, \dots, x_n] / I \) is as well. Thus, it suffices to show that \( k[x_0, \dots, x_n] \) is reduced — that is, it has no nonzero nilpotents. However, an element \( f \in k[x_0, \dots, x_n] / I\) is nilpotent if and only if \( f^n \in I \) for some \( n \geq 0 \) (which is precisely the definition of \( \sqrt{I} \)).
By a similar line of logic, it suffices to show that \( X = \proj k[x_0, \dots, x_n] / I \) is a reduced scheme (which requires more than showing the graded ring \( S_\bullet = k[x_0, \dots, x_n] / I\) is reduced now since projective space is not affine). Though we will not prove it here, a useful lemma is that reducedness can be checked on open affine sets; that is, \( X \) is reduced iff \( \OO_X(U) \) is a reduced ring for all \( U \subset X \) affine open. In fact, \( X \) is reduced iff there exists an affine open cover \( X = \bigcup_{i} U_i \) with each \( \Gamma(U_i, \OO_X) \) reduced (see [Stacks, tag 01OJ]). By taking our standard open cover \( D(x_i) = \spec ((S_\bullet)_{x_i})_0 \), we know that \( (S_\bullet)_{x_i} \cong k[x_0, \dots, x_i^\pm, \dots, x_n] / I_{x_i} \). Now \( I \subset k[x_0, \dots, x_n] \) radical implies \( I_{x_i} \subset k[x_0, \dots, x_i^\pm, \dots, x_n] \) radical, since if \( \frac{f}{x_i^k} \) is such that \( \frac{f^n}{x^{kn}} \in I_{x_i} \) for some \( n \), then multiplying by large enough \( x_i \) gives us \( f^n \in I \) and thus \( f \in I \Rightarrow \frac{f}{x_i^k} \in I_{x_i}\). By part (a) above, it follows that the affine subscheme \( \spec ((S_\bullet)_{x_i})_0 \) does not have any nilpotent elements, so that \( \proj k[x_0, \dots, x_n] / I \) is covered by reduced \( D(x_i) \) and therefore also reduced.
$$\tag*{$\blacksquare$}$$
Exercise 5.3.F:
Show that a point of a locally finite type \(k\)-scheme is a closed point if and only if the residue field of the stalk of the structure sheaf at that point is a finite extension of \(k\). Show that the closed points are dense on such a scheme (even though it needn’t be quasicompact, cf. Exercise 5.1.E). Hint: §3.6.9. (Warning: closed points need not be dense even on quite reasonable schemes, see Exercise 3.6.J(b).)
Proof:
For the forward direction, suppose that \( X \) is a locally finite-type \( k \)-scheme with affine cover \( U_i = \spec B_i \) (where the \( B_i\) are finitely-generated \(k \)-algebras) and \( p \in X \) is a closed point. If \( p \in U_i \) for some \(i\), then locally we may write \( p = [\mm] \) where \( \mm \) is a maximal ideal in \( B_i\). Then we have that the stalk \( \OO_{X, p} \) is precisely \( (B_i)_{\mm} \) and thus our residue field \( \kappa(p) \) is precisely \( \kappa(p) = (B_i)_{\mm} / \mm (B_i)_{\mm} = \textrm{Frac}( B_i / \mm) \). Then as \( B_i \) is a finitely-generated \(k\)-algebra, this implies that \( \kappa(p) \) is a finite extension by Zariski's lemma.
Conversely, if \( p \in X \) is such that \( \kappa(p) \) is a finite-extension of \(k \), then for any affine open \(U_i = \spec B_i \) containing \( p \) (such that \( p = [\pp] \) for some prime ideal \( \pp \subset B_i \) ) we have \( B_i / \pp \) is a finite \( k \)-algebra. By Exercise 3.2.G this implies that \( B_i / \pp \) is in fact a field so that \( \pp \) is maximal and thus \( p \) is a closed point.
Note that denseness of our closed points may be checked affine locally, as our closed points are dense if and only if every open set \( V \subset X\) contains a closed point. However, as affine opens \( U_i = \spec B_i \) cover \(X \), if we showed that \( U_i \cap V \) contains a closed point then we're done. Thus, the result follows from Exercise 3.6.J(a)
$$\tag*{$\blacksquare$}$$
Exercise 5.3.G:
(analytification of Complex Varieties ). (Warning: Any discussion of analytification will be only for readers who are familiar with the notion of complex analytic varieties, or willing to develop it on their own in parallel with our development of schemes.) Suppose \(X\) is a reduced, finite type \(\C\)-scheme. Define the corresponding complex analytic prevariety \(X_{an}\). (The definition of an analytic prevariety is the same as the definition of a variety without the Hausdorff condition.) Caution: your definition should not depend on a choice of an affine cover of \(X\). (Hint: First explain how to analytify reduced finite type affine \(\C\)-schemes. Then glue.) Give a bijection between the closed points of \(X\) and the points of \(X_{an}\), using the weak Nullstellensatz 3.2.4. (In fact one may construct a continuous map of sets \(X_{an} \to X\) generalizing Exercise 3.2.I.) In Exercise 6.3.N, we will see that analytification can be made into a functor. As mentioned there, two nonisomorphic complex varieties can have isomorphic analytifications, but not if they are compact.
Proof:
To start off we simply define \( X_{an} \) as the set of closed points of \(X\) with the subspace topology. If we first consider the case that \(X = \spec R\) is a reduced finite-type affine \(\C\)-scheme, then \( R \) is a finitely generated \(\C\)-algebra. Since every maximal ideal \( \mm \subset R \) is the kernel of a unique \( \C \)-algebra homomorphism, there is a natural bijection
$$
\left\{ \textrm{closed}\ \textrm{pts}\ \textrm{of}\ \spec R \right\} \leftrightarrow \left\{ \C-\textrm{linear}\ \phi : R \to \C \right\}
$$
(most of this follows from argument that \(\spec \) is a contravariant functor and further the category of affine \(k\)-varities is equivalent to the category of reduced finite \(k\)-algebras). Now in the more general case that \( X \) is just a reduced finite-type \( \C \)-scheme, if we have open subsets \( U = \spec R \) and \( V = \spec S \) then our closed point \( p \) corresponds to maximal ideals in \( R, S\) which are precisely the kernels of some \( \C \)-algebra homomorphisms \( \phi : R \to \C \) and \( \phi^\prime : S \to \C \) respectively. Then by universal property of the kernel, we may find a unique map \( \psi : R \to S\) with \( \psi(\ker \phi) = \ker \phi^\prime \).
$$\tag*{$\blacksquare$}$$
Exercise 5.3.H:
Finish the proof of Proposition 5.3.3(a). (Hint: \(A \hookrightarrow \prod A_{f_i}\) by (4.1.3.1).)
Proof:
Following the hint, we know that by the base identity axiom our map \( A \hookrightarrow \prod A_{f_i} \) is injective (as mentioned in equation 4.1.3.1 in the text). Consider
$$
\begin{CD}
A / I_j @>>> \prod_i A_{f_i} / I_{i, j} A_{f_i} @= \prod_i (A / I_j)_{f_i} \\
@V{q}VV @VV{q^\prime}V @VV{q^\prime}V \\
A / I_{j+1} @>>> \prod_i A_{f_i} / I_{i, j+1} A_{f_i} @= \prod_i (A / I_{j+1})_{f_i}
\end{CD}
$$
If we indeed had (for some fixed \(j\)) \( I_{i, j} = I_{i, j+1} \) for all \( i \), then the map \( q^\prime \) would be an isomorphism. Since our horizontal maps are injective, this would imply that the map \( q \) is an isomorphism (we know it is surjective as it is the quotient map arising from the third isomorphism theorem). Thus, we must have \( I_j = I_{j+1} \) which is absurd.
$$\tag*{$\blacksquare$}$$
Exercise 5.3.I:
Make this argument precise.
Normality and Factorality
Exercise 5.4.A:
Show that integrally closed domains behave well under localization: if \(A\) is an integrally closed domain, and \(S\) is a multiplicative subset not containing \(0\), show that \( S^{-1}A \) is an integrally closed domain. (Hint: assume that \(x^n + a_{n−1}x^{n−1} + \dots + a_0 = 0\) where \(a_i \in S^{−1}A\) has a root in the fraction field. Turn this into another equation in \(A[x]\) that also has a root in the fraction field.)
Proof:
From the universal property of quotients, it is easy to see that \( K(S^{-1}A) = K(A) \); moreover, since \( A \) is an integral domain \( S^{-1}A \) is as well. Following the hint, suppose \(x \in K(A)\) is integral over \( S^{-1}A \), satisfying some equation
$$ x^n + a_{n-1}x^{n-1} + \dots + a_0 = 0 $$
where our \( a_i = \frac{b_i}{s_i} \). If we take \( s = \prod_i s_i \in S\) and multiply the above equation by \(s^n \) then we get
In other words, \( sx \in K(A) \) satisfies a monic polynomial in \( A[x] \) --- however, since \( A \) is integrally closed, this implies that \( sx \in A \) which itself implies that \( x \in S^{-1}A \).
$$\tag*{$\blacksquare$}$$
Exercise 5.4.B:
Show that a Noetherian scheme is normal if and only if it is the finite disjoint union of integral Noetherian normal schemes. (Hint: Exercise 5.3.C.)
Proof:
For the forward direction, suppose that \( X \) is a Noetherian normal scheme. By normality, we know that all stalks are integral domains and thus \(X\) is reduced. Furthermore, by Exercise 5.3.C we know that \(X\) has finitely man irreducible components — if any two of them meet at a point \( p\)
then the stalk \( \OO_{X, p} \) is not an integral domain. Thus, the irreducible components must necessarily be disjoint, and since each component is irreducible + reduced, it is therefore integral.
Conversely, suppose that \(X\) is a finite disjoint union of integral Noetherian normal schemes. Since the finite union of Noetherian schemes is itself Noetherian, and each stalk \( \OO_{X,p} \) above some \( p \) lies inside an irreducible component that is normal by assumption, each stalk \( \OO_{X, p} \) is integrally closed.
$$\tag*{$\blacksquare$}$$
Exercise 5.4.C:
If \(A\) is an integral domain, show that \(A = \cap A_\mm \), where the intersection runs over all maximal ideals of \(A\). (We won’t use this exercise, but it gives good practice with the ideal of denominators.)
Proof:
Since \( A \) is a domain, for every maximal ideal \( \mm \) the map \( A \to A_\mm \) is injective so that \( A \subseteq \cap_{\mm} A_\mm \). Conversely, fix some \( s \in K(A) \) such that \( s \in A_\mm \) for every maximal ideal \( \mm \). If we suppose to the contrary that \( s \notin A\), then the ideal of denominators \( I = \{ x \in A \mid xs \in A \} \) is clearly not the whole ring as \( 1 \notin I \). By Zorn's lemma, \( I \subseteq \mm \) for some maximal ideal \( \mm \) — if \( s = \frac s 1 \in A_\mm \) then there exists some \( a \in A \) and \( t, t^\prime \notin \mm \) with \( t^\prime (t s - a) = 0 \) or \( (tt^\prime) s = t^\prime a \in A \). Thus, \( (tt^\prime) \in I \subseteq \mm \) which is a contradiction.
$$\tag*{$\blacksquare$}$$
Exercise 5.4.D:
One might naively hope from experience with unique factorization domains that the ideal of denominators is principal. This is not true. As a counterexample, consider our new friend \( A = k[w, x, y, z]/(wz − xy) \) (which we first met in Example 4.4.12, and which we will later recognize as the cone over the quadric surface), and \(w/y = x/z \in K(A) \). Show that the ideal of denominators of this element of \(K(A)\) is \((y, z)\).
Proof:
If we denote \( a = \frac w y = \frac x z \) and \( I_a \) the ideal of denominators, we clearly have that \( (y, z) \subset I_a \) since \( y a = w \in A \) and \(z a = x \in A \). Conversely, fix some \( r \in A \) such that \( r a \in A \). Then there exists some \( b \in A \) such that either \( \frac{rw}{y} = \frac{b}{1} \in A \) or \( \frac{rx}{z} = \frac{b}{1} \in A \). Since \( A \) is an integral domain, we do not need to scale by some factor in our multiplicative subset, and thus we either have \( rw = by \) or \( rx = bz \). In other words, \( rw \in (y) \) or \( rx \in (z) \). Since both are prime ideals, \( w \) does not divide \( y \), and \( x \) does not divide \( z \), it must be the case that \( r \in (x, y) \).
$$\tag*{$\blacksquare$}$$
Exercise 5.4.E:
Show that any nonzero localization of a unique factorization domain is a unique factorization domain.
Proof:
Let \( A \) be a UFD and \( S \subset A \) be a multiplicative subset not containing \( 0 \) (so that \( S^{-1}A \) nontrivial ). Fix some \( \frac{a}{s} \in S^{-1}A \) with \( a \in A \) and \( s \in S \). Since \( A \) is a UFD, we may write \( a = u p_1^{r_1}\dots p_n^{r_n} \) for some unit \( u \in A \) and irreducibles \( p_i \in A \). Now some of the \( p_i \) may become units in \( S^{-1}A \):
$$
\frac{a}{s} = \frac{ u p_1^{r_1} \dots p_n^{r_n} }{s} \frac{ u p_1^{r_1}\dots p_k^{r_k} }{s} p_{k+1}^{r_{k+1}}\dots p_n^{r_n}
$$
Thus, we first wish to show that any \( p_i \) that does not become a unit remains irreducible in \( S^{-1}A \) (from there it remains to show such a decomposition is unique). To see this, suppose \( p_i \) does not become a unit under localization and \( \frac{p_i}{1} = \frac{q_1}{s_1} \frac{q_2}{s_2} \). Then as \( A \) is a domain and \( 0 \notin S \), this implies \( s_1s_2 p_i = q_1q_2 \) in \(A\) — however since \( A \) is a UFD, it must be the case that \( p_i \mid q_1 \) or \( p_i \mid q_2 \). Without loss of generality, if \( q_1 = t p_i \), then
It remains to show that this decomposition is unique; if we also have \( \frac a s = \frac{u^\prime}{ t^\prime } \frac{ q^{l_1} }{ t_1^{l_1} }\dots \frac{ q^{l_n} }{ t_n^{l_n} } \), notice we may absorb the \( t_i \) into our unit \( \frac{u^\prime}{t^\prime} \) as they are invertible. Thus,
in \( A \) as a decomposition of irreducibles. Since \( A \) is a UFD, we ultimately get that the two decompositions are equal.
$$\tag*{$\blacksquare$}$$
Exercise 5.4.F:
Show that unique factorization domains are integrally closed. Hence factorial schemes are normal, and if \(A\) is a unique factorization domain, then \(\spec A\) is normal. (However, rings can be integrally closed without being unique factorization domains, as we will see in Exercise 5.4.L. Another example is given without proof in Exercise 5.4.N; in that example, \( \spec \) of the ring is factorial. A variation on Exercise 5.4.L will show that schemes can be normal without being factorial, see Exercise 12.1.E.)
Proof:
Let \( A \) be a UFD, \( f = x^n + c_{n-1}x^{n-1} + \dots + c_0 \in A[x] \), and suppose \( \alpha = \frac{a}{b} \in \textrm{Frac}(A) \) is a root of \( f \) — we may assume without loss of generality that \( a, b \) do not share common irreducible factors. Similar to Exercise 5.4.A, if we multiply \( f \) by \( b^n \) we see that
Since \( b \) divides \( c_{n-1} b a^{n-1} + \dots c_n b^n \), it must divide \( a^n \) as well; since \( a \) and \( b \) do not share common factors, this implies that \( b \) is a unit; thus \( \frac{a}{b} = ab^{-1} \in A \).
$$\tag*{$\blacksquare$}$$
Exercise 5.4.G:
Show that the following schemes are normal: \(\A^n_k , \P_n^k , \spec \Z\). (As usual, \(k\) is a field. Although it is true that if \(A\) is integrally closed then \(A[x]\) is as well — see [Bo, Ch. 5, §1, no. 3, Cor. 2] or [E, Ex. 4.18] — this is not an easy fact, so do not use it here.)
Proof:
We know that \( \Z \) and \( k[x_1, \dots, x_n] \) are both UFDs (for the latter one may require Gauss' lemma), so by the preceding exercise it follows that \( \spec \Z \) and \( \A_k^n = \spec k[x_1, \dots, x_n] \) are factorial (and thus normal). To see that \( \P_k^n \) is also normal, we instead prove the stronger statement that it is factorial and use the preceding exercise. As each \( p \in \P^n_k \) must lie in some affine distinguished open set \( D_+(x_i) \cong \A_k^n \); thus the stalk, \( \OO_{\P^n_k, p} \) is in fact isomorphic to the stalks over \( A_k^n \) so that \( \P_k^n \)is normal.
$$\tag*{$\blacksquare$}$$
Exercise 5.4.H:
Suppose \(A\) is a unique factorization domain with 2 invertible, and \(z^2 − f\) is irreducible in \(A[z]\).
Show that if \(f \in A\) has no repeated prime factors, then \( \spec A[z]/(z^2 − f) \) is normal. Hint: \(B := A[z]/(z^2 − f)\) is an integral domain, as \( (z^2 − f) \) is prime in \(A[z]\). Suppose we have monic \(F(T) \in B[T]\) so that \(F(T) = 0\) has a root \( \alpha \) in \(K(B) \backslash K(A)\). Then by replacing \(F(T ) \) by F(T )F(T ), we can assume \(F(T) \in A[T ]\). Also, \(\alpha = g + hz\) where \(g,h \in K(A)\). Now \( \alpha \) is the root of \(Q(T) = 0 \) for monic \(Q(T) = T^2 − 2gT + (g^2 − h^2f) \in K(A)[T] \), so we can factor \(F(T) = P(T)Q(T)\) in \(K(A)[T]\). By Gauss’s lemma, \(2g\), \(g^2 − h^2f \in A\). Say \(g = r/2\), \(h = s/t\) (\(s\) and \(t\) have no common factors, \(r, s, t \in A\)). Then \(g^2 − h^2f = (r^2t^2 − 4s^2f)/4t^2\). Then \(t\) is invertible.
Show that if \(f \in A\) has repeated prime factors, then \( \spec A[z]/(z^2 − f) \) is not normal.
Proof:
Since \(f\) has no repeated prime factors, \( z^2 - f \) is irreducible in \( A[x] \) and thus \( (z^2 - f) \) is prime (as \( A \) UFD \( \Rightarrow A[x] \) UFD \( \Rightarrow A[x] \) PID); therefore we have that \( B\) is indeed an integral domain. Following the hint, suppose \( F(T) \in B(T) \) is a monic polynomial with root \( \alpha \in K(B) \) — by the hint, we may assume without loss of generality that \( F(T) \in A[T] \) in fact. Since \( K(B) = K(A)[z] / (z^2 - f) \), we may write \( \alpha = g + hz \) for some \( g,h \in K(A) \); since \( \alpha \notin K(A) \) we know that the minimal polynomial of \( \alpha \) must be a quadratic. Since \( (\alpha - g)^2 = (hz)^2 = h^2f \), the minimal polynomial \( Q(T) \) of \( \alpha \) can be written \( Q(T) = T^2 -2gT + (g^2 - h^2f) \) so that \( F(T) = Q(T)P(T) \) in \( K(A)[T] \); by Gauss' lemma we may assume this is the factorization over \( A[T] \) so that \( 2g, g^2 - h^2f \in A \). Since \( 2 \) is invertible, \( g \in A \). If we write \( h = \frac{s}{t} \) for \( s, t \in A\), then \( s^2 f = t^2 h^2f\) — since \( t^2 \) does not divide \( s^2 \) it must be the case that \( t^2 \mid f \). Since \( f \) has no repeated prime factors by assumption, \( t^2 \) (and thus \(t\)) must be a unit so that \( h \in A \Rightarrow \alpha \in A \).
Take \( f = p^{2n} f^\prime \) with \( p \) irreducible not dividing \( f^\prime \). Then for any \( g, s \in A \), \( \alpha = g + \frac{s}{p^n} \in K(B) \) satisfies \( Q(T) = T^2 - 2gT + (g^2 - h^2 f^\prime) \) but \( \alpha \notin B \).
$$\tag*{$\blacksquare$}$$
Exercise 5.4.I:
Show that the following schemes are normal
\( \spec \Z[x]/(x^2 −n) \) where \(n\) is a square-free integer congruent to \(3\) modulo \(4\). Caution: the hypotheses of Exercise 5.4.H do not apply, so you will have to do this directly. (Your argument may also show the result when \(3\) is replaced by \(2\). A similar argument shows that \(\Z[(1+\sqrt{n})/2]\) is integrally closed if \(n \equiv 1 (mod 4)\) is square-free.)
\(\spec k[x_1,\dots,x_n]/(x^2_1 + x^2_2 + \dots + x^2_m)\) where \(\textrm{char} k \neq 2 \), \(n ≥ m ≥ 3\).
\(\spec k[w, x, y, z]/(wz − xy)\) where \(\textrm{char} k \neq 2\). This is our cone over a quadric surface example from Example 4.4.12 and Exercise 5.4.D. Hint: Exercise 5.4.J may help. (The result also holds for \( \textrm{char} k = 2\), but don’t worry about this.)
Proof:
Taking \( \alpha \) in the fraction field of \( \Z[x]/(x^2 - n) \) we have that \( \alpha = a + i\beta \) is a root of \( \chi(X) = X^2 - 2aX - (a^2 - nb^2) \). The discriminant of this polynomial is \( 4na^2 \) --- since \(n \) is square-free by hypothesis (assuming \( n = 0 \)). Replacing \( \chi(X) \) with \( \chi(X) \chi(\overline{X}) \), we may assume without loss of generality (by Gauss' lemma) that \( \chi(X) \in \Z[X] \) --- the statement is trivial for \( b = 0 \) since we may make \( \chi(X) \) a perfect square, so we must have \( b = p/q \) with \( q^2 \) dividing 4. If \( q = 1 \) then \( \alpha \in \Z[x] / (x^2 - n) \) so that our scheme is normal; otherwise, if \(q = 2\) then \(q / 2\) is a square mod-4 which is a contradiction.
By induction, it can easily be shown that \( x_1^2 + \dots + x^2_k \) has no repeated prime factors, so that by Exercise 5.4.H the scheme is normal.
We may write
$$
wx - yz = \Big( ( \frac{w + z}{2} )^2 + ( \frac{y - x}{2} )^2 \Big) + \Big( (\frac{x + y}{2})^2 + ( \frac{w - z}{2} )^2\Big)
$$
so that by part (b) the scheme is normal.
$$\tag*{$\blacksquare$}$$
Exercise 5.4.J:
Show that the following schemes are normal
Show that any quadratic form in \(n\) variables can be "diagonalized" by changing coordinates to be a sum of at most \(n\) squares (e.g., \(uw − v^2 = ((u + w)/2)^2 + (i(u − w)/2)^2 + (iv)^2 \)), where the linear forms appearing in the squares are linearly independent. (Hint: use induction on the number of variables, by "completing the square" at each step.)
Show that the number of squares appearing depends only on the quadratic. For example, \(x^2 + y^2 + z^2\) cannot be written as a sum of two squares. (Possible approach: given a basis \(x_1 , \dots , x_n\) of the linear forms, write the quadratic form as
$$
\begin{pmatrix} x_1 & \dots & x_m \end{pmatrix}\, M \, \begin{pmatrix} x_1 \\ \vdots \\ x_n \end{pmatrix}
$$
Proof:
This is a standard result from linear algebra that any quadratic form \(q(x_1, \dots, x_n)\) may be represented as a matrix operation
$$
q(x_1, \dots, x_n) = x^TQx
$$
for some symmetric matrix \(T\). Since symmetric matrices are diagonalizable, we may consider the orthogonal matrix \(B\) whose columns consist of the eigenvectors of \(q\) such that \( B^T QB \) is a diagonal matrix whose entries are the eigenvalues of \(q\).
Since a change of basis matrix is invertible, the rank of \(Q\) (using the notation from above) is independent of basis.
$$\tag*{$\blacksquare$}$$
Exercise 5.4.K:
Show that \( \mathbb{Z}[\sqrt{-5}] \) is integrally closed but not a unique factorization domain. (Hints: Exercise 5.4.I(a) and \( 2 \times 3 = (1 + \sqrt{-5})(1 - \sqrt{-5}) \) .)
Proof:
From Exercise 5.4.I(a) we know that since \( -5 \equiv 3 \mod 4 \) the ring \( \Z[\sqrt{-5}] = \Z[x] / (x^2 + 5) \) is integrally closed. However, \( 2 \times 3 = (1 + \sqrt{-5})(1 - \sqrt{-5}) \) shows that it is not a UFD.
$$\tag*{$\blacksquare$}$$
Exercise 5.4.L:
Suppose \(\textrm{char}\,k \neq 2\). Let \(A = k[w, x, y, z]/(wz − xy)\), so \(\spec A\) is the cone over the smooth quadric surface (cf. Example 4.4.12 and Exercise 5.4.D).
Show that \(A\) is not a unique factorization domain. (Clearly \(wz = xy\). But why are \(w\), \(x\), \(y\), and \(z\) irreducible? Hint: \(A\) is a graded integral domain. Show that if a homogeneous element factors, the factors must be homogeneous.)
Proof:
By Exercises 5.4.I(c) the scheme \( \spec A \) is normal and thus \(A\) is integrally closed.
To see that our monomials \( w, x, y \) and \(z\) are irreducible, suppose to the contrary that \( w = fg \). Since \( w \in A_1 \), we must have that \( \deg f + \deg g = 1 \) so that either \( f \) or \(g\) is a constant and thus unit. Since \( wz = xy \), \( A \) cannot be a UFD.
$$\tag*{$\blacksquare$}$$
Exercise 5.4.M:
Suppose A is a \(k\)-algebra, and \(l/k\) is a finite extension of fields. (Most likely your proof will not use finiteness; this hypothesis is included to avoid distraction by infinite-dimensional vector spaces.) Show that if \(A \otimes_k l\) is a normal integral domain, then \(A\) is a normal integral domain as well. (Although we won’t need this, a version of the converse is true if \(l/k\) is separable, [Gr-EGA, IV2.6.14.2].) Hint: fix a \(k\)-basis for \(l\), \(b_1 = 1, \dots, b_d\). Explain why \(1\otimes b_1, \dots, 1 \otimes b_d\) forms a free \(A\)-basis for \(A \otimes_k l\). Explain why we have injections
$$
\begin{CD}
A @>>> K(A) \\
@VVV @VVV \\
A \otimes_k l @>>> K(A) \otimes l
\end{CD}
$$
Show that \(K(A) \otimes_k l = K(A \otimes_k l) \). (Idea: \( A \otimes_k l \subset K(A) \otimes_k l \subset K(A \otimes_k l) \). Why is \(K(A) \otimes_k l \) a field?) Show that \( (A \otimes_k l) \cap K(A) = A\). Now assume \(P(T) \in A[T] \) is monic and has a root \(\alpha \in K(A)\), and proceed from there.
Proof:
As they are equivalent definitions, a field extension is an algebraic extension if and only if it is integral extension. Now since \( A \otimes_k l \) is integral, its fraction field \( K(A \otimes_k l) \) is (by the universal property) the smallest field containing \( A \otimes_k l \). However, we note that \( K(A) \otimes_k l \) must also be a field since it is a finite-dimensional \( K(A)\) vector space which is an integral domain (field extensions are faithfully flat) — by Exercise 3.2.G it must be a field. Clearly, it contains a(n isomorphic) copy of \( A \otimes_k l \) since we need only consider elements of the form \( \frac{a}{1} \otimes s_l \) so that \( K(A \otimes_k l) \subset K(A) \otimes_k l \). As suggested in the hint, we also have \( A \otimes_k l \subset K(A) \otimes_k l \subset K(A \otimes_k l) \) where the last map is the inclusion \( \frac{a}{b} \otimes s_l \mapsto \frac{a \otimes s_l}{b \otimes 1} \), giving us equality.
Again since field extensions are faithfully flat, the map \( A \to A \otimes_k l \) is an injection so that we get a commutative diagram of injections
$$
\begin{CD}
A @>>> K(A) \\
@VVV @VVV \\
A \otimes_k l @>>> K(A) \otimes l
\end{CD}
$$
Where the last injection follows from \(K(A) \otimes_k l = K(A \otimes_k l) \). To see that \( (A \otimes_k l) \cap K(A) = A \), notice that for the reverse direction that \( A \subset A \otimes_k l \) and \( A \subset K(A) \). Next, suppose that \(t = \sum a_i \otimes s_i \in (A \otimes_k l) \cap K(A) \). Since \( \sum_i a_i \otimes s_i \in K(A) \), we can multiply by some \( b \in A \) such that \( b \cdot ( \sum_i a_i \otimes s_i) = (\sum_i ba_i \otimes s_i) \in A\). In particular, we may write \( b\cdot t = ba^\prime \otimes 1_l \) so that \( t \in A \).
Lastly, suppose that \( P[T] \in A[T] \) is monic and has a root \( \alpha \in K(A) \). Then \( \alpha \otimes 1_l \) is a root in \( K(A \otimes_k l) \) of \( P[T] \) — however, since \( A \otimes_k l \) is integrally closed by assumption, this implies that \( \alpha \otimes 1 \in A \otimes_k l \cap K(A)\) so that \( \alpha \in A \) by the previous paragraph.
$$\tag*{$\blacksquare$}$$
Exercise 5.4.N:
Let \( A = (\Q[x, y]_{x^2 + y^2})_0 \) denote the homogeneous degree \(0\) part of the ring \( \Q[x, y]_{x^2 + y^2} \). In other words, it is consists of quotients \( f(x, y) / (x^2 + y^2)^n \) where \(f\) has pure degree \(2n\). Show that the
distinguished open sets \( D( \frac{x^2}{x^2 + y^2} ) \) and \( D( \frac{y^2}{x^2 + y^2} ) \) cover \( \spec A \). (Hint: the sum of those two fractions is 1.) Show that \( A_{ \frac{x^2}{x^2 + y^2} } \) and \( A_{ \frac{y^2}{x^2 + y^2} } \) are unique factorization domains. (Hint: show that both rings are isomorphic to \( \Q[t]_{t^2 + 1} \); this is a localization of the unique factorization domain \(\Q[t]\) ). Finally, show that \(A\) is not a unique factorization domain. Possible hint:
$$
\Big( \frac{xy}{x^2 + y^2} \Big)^2 = \big( \frac{x^2}{x^2 + y^2} \big)\big( \frac{y^2}{x^2 + y^2} \big)
$$
Proof:
By exercise 3.5.B we know that since \( 1 \in \big( \frac{x^2}{x^2 + y^2} \big) + \big( \frac{y^2}{x^2 + y^2} \big) \), \( D( \frac{x^2}{x^2 + y^2} ) \cup D( \frac{y^2}{x^2 + y^2} ) = A\). There is an obvious isomorphism \( \Q[t]_{t^2 + 1} \to A_{ \frac{x^2}{x^2 + y^2} } \) given by \( t \mapsto \frac{x}{y} \) that is well defined since
A similar case can be made for \(A_{ \frac{y^2}{x^2 + y^2} }\). By Exercise 5.4.E it follows that both \( A_{ \frac{x^2}{x^2 + y^2} } \) and \(A_{ \frac{y^2}{x^2 + y^2} }\) are UFDs, so that by remark 5.4.5 in Vakil, \( D( \frac{x^2}{x^2 + y^2} ) \) and \( D( \frac{y^2}{x^2 + y^2} ) \) are factorial. However, as \( A \) is not a UFD as shown by
Suppose \( f \) is a function on \( \spec k[x, y] / (y^2, xy) \) (i.e. \( f \in k[x, y] / (y^2, xy) \) ). Show that \( \textrm{Supp}\,f \) is either the empty set, or the origin, or the entire space.
Proof:
Since any function \( f \in k[x, y] / (y^2, xy) \) can be expressed as \( f = ay + \sum_{i = 0}^n b_i x^i \), we consider three cases:
\( a = b_i = 0 \) for all \( i \geq 0 \): in this instance, \(\textrm{Supp}\,f = \emptyset\)
\( a \neq 0 \) but all \(b_i = 0\): In this instance the nilpotent element \( (x, y) \) is the only prime at which \(f\) does not vanish so that \( \textrm{Supp}\,f \) is the origin.
Otherwise, \( f \) only vanishes at \( (0) \) or \((y)\), where the later is a nilpotent so that the support is the entire space.
$$\tag*{$\blacksquare$}$$
Exercise 5.5.B:
Suppose \(A\) is an integral domain. Show that the generic point is the only associated point of \(\spec A\)
Proof:
By exercises 5.2.F and 5.2.G \( \spec A\) is an integral scheme and thus irreducible — in other words, \( \spec A \) only has one irreducible component so that the associated point is the generic point \( [0] \).
$$\tag*{$\blacksquare$}$$
Exercise 5.5.C:
Show that if \( A \) is reduced, \( \spec A \) has no embedded points. Hints: (i) first deal with the case where \(A\) is integral, i.e., where \(\spec A\) is irreducible. (ii) Then deal with the general case. If \(f\) is a nonzero function on a reduced affine scheme, show that \( \textrm{Supp}\,f = \overline{ D(f) } \) the support is the closure of the locus where \(f\) doesn’t vanish. Show that \( \overline{ D(f) } \) is the union of the irreducible components meeting \(D(f)\), using (i).
Proof:
Since \( \spec A \) is Noetherian, it has finitely many irreducible components \( X_i \). If \( D(f_i) \) intersects \( X_i \), then this intersection is an open subset of \( X_i \) and must contain the generic point \( \{ x_i \} \). Thus \( \textrm{Supp} (f) \) is a closed subset containing the \( x_i \) and so contains all of \(X\) — hence it suffices to show that \( \textrm{Supp}\,f = \overline{ D(f) } \).
For forward inculsion, suppose that \( D(f) \subset \textrm{Supp}\,f = V( \textrm{Ann}(f) ) \). Then for \( [\pp] \in D(f) \) we have that \( f \in \pp \). Thus, for any \( g \in \textrm{Ann}(f) \), \( fg = 0 \in \pp \) so that \( g \in \pp \) which implies \( \textrm{Ann}(f) \subset \pp \Leftrightarrow [\pp] \in V(\textrm{Ann}(f)) \). Since the later is closed, \( \overline{ D(f) } \subset \textrm{Supp}\,f \). For the reverse direction, notice that since \(A\) is reduced \( z \in \textrm{Supp}\,f \) if and only if \( fA_z \neq 0 \). In order to show that \( z \in \overline{D(f)} \) it suffices to show that every neighborhood of \( z \) intersects \( D(f) \). Suppose to the contrary there is some neighborhood \( D(g) \) that does not intersect \( D(f) \) so that \( D(fg) = \emptyset \) which implies \( fg \) is nilpotent. However, as \(A\) is reduced, this implies that \( fg = 0 \) or in other words \( f = 0 \) in \(A_z\), a contradiction.
$$\tag*{$\blacksquare$}$$
Exercise 5.5.D:
Suppose \( m \in M \). Show that \( \textrm{Supp}\,m \) is the closure of those associated points of \(M\) where \(m\) has non-zero germ. (Hint: \( \textrm{Supp}\,m \) is a closed set containing the points described, and thus their closure. Why does it contain no other points?)
Proof:
As described in the hint, if we let \( S = \{ \pp \in \textrm{Supp}\,m \mid \pp \ \textrm{associated}\ \textrm{point} \} \) then clearly \( S \subset \textrm{Supp}\,m \) by definition — following the hint, since \( \textrm{Supp}\,m \) is closed, \( \overline{S} \subset \textrm{Supp}(m) \).
For the reverse direction, since \( A\) is Noetherian \( \textrm{Supp}(m) \) is a finite union of generic points of irreducible components (by property (B)) so that \( \textrm{Supp}(m) = \bigcup_{i=1}^r X_i \) where each \( X_i \) has generic point \( x_i \). But then by (A) these must also be associated points so that \( \textrm{Supp}(m) \subset \overline{S} \).
$$\tag*{$\blacksquare$}$$
Exercise 5.5.E:
Show that the locus on \(\spec A\) of points \( [\pp] \) where \( \OO_{\spec A, [\pp]} = A_\pp \) is nonreduced is the closure of those associated points of \( \spec A \) whose stalks are nonreduced. (Hint: why do points in the closure of these associated points all have nonreduced stalks? Why can’t any other point have a nonreduced stalk?)
Proof:
Let \( \bigcup_i \{ \mathfrak{a}_i \} \) denote the locus of points where \( A_\pp \) has non-reduced stalk and let \( \bigcup_i \mathfrak{b}_i \) denote associated points whose stalks are non-reduced.
Suppose \( f \in A_\mathfrak{a} \) is nilpotent. Then on the generic point of its support \( \eta \), it must still be nilpotent. Conversely, if \( \pp \in \mathfrak{b} \) so that \( \widetilde{f} = \frac{f}{g} \in A_\mathfrak{b} \) for some \( g \notin \mathfrak{b} \), then by definition there exists some \(c \notin \mathfrak{b}\) such that \( acf \) is nilpotent.
$$\tag*{$\blacksquare$}$$
Exercise 5.5.F:
Show that the definition in (A) of associated primes/points behaves well with respect to localizing: if \(S\) is a multiplicative subset of \(A\), then the associated primes/points of \(S^{-1}M\) are precisely those associated primes/points of \(M\) that lie in \(\spec S^{-1} A\), i.e., associated primes of \(M\) that do not meet \(S\).
Proof:
\( \pp \in \textrm{Supp}\,m \) if and only if \( rm \neq 0 \) for all \( r \notin \pp \) iff \( \pp \supset \textrm{Ann}(m) \) iff \( \pp \in V(\textrm{Ann}(m)) \). Now letting \(S\) be our multiplicatively closed subset,
if \( \pp \in \spec S^{-1}A \) is an associated prime of some \( m \in M \), then for all \( r \notin \pp \) and \( s \in S \) we have that \( rs \notin \pp \) (as \( \pp \) is prime) so that \( rsm \neq 0 \). That is to say, for any \( s \in S \) we have \( \pp \in \textrm{Supp} \frac{m}{s}\) so that \( \pp \) is an associated prime of \( S^{-1}M \).
Conversely, let \( \pp \in \textrm{Supp}\,\frac{m}{s} \) is an associated point of \( S^{-1}M \). By taking \( s = 1 \), we can see that \( m_\pp \neq 0 \) as desired.
$$\tag*{$\blacksquare$}$$
Exercise 5.5.G:
Assuming the above properties of associated points, show that if \(X\) is a locally Noetherian scheme, then for any open subset \(U \subset X\), the natural map
$$
\Gamma(U, \OO_X) \to \prod_{p \textrm{associated}\ \textrm{in}\ U} \OO_{X, p}
$$
is an injection.
Proof:
By property (ii) we know that since \(X\) is locally Noetherian, each of the irreducible components of the support of some \( m \in \OO_X(U) \) is the union of closures of some subset of associated points. Thus, if we suppose that \( f \in \OO_X(U) \) has zero stalk on each \( \OO_{X, p} \) for \( p\) associated in \( U \) then it suffices to show \( f = 0 \). However, since the support of \(f\) must be a subset of the closure of the associated points the support must be empty so that \( f = 0 \).
$$\tag*{$\blacksquare$}$$
Exercise 5.5.H:
Assume the properties (A) - (C) of associated points. Suppose \(X = \C[x, y] / I \) and that the associated points of \(X\) are \( [y - x^2], [(x-1, y-1)] \), and \( [(x- 2, y-2)] \)
Sketch \(X\) as a subset of \( \A_\C^2 = \spec \C[x, y]\), including fuzz.
Do you have enough information to know if \(X\) is reduced?
Do you have enough information to know if \( x+ y - 2 \) is a zero divisor? How about \(x + y - 3\)? How about \( y - x^2\)
Proof:
By Exercise 5.5.C, if we can find an embedded point then the scheme is non-reduced. As \( [y - x^2] \subset [(x - 1, y - 1))] \) the scheme is indeed non-reduced.
Yes - \( x + y - 2 \in [ (y - x^2) ] \subset [(x - 1, y - 1)] \) and clearly \( y - x^2 \in [y - x^2] \) so they are both zero divisors by (C). However, \( x + y - 3 \) is not a zero divisor as it is not contained in any associated points.
$$\tag*{$\blacksquare$}$$
Exercise 5.5.I:
Assume the properties (A)–(C) of associated points. If \(f \in k[x_1, \dots , x_n]\) is nonzero, show that \(A := k[x_1, \dots , x_n]/(f)\) has no embedded points. Hint: suppose \(g \in A\) is a zerodivisor, and choose a lift \(g \in k[x_1, \dots , x_n]\) of \(g\). Show that \(g\) has a common factor with \(f.\) (We will use this exercise in §18.6.3. All you should use is that \(k[x_1 , \dots , x_n ]\) is a Noetherian unique factorization domain. We will generalize this in §26.2.7.)
Proof:
Following the hint, let \( \overline{g} \in A\) be a zero divisor, and suppose \( g \in k[x_1, \dots, x_n] \) is such that \( \pi(g) = \overline{g} \) where \( \pi : A \to A/(f) \) is the natural projection. In particular, if \( \pp = \textrm{ass}(g) \) is the associated prime ideal, then \( \qq = \pi^{-1}(\pp) = \{ h \in k[x_1, \dots, x_n] \mid gh \in (f) \} \). Without loss of generality, we may assume \( g \) is irreducible and thus \(\overline{g}\) is also --- since \( \overline{g} \) is a zero-divisor, there exist \( e, h \) such that \( gh = ef \). We wish to show that \( (g) \) is minimal among primes contained in \( (f) \), as this would imply there cannot be an embedded point contained in an associated point. We also may assume without loss of generality that \( e, h \) are not divisible by \(f\), as \(g\) is irreducible and a zero-divisor.
Suppose to the contrary that there exists some \((f) \subset \pp \subset (g)\). Then for any irreducible \( y \in \pp \) we must have \( y \in \gg \) so that \( y = gr \) for some \(r \in k[x_1, \dots, x_n]\). Since \( y \) irreducible, we have that \(r\) is a unit i.e. \(r \in k\) so that \( (y) = (g) \) and thus \( \pp = (g) \). Therefore, \( (\overline{g}) \) must be generic.
$$\tag*{$\blacksquare$}$$
Exercise 5.5.J:
Suppose \( M \neq 0 \) is an \(A\)-module. Show that if \(I \subset A\) is maximal among all proper ideals that are annihilators of elements of \(M\), then \(I\) is prime, and hence \(I \in \textrm{Ass}\, M\). Thus if \(A\) is Noetherian, then \( \textrm{Ass}\,M \) is nonempty (part of Theorem 5.5.10(a)). (This is a good excuse to state a general philosophy: "Quite generally, proper ideals maximal with respect to some property have an uncanny tendency to be prime".)
Proof:
Suppose that \( xy \in I \) with \(y \notin I\) and \( A \supset I = \textrm{Ann}(m) \) for some \( m \in M \). Then by definition there exists some \( s \in A \) with \( sxy = 0 \) in \(M\). Since \( y \notin \textrm{Ann}(m) \), we have that \( sy \neq 0 \) so that \( I \subset (x, I) \subset \textrm{Ann}\,M\), which contradicts the fact that \( I\) is maximal with respect to annihilators. Thus, \( y \in I\) so that \( I \) is prime and thus an associated prime.
$$\tag*{$\blacksquare$}$$
Exercise 5.5.K:
Suppose that \(M\) is a module over a Noetherian ring \(A\). Show that \(m = 0\) if and only if \(m\) is \(0\) in \(M_\pp\) for each of the maximal associated prime ideals \(\pp\) of \(M\). (Hint: use the previous exercise.)
Proof:
The forward direction is obvious; thus, we wish to show \( m = 0 \) in each \(M_\pp\) implies that \(m = 0\). By contrapositive, if we assume that \( m \neq 0 \) then by Zorn's lemma we can find an ideal \( \pp \) maximal among ideals containing \( \textrm{Ann}(m) \), and by Exercise 5.5.J we know that \(\pp\) is prime and thus associated. By definition of \( M_\pp \), for any \( x \notin \pp \) we have \( x \notin \textrm{Ann}(m) \) so \( xm \neq 0 \) and thus \( \frac{m}{1} \neq 0 \) in \( M_\pp \).
$$\tag*{$\blacksquare$}$$
Exercise 5.5.L:
If \( 0 \to M^\prime \to M \to M^{\prime\prime} \to 0 \) is a short exact sequence of \(A\)-modules show that
$$
\textrm{Ass}\,M^\prime \subset \textrm{Ass}\, M \subset \textrm{Ass}\, M^\prime \cup \textrm{Ass}\, M^{\prime\prime}
$$
Proof:
Let \( f : M^\prime \to M \) denote the injection; if \( \pp^\prime \) is an associated prime of \( M^\prime \) then by definition there exists some nonzero \( m^\prime \in M \) such that \( \pp^\prime = \{ a \in A \mid am^\prime = 0 \} \). Since \( f \) is injective, \( f(m^\prime) \neq 0 \) and \( f(\pp) = \{ a \in A \mid af(m^\prime) = f(am^\prime) = 0 \} \) so that \( f(\pp) \) is an associated prime.
Next, suppose that \(g : M \to M^{\prime\prime}\) denotes our surjection and let \( \pp \in \textrm{Ass}\, M \) so that there exists some \( m \neq 0 \) with \( \pp = \{ a \in A \mid am = 0 \} \). We consider two cases: if \( A.m \cap \textrm{Im}(f) \neq 0 \), then we can find some nonzero \( x \in \textrm{Im}(f) \cap A.m \) so that \( f(m^\prime) = x = am \) for some \( m^\prime \in M^\prime \) and \(a \in A\). Similar to the paragraph above, since \( f \) injective we have that \( \pp \) must also be the annihilator for \( m^\prime \) so that \( \pp \in \textrm{Ass}\,M^\prime \). However, if \( A.m \cap \textrm{Im}(f) = 0 \), then for any \(a \in \pp \) we have that \( am = 0 \Longrightarrow ag(m) = g(am) = 0 \) so that \( a \in \textrm{Ann}\,(g(m)) \). Conversely, if \( a \in g(m) \) then \( am \in \ker g = \textrm{Im}f \) so we would have \( am = 0 \). Thus, \( \pp = \textrm{Ann}(m) = \textrm{Ann}(g(m)) \).
$$\tag*{$\blacksquare$}$$
Exercise 5.5.M:
If \(M\) is a finitely generated module over Noetherian \(A\), show that \(M\) has a filtration
$$
0 = M_0 \subset M_1 \subset \dots \subset M_n = M
$$
where \( M_i / M_{i+1} = A / \pp_i \) for some prime ideal \(\pp_i\). (If the \(\pp_i\) are all maximal, the filtration is called a composition series, see Definition 18.4.7.)
Show that the associated prime ideals are among the \(\pp_i\), and thus prove Theorem 5.5.10(a).
Show that for each \(i\), \(\textrm{Supp} \, A / \pp_i\) is contained in \(\textrm{Supp} M\), or equivalently, that every \(\pp_i\) contains an associated prime. Hint: if \(\pp_i\) does not contain an associated prime, then localize at \(\pp_i\) to "make \(M\) disappear". (Caution: non-associated prime ideals may be among the \(\pp_i\): take \(M = A = \Z \), and witness \(0 \subset 2\Z \subset \Z\).)
Proof:
Since \( M \neq 0 \) we know that \( \textrm{Ass}(M) \neq \emptyset \) (by Exercise 5.5.J) so we can fix some \( \pp_1 \in \textrm{Ass}(M) \). By the equivalent definition of (D) (see 5.5.9), \(M\) has a submodule \( M_1 \) isomorphic to \( A / \pp_1 \). Since \( M_0 = (0) \) we have that \( M_1 / M_0 \cong A / \pp_i \) as desired.
If \( M / M_1 = 0 \) we are done --- otherwise we may aaply the same argument to \( M / M_1 \) and find some \( \pp_2 \in \textrm{Ass}(M / M_1) \) so that \( M / M_1 \) has a submodule \( \overline{M}_2 \) isomorphic to \( A / \pp_2 \). By letting \( \pi : M \to M / M_1 \) denote the natural projection, we define \( M_2 := \pi^{-1}( \overline{M}_2 ) \) so that \( M_2 / M_1 \cong A / \pp_2\) as desired. As \(A\) is Noetherian and \(M\) is finitely generated, \(M\) is Noetherian by Exercise 3.6.X and thus this process ends after finiely many steps.
For each \(0 \leq i \leq n\) (using the enumeration of submodules from the problem statement), consider the short exact sequence \( 0 \to M_i \to M_{i+1} \to A / \pp_i \to 0 \). By the previous exercise, we know that \( \textrm{Ass}(M_{i+1}) \subset \textrm{Ass}(M_i) \cup \textrm{Ass}(A / \pp_i) \) and thus \( \textrm{Ass}(M) \subset \bigcup_{i=1}^n \textrm{Ass}(A / \pp_i) \).
Following the hint, suppose that some \( \pp_i\) does not contain any associated prime. Let \( m \in M \) be arbitrary — then as \( A \) is Noetherian, there is an associated prime \( \qq \) maximal among annihilators of of elements of \(M\) that contain \( \textrm{Ann}(m) \). Since \( \pp_i \) does not contain \( \qq \) by assumption, we can pick some \( r \in \qq / \pp_i \) so that \( rm = 0 \). As \( m \in M \) was arbitrary, this implies that \( M_{\pp_i} = 0 \). Letting \( M_{i+1} \) and \( M_i \) be the submodules such that \( M_{i+1} / M_i \cong A / \pp_i \) we have that
$$
0 = (M_{i+1})_{\pp_i} / (M_i)_{\pp_i} = (M_{i+1} / M_i)_{\pp_i} \cong (A / \pp_i)_{\pp_i} \neq 0
$$
a contradiction.
$$\tag*{$\blacksquare$}$$
Exercise 5.5.N:
Show that
$$
\textrm{Ass}_A\,M \cap \spec S^{-1} A \subset \textrm{Ass}_{S^{-1} A} S^{-1} M
$$
(Hint: suppose \( \pp \in \textrm{Ass}_A\,M \cap \spec S^{-1} A \) with \( \pp = \textrm{Ann}\,m \) for some \(m \in M\) ).
Suppose \( \qq \in \textrm{Ass}_{S^{-1}A} S^{-1} M\), which corresponds to \( \pp \in \spec A \) (i.e. \( \qq = \pp \cdot S^{-1}A \) ). Then \( \qq = \textrm{Ann}_{S^{-1}A} m \) ( \( m \in S^{-1}M \) ), which yields a nonzero element of
$$
\textrm{Hom}_{S^{-1}A } (S^{-1}A/\qq, S^{-1}M)
$$
Argue that this group is isomorphic to \(S^{-1} \textrm{Hom}_A (A/\pp, M)\) (see Exercise 1.6.G), and hence \( \textrm{Hom}_A(A/\pp, M) \neq 0 \).
Proof:
Following the hint (as well as Eisenbud's proof of Theorem 3.1), \( \pp \in \textrm{Ass}_A\,M \cap \spec S^{-1} A \). Then there exists an injection \( R / \pp \hookrightarrow M\) --- as localization is exact, this gives us an injection \( S^{-1} R / \pp S^{-1}R \hookrightarrow S^{-1} M \). Since \( \pp \in \spec S^{-1} A \), this implies that \( \pp S^{-1} R \) is a prime ideal such that \( S^{-1} M \) has a submodule isomorphic to \( S^{-1} R / \pp S^{-1} R \) --- that is to say \( \pp S^{-1} R \in \textrm{Ass}\, S^{-1} M \)
Following the hint, suppose \( \qq \in \textrm{Ass}_{S^{-1}A} S^{-1} M \) so that by Exercise 3.2.K we can find some \( \pp \in \spec A \) with \( \pp \cap S = \emptyset \) such that \( \qq = \pp S^{-1}A \). Since \( \qq \) is an associated prime, we again get an injection \( \phi : S^{-1} A / \pp S^{-1} A \to S^{-1} M \) — since \( A \) is Noetherian, \( \pp \) is finitely presented (and thus finitely generated) so that by Exercise 1.6.G \( \phi \) corresponds to some \( \widetilde{\phi} \in S^{-1} \Hom_A( A / \pp, M) \) which we will write as \( \widetilde{\phi} = \psi / s \) for \( \psi \in \Hom_A (A / \pp, M) \). Since \( s \) is a nonzerodivisor on \( R / \pp \) (as \( \pp \cap S = \emptyset\) ) we have that \( \psi \) is still an injection as desired.
$$\tag*{$\blacksquare$}$$
Exercise 5.5.O:
Show that those subsets of \( \spec A \) which are the support of an element of \(M\) are precisely those subsets which are the closure of a subset of the associated points. Hint: show that for any associated point \(\pp\), there is a section supported precisely on \(\pp\). Remark: This can be used to solve Exercise 5.5.P, but some people prefer to do Exercise 5.5.P first, and obtain this as a consequence.
Proof:
Handling the reverse direction first, let \( \{ \pp_1, \dots, \pp_n \} \) be a finite set of irreducible points (by property (B) of course) and for each \(i\) let \( \pp_i = \textrm{Ann}(m_i) \) for some \( m_i \in M \). Since embedded primes do not contribute to \( \bigcup_i \pp_i \), we may assume without loss of generality that each \(\pp_i \) is minimal.
We claim that the support of \( m = \sum m_i \) is precisely \( \overline{ \bigcup_i \pp_i } \). Notice that by definition of \( \pp_i = \textrm{Ann}(m_i) \) we have that \( m_i \neq 0 \) in \( M_{\pp_i}\). Additionally, by minimality of each \( \pp_j \) we can find some \( r_j \in \pp_j \backslash \pp_i \) so that \( m_j = 0 \) in \( M_{\pp_i} \). Thus \(m = m_i \neq 0 \) in \( M_{\pp_i} \). Now for any \( \qq \in \overline{\{\pp_i\}} \) by Exercise 3.6.L we have that \( \pp_i \subset \qq \) so that \( m \neq 0 \) in \( M_\qq \) --- therefore \( \bigcup_{i} \overline{\pp_i} \subset \textrm{Supp}(m) \).
Conversely, if \( \qq \notin \bigcup_i \overline{ \pp_i } \) then we can find \( r_i \in \pp_i \backslash \qq \) for all \( i \) and thus \( m = 0 \) in \( M_\qq \). Thus \( \textrm{Supp}(m) = \bigcup_{i} \overline{\pp_i} \).
To show that the support of any \( m \in M \) is the closure of a subset of associated points, we refer to part (a) of the next exercise.
$$\tag*{$\blacksquare$}$$
Exercise 5.5.P:
Show that every associated point is the generic point of an irreducible component of \(\textrm{Supp} m\) for some \(m \in M\). Hint: if \(\pp \in A\) is associated, then \(\pp = \textrm{Ann} m\) for some \(m \in M\); this is useful in Exercise 5.5.O as well.
If \(m \in M\), show that the support of m is the closure of those associated points at which \(m\) has nonzero germ (cf. Exercise 5.5.D, which relied on (A) and (B)). Hint: if p is in the closure of such an associated point, show that m has nonzero germ at p. If p is not in the closure of such an asso- ciated point, show that m is 0 in Mp by localizing at p, and using Theo- rem 5.5.10(b) in the localized ring Ap (using Theorem 5.5.10(d)).
Proof:
This is immediate from the fact that if \( \pp \) is an associated prime, then \( \pp = \textrm{Ann}(m) \) for some \(m \in M \), so affine-locally we have
$$
\textrm{Supp}(m) = V(\textrm{Ann}(m)) = \overline{ \{\pp\} }
$$
By looking at an affine open subset \( U = \spec R \) of some irreducible component \( X_i \), \( \overline{ \{ \pp \} } = U \) implies \( \overline{ \{\pp\} } = X_i \).
This was shown in the previous exercise.
$$\tag*{$\blacksquare$}$$
Exercise 5.5.Q:
Define the notion of associated points for integral domains and integral schemes. More precisely, take (A) as the definition, and establish (B) and (C). (Hint: the unique associated prime of an integral domain is \((0)\), and the unique associated point of an integral scheme is its generic point.) In particular, rational functions on an integral scheme \(X\) are precisely elements of the function field \(K(X)\) (Definition 5.2.H).
Proof:
Let \( X \) be an integral scheme and take \( M = \OO_X\). By Exercise 5.2.F an integral scheme is both irreducible and reduced. As \(X\) is irreducible, it has a unique generic point \( \eta \) so our associated point must simply be the generic point of \(X\). In other words, \( \textrm{Ass}(X) = \textrm{Ass}_{\OO_X}(\OO_X) = \{ \eta \} \) — (B) follows immediatedly. Property (C) must then also hold since the only zerodivisor of \( \OO_X \) for \( X \) reduced is \( f = 0 \).
$$\tag*{$\blacksquare$}$$
Exercise 5.5.R:
Let \(I= (y−x^2)^3 \cap (x−1,y−1)^{15} \cap (x−2,y−2)\). Show that \(X = \spec \C[x, y]/I\) satisfies the hypotheses of Exercise 5.5.H. (Rhetorical question: Is there a "smaller" example? Is there a "smallest"?)
Proof:
The associated primes here are simply \( \pp_1 = (y - x^2) \), \( \pp_2 = (x - 1, y - 1) \) and \( (x - 2, y - 2) \) so property (B) is clearly satisfied.