Solutions to The Rising Sea (Vakil)

Chapter 4

Section 4.1: Toward Schemes



Exercise 4.1.A:
Show that the natural map \( A_f \to \OO_{\spec A} (D(f)) \) is an isomorphism. (Possible hint: Exercise 3.5.E).



Exercise 4.1.B:
Make tiny changes to the above argument to show base identity for any distinguished open \(D(f)\). (Hint: judiciously replace \(A\) by \(A_f\) in the above argument.)



Exercise 4.1.C:
Alter this argument appropriately to show base gluability for any distinguished open \(D(f)\).



Exercise 4.1.D:
Suppose \(M\) is an \(A\)-module. Show that the following construction describes a sheaf \( \widetilde{M} \) on the distinguished base. Define \( \widetilde{M}(D(f)) \) to be the localization of \(M\) at the multiplicative set of all functions that do not vanish outside of \(V(f)\). Define restriction maps \(\res{D(f)}{D(g)}\) in the analogous way to \(OO_{\spec A}\). Show that this defines a sheaf on the distinguished base, and hence a sheaf on \(\spec A\). Then show that this is an \(\OO_{\spec A} \)-module.









Section 4.2: Visualizing Schemes II: Nilpotents






There are no exercises in this section, just commentary.






Section 4.3: The Definition of Schemes




Exercise 4.3.A:
Describe a bijection between the isomorphisms \(\spec A \to \spec A^{\prime}\) and the ring isomorphisms \(A^\prime \to A\). Hint: the hardest part is to show that if an isomorphism \(\pi: \spec A \to \spec A^\prime\) induces an isomorphism \(π^\sharp : A^\prime \to A\), which in turn induces an isomorphism \(\rho: \spec A \to \spec A^\prime\), then \(\pi = \rho\). First show this on the level of points; this is (surprisingly) the trickiest part. Then show \(\pi = \rho\) as maps of topological spaces. Finally, to show \(\pi = \rho\) on the level of structure sheaves, use the distinguished base. Feel free to use insights from later in this section, but be careful to avoid circular arguments. Even struggling with this exercise and failing (until reading later sections) will be helpful.



Exercise 4.3.B:
Suppose \(f \in A\). Show that under the identification of \(D(f)\) in \(\spec A\) with \(\spec A_f\) (§3.5), there is a natural isomorphism of ringed spaces \((D(f), \OO_{\spec A\vert D(f)}) \cong (\spec A_f, \OO_{\spec A_f} )\). Hint: notice that distinguished open sets of \(\spec A_f\) are already distinguished open sets in \(\spec A\).



Exercise 4.3.C:
If \(X\) is a scheme, and \( U \) is any open subset, prove that \( (U, \OO_X\vert_U) \) is also a scheme.



Exercise 4.3.D:
Show that if \( X \) is a scheme, then the affine open sets form a base for the Zariski topology.



Exercise 4.3.E:
The disjoint union of schemes is defined as you would expect: it is the disjoint union of sets, with the expected topology: (thus it is the disjoint union of topological spaces), with the expected sheaf. Once we know what morphisms are, it will be immediate (Exercise 9.1.A) that (just as for sets and topological spaces) disjoint union is the coproduct in the category of schemes.
  1. Show that the disjoint union of a finite number of affine schemes is also an affine scheme. (Hint: Exercise 3.6.A.)
  2. (a first example of a non-affine scheme) Show that an infinite disjoint union of (nonempty) affine schemes is not an affine scheme. (Hint: affine schemes are quasicompact, Exercise 3.6.G(a). This is basically answered in Remark 3.6.6.)



Exercise 4.3.F:
Show that the stalk \( \OO_{\spec A} \) at the point \( [\pp] \) is the local ring \( A_\pp \).



Exercise 4.3.G:
  1. If \(f\) is a function on a locally ringed space \(X\), show that the subset of \(X\) where f vanishes is closed. (Hint: show that if \(f\) is a function on a ringed space \(X\), show that the subset of \(X\) where the germ of \(f\) is invertible is open.)
  2. Show that if \(f\) is a function on a locally ringed space that vanishes nowhere, then \(f\) is invertible.










Section 4.4: Visualizing Schemes II: Nilpotents




Exercise 4.4.A:
Show that you can glue an arbitrary collection of schemes together. Suppose we are given: such that (The cocycle condition ensures that \(f_{ij}\) and \(f_{ji}\) are inverses. In fact, the hypothesis that \(f_{ii}\) is the identity also follows from the cocycle condition.) Show that there is a unique scheme \(X\) (up to unique isomorphism) along with open subsets isomorphic to the \(X_i\) respecting this gluing data in the obvious sense. (Hint: what is \(X\) as a set? What is the topology on this set? In terms of your description of the open sets of \(X\), what are the sections of this sheaf over each open set?)



Exercise 4.4.B:
Show that the affine line with doubled origin is not affine. Hint: calculate the ring of global sections, and look back at the argument for \(\A^2 − \{(0, 0)\}\).



Exercise 4.4.C:
Do the same construction with \(\A^1\) replaced by \(\A^2\). You will have defined the affine plane with doubled origin. Describe two affine open subsets of this scheme whose intersection is not an affine open subset. (An "infinite-dimensional" version comes up in Exercise 5.1.J.)



Exercise 4.4.D:
Check this, as painlessly as possible. (Possible hint: the triple intersection is affine; describe the corresponding ring.)



Exercise 4.4.E:
Show that the only functions on \(\P^n_k\) are constants ( \(\Gamma(\P^n_k,\OO) \cong k\)), and hence that \(P^n_k\) is not affine if \(n > 0\). Hint: you might fear that you will need some delicate interplay among all of your affine open sets, but you will only need two of your open sets to see this. There is even some geometric intuition behind this: the complement of the union of two open sets has codimension 2. But "Algebraic Hartogs’s Lemma" (discussed informally in §4.4.2, and to be stated rigorously in Theorem 11.3.11) says that any function defined on this union extends to be a function on all of projective space. Because we are expecting to see only constants as functions on all of projective space, we should already see this for this union of our two affine open sets.



Exercise 4.4.F:
Show that if \(k\) is algebraically closed, the closed points of \(\P^n_k\) may be interpreted in the traditional way: the points are of the form \([a_0,\dots ,a_n]\), where the \(a_i\) are not all zero, and \([a_0,...,a_n]\) is identified with \([\lambda a_0, \dots , \lambda a_n]\) where \( \lambda \in k^\times \).










Section 4.5: Projective Schemes, and the \( \proj \) Construction




Canonical maps of stalk commute
Exercise 4.5.A:
Consider \(\P^2_k\), with projective coordinates \(x_0, x_1\) and \(x_2\). (The terminology "projective coordinate" will not be formally defined until §4.5.8, but you should be able to solve this problem anyway.) Think through how to define a scheme that should be interpreted as \(x^2_0 + x^2_1 − x^2_2 = 0\) "in \( \P^2_k \)". Hint: in the affine open subset corresponding to \(x_2 \neq 0\),it should (in the languageof 4.4.9) be cut out by \(x^2_{0/2} + x^2_{1/2} − 1 = 0\), i.e., it should "be" the scheme \(\spec k[x_{0/2} , x_{1/2} ] / (x^2_{0/2} + x^2_{1/2} − 1) \). You can similarly guess what it should be on the other two standard open sets, and show that the three schemes glue together.



Exercise 4.5.B:
More generally, consider \( \P^n_A \) with projective coordinates \(x_0, \dots , x_n\). Given a collection of homogeneous polynomials \(f_i \in A[x_0, \dots, x_n]\), make sense of the scheme "cut out in \(P^n_A\) by the \(f_i\)." (This will later be made precise as an example of a "vanishing scheme", see Exercise 4.5.P.) Hint: you will be able to piggyback on Exercise 4.4.D to make this quite straightforward.



Exercise 4.5.C:
  1. Show that an ideal \(I\) is homogeneous if and only if it contains the degree \(n\) piece of each of its elements for each \(n\). (Hence \(I\) can be decomposed into homogeneous pieces, \(I = \bigoplus I_n\), and \(S_\bullet / I\) has a natural \(\Z\)-grading. This is the reason for the name homogeneous ideal.)
  2. Show that the set of homogeneous ideals of a given \(\Z\)-graded ring \(S_\bullet\) is closed under sum, product, intersection, and radical.
  3. Show that a homogeneous ideal \(I \subset S_\bullet\) is prime if \(I \neq S•\), and if for any homogeneous \(a, b \in S_\bullet\), if \( ab \in I \), then \(a \in I\) or \(b \in I\).



Exercise 4.5.D:
  1. Show that a graded ring \(S_\bullet\) over \(A\) is a finitely generated graded ring (over \(A\)) if and only if \(S_\bullet\) is a finitely generated graded \(A\)-algebra, i.e., generated over \(A = S_0\) by a finite number of homogeneous elements of positive degree. (Hint for the forward implication: show that the generators of \(S_+\) as an ideal are also generators of \(S_\bullet\) as an algebra.)
  2. Show that a graded ring \(S_\bullet\) over \(A\) is Noetherian if and only if \(A = S_0\) is Noetherian and \(S_\bullet\) is a finitely generated graded ring.



Exercise 4.5.E:
Suppose \( f \in S_+ \) is homogeneous.
  1. Give a bijection between the prime ideals of \(((S_\bullet)_f)_0\) and the homogeneous prime ideals of \((S_\bullet)_f\). Hint: Avoid notational confusion by proving instead that if \(A\) is a \(\Z\)-graded ring with a homogeneous invertible element \(f\) in positive degree, then there is a bijection between prime ideals of \(A_0\) and homogeneous prime ideals of \(A\). Using the ring map \(A_0 \to A\), from each homogeneous prime ideal of \(A\) we find a prime ideal of \(A_0\). The reverse direction is the harder one. Given a prime ideal \(P_0 \subset A_0\), define \(P \subset A\) (a priori only a subset) as \(\oplus Q_i\), where \(Q_i \subset A_i\), and \(a \in Q_i\) if and only if \(a^{\deg f}/f_i \in P_0\). Note that \(Q_0 =P_0\). Show that \(a\in Q_i\) if and only if \(a_2 \in Q_{2i}\); show that if \(a1,a2 \in Q_i\) then \(a_{1}^2 +2a_1a_2 +a_2^2 \in Q_{2i}\) and hence \(a_1 + a_2 \in Q_i\); then show that \(P\) is a homogeneous ideal of \(A\); then show that \(P\) is prime.
  2. Interpret the set of prime ideals of \( ((S_\bullet)_f)_0\) as a subset of \(Proj S_\bullet\).



Exercise 4.5.F:
Show that \(D(f)\) "is" (or more precisely, "corresponds to") the subset \(\spec((S_\bullet)_f)_0\) you described in Exercise 4.5.E(b). For example, in §4.4.9, the \(D(x_i)\) are the standard open sets covering projective space.



Exercise 4.5.G:
Verify that the projective distinguished open sets \(D(f)\) (as \(f\) runs through the homogeneous elements of \(S_+\)) form a base of the Zariski topology.



Exercise 4.5.H:
  1. Suppose \(I\) is any homogeneous ideal of \(S_\bullet\) contained in \(S_+\), and \(f\) is a homogeneous element of positive degree. Show that \(f\) vanishes on \(V(I)\) (i.e., \(V(I) \subset V(f)\)) if and only if \(f^n \in I\) for some n. (Hint: Mimic the affine case; see Exercise 3.4.J.) In particular, as in the affine case (Exercise 3.5.E), if \(D(f) \subset D(g)\), then \(f^n \in (g) \) for some \(n\), and vice versa. (Here \(g\) is also homogeneous of positive degree.)
  2. If \(Z \subset \proj S_\bullet\), define \(I(Z) \subset S_+\). Show that it is a homogeneous ideal of \( S_\bullet \). For any two subsets, show that \( I(Z_1 \cup Z_2) = I(Z_1) \cap I(Z_2) \).
  3. For any subset \(Z \subset Proj S_\bullet\), show that \(V(I(Z)) = \overline{Z}\).



Exercise 4.5.I:
Fix a graded ring \(S_\bullet\), and a homogeneous ideal \(I\). Show that the following are equivalent.
  1. \(V(I) = \emptyset\)
  2. For any \(f_i\) (as \(i\) runs through some index set) generating \(I\), \( \bigcup D(f_i) = \proj S_\bullet\).
  3. \( \sqrt{I} \supset S_+ \)



Exercise 4.5.J:
Suppose some homogeneous \(f \in S_+\) is given. Via the inclusion $$ D(f) = \spec ((S_\bullet)_f)_0 $$ of Exercise 4.5.F, show that the Zariski topology on \( \proj S_\bullet \) restricts to the Zariski topology on \( \spec ((S_\bullet)_f)_0 \)



Exercise 4.5.K:
If \( f, g \in S_+ \) are homogeneous and nonzero, describe an isomorphism between \( \spec((S_\bullet)_{fg})_0 \) and the distinguished open subset \( D(g^{\deg f}/f^{\deg g}) \) of \( \spec ((S_\bullet)_f)_0 \).



Exercise 4.5.L:
By checking that these gluings behave well on triple overlaps (see Exercise 2.5.D), finish the definition of the scheme \( \proj S_\bullet \) .



Exercise 4.5.M:
(Some will find this essential, others will prefer to ignore it.) (Re)interpret the structure sheaf of \(\proj S_\bullet\) in terms of compatible germs.



Exercise 4.5.M:
(Some will find this essential, others will prefer to ignore it.) (Re)interpret the structure sheaf of \(\proj S_\bullet\) in terms of compatible germs.



Exercise 4.5.N:
Check that this agrees with our earlier construction of \( \P^n_A \) (§4.4.9). (How do you know that the \(D(x_i)\) cover \( \proj A[x_0, \dots, x_n] \)?)



Exercise 4.5.O:
Suppose that \(k\) is an algebraically closed field. We know from Exercise 4.4.F that the closed points of \(\P^n_k\) , as defined in §4.4.9, are in bijection with the points of "classical" projective space. By Exercise 4.5.N, the scheme \(\P^n_k\) as defined in §4.4.9 is isomorphic to \(\proj k[x_0, \dots, x_n ]\). Therefore, each point \([a_0, \dots , a_n]\) of classical projective space corresponds to a homogeneous prime ideal of \(k[x_0 , \dots , x_n ]\). Which homogeneous prime ideal is it?



Exercise 4.5.P:
If \(S_\bullet\) is generated in degree 1, and \(f \in S_+\) is homogeneous, explain how to define \(V(f)\) "in" \( \proj S_\bullet \), the vanishing scheme of \(f\). (Warning: \(f\) in general isn’t a function on \(\proj S_\bullet\). We will later interpret it as something close: a section of a line bundle, see for example §14.1.2.) Hence define \(V(I)\) for any homogeneous ideal \(I\) of \( S_+ \). (Another solution in more general circumstances will be given in Exercise 13.1.I.)



Exercise 4.5.Q:
Suppose \(k\) is algebraically closed. Describe a natural bijection between one-dimensional subspaces of \(V\) and the closed points of \(\P V\). Thus this construction canonically (in a basis-free manner) describes the one-dimensional subspaces of the vector space \(V\).



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