Section 14.1: Some line bundles on projective space
Exercise 14.1.A:
Show that \(\dim \Gamma(\P^1, \OO(n)) = n + 1\) if \(n \geq 0\), and 0 otherwise.
Proof:
We have already proved the case of \( n = 0 \), so consider \( n > 0 \). We still have that \( \OO(n) \) is trivial on \( U_0 = D(x_0) = \spec k[x_{1/0}] \) and \( U_1 = D(x_1) = \spec k[x_{0/1}] \), so that the data of a global section is a polynomial \( f(x_{1/0}) \in k[x_{1/0}] \) and a polynomial \( g(x_{0/1}) \in k[x_{0/1}] \) such that the two agree up to transition function. On \( U_1 \), this means
As \( g \) is a polynomial with positive degree terms, all of our negative degree coefficients on the left must vanish. Since we must also have our top degree terms are equal, \( n = s \) and thus our section is uniquely determined by \( a_i = b_{n - i} \) for \( 0 \leq i \leq n \) giving us \( \Gamma(\P^1, \OO(n)) = n + 1 \)
In the case that \( n \) is strictly negative, \( (\star) \) tells us that the function on the left with only strictly negative degree terms is equal to the function on the right with only non-negative degree terms which is absurd — thus there can be no nontrivial global sections.
$$\tag*{$\blacksquare$}$$
Exercise 14.1.B:
Show that if \(m \neq n\), then \(\OO(m) \not\cong \OO(n)\). Hence conclude that we have an injection of groups \(\Z \hookrightarrow \pic \P^1_k\) given by \(n \mapsto \OO (n)\).
Proof:
Using the previous exercise and proceeding by contrapositive, if \( \OO(m) \cong \OO(n) \) for both \( m, n \geq 0 \) then they must be isomorphic on all open sets and thus at the level of global sections, so that \( m + 1 = n +1 \). If one of \( m \) or \( n \) is nonnegative and the other is negative, the two clearly cannot be isomorphic again by the previous exercise. In the case that both \( m, n \) are strictly negative with \( m \leq n \), consider tensoring by \( \OO(-m) \) and sheafifying: \( (\OO(m) \otimes \OO(-m))_{sh} = \OO \) which has 1 dimension of global sections, while \( \OO(n) \otimes \OO(-m) = \OO(n - m)\) which has \( n - m + 1 \) dimensions of global sections. since \( n \neq m\) this implies the two cannot be isomorphic.
$$\tag*{$\blacksquare$}$$
Exercise 14.1.C:
Show that \(\dim_k \Gamma(\P^m,\OO_{\P^m}(n))= { m + n \choose m }\) .
Proof:
The idea is similar to before, just with more tedious combinatorics. Let \( U_i = D(x_i) = \spec k[x_{0/i}, \dots, x_{m/i}] / (x_{i/i} - 1) \) continue to denote our affine open cover. Then the data of a global section is the data of polynomials \( f_i (x_{0/i}, \dots, x_{m/i}) \) with
In general we have the formula \( x_{r/i} \cdot x_{i/j} = x_{r/j} \), but since \( x_{r/r} = 1 \) on our open intersections we should always have one variable inverting; in other words
(you should only be using \( m \) index variables since we are on an affine patch). Then \( \star \) above tells us that the right hand side should simplify to
Since we require this be a polynomial with no negative degree terms, we see that we must have \( c_{1, \alpha_1, \dots, \alpha_m} = 0 \) when \( \sum_k \alpha_k > n\). Therefore, we restrict our attention to \( \sum \alpha_k \leq n \) and in particular each exponent \( \alpha_k \leq n \). Since the two sides are equal, we must have \( d_i = d_j \) and thus the \( c_{i, \alpha_1, \dots, \alpha_m} \) are a permutation of the \( c_{j, \alpha_1', \dots, \alpha_m'} \) and our sections are uniquely determined by the \( c_{i, \alpha_1, \dots, \alpha_m} \) corresponding to their respective monomials. Thus, \( \Gamma( \P^m_k, \OO(n) ) \) should have dimension equal to the number of monomials with degree less than \(n\) which is precisely \( {n + m \choose m} \) (as explained in Exercise 8.2.K)
$$\tag*{$\blacksquare$}$$
Exercise 14.1.D:
Show that every invertible sheaf on \(\P^1_k\) is of the form \(\OO(n)\) for some \(n\). Hint: use the classification of finitely generated modules over a principal ideal domain (Remark 12.5.14) to show that all invertible sheaves on \(\A^1_k\) are trivial (a special case of Exercise 13.2.C). Reduce to determining possible transition functions between the two open subsets in the standard cover of \(\P^1_k\).
Proof:
Let \( \mathscr{L} \) be an invertible sheaf on \( \P^1_k \). By Exercise 13.2.C we know that since \( \mathscr{L} \) is locally free, it is trivial on both distinguished open subsets \( D(x_0) \) and \( D(x_1) \). Thus, \( \mathscr{L} \) is uniquely determined by its transition function on \( D(x_0x_1) = \spec k[x_0, x_1]_{x_0x_1} = \spec k[x_{0/1}, x_{1/0}] = \spec [y, y^{-1}] \). Any such function can be written as \( \frac{p(y)}{y^n} \); by possibly factoring out some power of \( y \) from \( p(y) \), we may assume without loss of generality that \( p(y) \) has nonzero constant term. Now in order for this to be invertible, we must have \( p(y) \) is invertible in \( k[y, y^{-1}] \) which implies that \( p(y) \) is in fact constant \( a \in k \). Thus, our transition function is of the form \(a\left( \frac{x_0}{x_1} \right)^n \) so that scaling sections over \( D(x_0) \) and \( D(x_1) \) by \(a\) we get \( \mathscr{L} = \OO(n) \).
$$\tag*{$\blacksquare$}$$
Section 14.2: Quasicoherent sheaves
Exercise 14.2.A:
(divisors of rational functions) Verify that on \(\A^1_k\), \(\div (x^3/(x+1)) = 3[(x)]−[(x+1)]\) ("= 3[0] − [−1]").
(divisor of rational sections of a nontrivial invertible sheaf) On \(\P^1_k\), there is a rational section of \(\OO(1)\) "corresponding to" \(x^2/(x + y)\). Figure out what this means, and calculate \(\div (x^2/(x + y)) \).
Proof:
At any closed point \( [(x - a)] \) we have that the local ring \( k[x]_{(x - a)} \) clearly has maximal ideal generated by \( (x - a) \). In particular, when \( (x - a) \neq (x + 1) \) or \( (x) \) we get that \( x^3 / (x+1) \) is invertible and thus has valuation \( 0 \). However, by definition of the usual valuation over the local ring \( k[x]_{(x-a)} \), when \( (x - a) = (x) \) we have that \( 1/ (x +1) \) is invertible so that the valuation at \( (x) \) is 3. A similar argument show that \( x^3 \) is invertible when \( (x+1) \) is our closed point so that the valuation is \( -1 \). Thus, \( \div x^3 / (x+1) = 3[(x)] - [(x+1)] \) as expected.
By the discussion in §14.1, we know that global sections of \( \P^1 \) correspond to homogeneous polynomials of degree 1 in \( x \) and \(y \) — now \( x^2 / (x + y) \) is not a global section of course because it is not defined at the point \( [1 , -1] \); however, on the dense open set \( \spec k[x, y]_{(x + y)} \subset \proj k[x, y]\) this gives us a well defined rational function of degree (in the sense of our graded ring) \( 2 - 1 = 1 \). (This idea is made clear by fiat in Hartshorne where if \( \OO_{\proj S} \) corresponds to some graded ring, one defines \( \OO_{\proj S}(n) \) to be the sheaf associated to \( S(n) \)). By a similar idea to part (a), we should obtain \( \div x^2 / (x + y) = 2 [1 , 0] - [1 , -1] \).
$$\tag*{$\blacksquare$}$$
Exercise 14.2.B:
Generalize the definition of \(\OO_X(D)\) to the case when \(X\) is not necessarily irreducible. (This is just a question of language. Once you have done this, feel free to drop this hypothesis in the rest of this section.)
Proof:
More generally if \( X \) has irreducible components \( X_i \) with generic points \( \eta_i \), we may define \( \OO_X(D) \) by
Verify that \(\OO_X(D)\) is a quasicoherent sheaf. (Hint: the distinguished affine criterion for quasicoherence of Exercise 13.3.D.)
Proof:
Following the hint, we may assume without loss of generality that \( X = \spec A \) since the construction is affine local, and fix \( f \in A \). Then by definition we have
$$
\Gamma(D(f), \OO_X(D)) = \{ s \in K(X) \mid \div \vert_{D(f)} s + D\vert_{D(f)} \geq 0 \}
$$
Now for any nonzero \( s \in K(X) \) we have \( \div\vert_{D(f)} s = \sum_{Y \cap D(f) \neq \emptyset} \textrm{val}_{Y \cap D(f)}(s) [Y \cap D(f)] \). Then on each \( Y \cap D(f) \), we certainly have that \( f \) is an invertible section as \( \frac{1}{f} \) has no poles and thus we obtain a morphism \( \Gamma(\spec A, \OO_X(D))_f \to \Gamma(\spec A_f, \OO_X(D)) \) (as usual we should always have this map). To produce a map in the other direction, suppose that \( s \in \Gamma(\spec A_f, \OO_X(D)) \). By definition, \( \div \vert_{\spec A_f}\,s + D\vert_{\spec A_f} \geq 0 \) so that \( \div\,s \) can only have negative coefficients on \( V(f) \). But then
When \( Y \cap V(f) \neq 0 \) we have \( \textrm{val}_Y(f) \) is strictly positive, so by choosing \( N \) large enough we have \( \div (f^N s) + D \geq 0 \) on all of \( \spec A \) giving the desired isomorphism.
$$\tag*{$\blacksquare$}$$
Exercise 14.2.D:
Show that any global section of \(\OO_{\A^1_k} (−2[(x)] + [(x − 1)] + [(x − 2)])\) is a \(k[x]\)-multiple of \(x^2/(x − 1)(x − 2)\).
Extend the argument of (a) to give an isomorphism
$$
\OO_{\A^1_k}(−2[(x)] + [(x − 1)] + [(x − 2)]) \cong \OO_{\A^1_k}
$$
Proof:
If \( \frac{f(x)}{g(x)} \in K(\A^1_k) = k(x) \) is a global section, then \( \div \frac{f(x)}{g(x)} \) is of the form
where \( a_i, b_i \geq 0 \) and the \( p_i, q_i \) are closed points on the affine line (since \( k[x] \) is a PID) corresponding to the zeros of \( f(x) \) and \( g(x) \), respectively. Since \( \div \frac{f(x)}{g(x)} −2[(x)] + [(x − 1)] + [(x − 2)] \geq 0 \), we must necessarily have that \( a_i[p_i] = r[(x)] \) for some \( r \geq 2 \) and either (i) all \( b_j = 0 \) or (ii) some \( [q_j] = [(x - 1)] \) or \( [q_j] = [(x- 2)] \), in which case we may have the corresponding \( b_j = -1 \). In the first case \( g(x) \) is constant and \( x^2 \) is clearly a \( k[x] \)-multiple of \( x^2 / (x - 1)(x- 2) \), so \( \frac{f(x)}{g(x)} \) is a \(k[x] \)-multiple of \(x^2\). In the latter case it is clearly a \( k[x] \)-multiple of \( x^2 / (x - 1)(x-2) \).
By part (a), multiplication by \( \frac{(x - 1)(x - 2)}{x^2} \) is an isomorphism.
$$\tag*{$\blacksquare$}$$
Exercise 14.2.E:
Suppose \(\mathscr{L}\) is an invertible sheaf, and \(s\) is a nonzero rational section of \(\mathscr{L}\) .
Describe an isomorphism \(\OO (\div s) \cong \mathscr{L}\) . (You will use the normality hypothesis!) Hint: show that those open subsets \(U\) for which \(\OO(\div s)\vert_U \cong \OO_U\) form a base for the Zariski topology. For each such \(U\), define \(\phi_U : \OO (\div s)(U) \to \mathscr{L} (U)\) sending a rational function \(t\) (with zeros and poles "constrained by \(\div s\)") to \(st\). Show that \(\phi_U\) is an isomorphism (with the obvious inverse map, division by \(s\)). Argue that this map induces an isomorphism of sheaves \(\phi : \OO (\div s) \to \mathscr{L}\) .
Let \(\sigma\) be the map from \(K(X)\) to the rational sections of \(\mathscr{L}\) , where \(\sigma(t)\) is the rational section of \(\OO_X(D) \cong \mathscr{L}\) defined via (14.2.2.1) (as described in Remark 14.2.3). Show that the isomorphism of (a) can be chosen such that \(\sigma(1) = s\). (Hint: the map in part (a) sends 1 to s.)
Proof:
We follow the idea of this StackExchange answer which seems to pin the idea that Ravi is talking about with the base.
For the first part of the hint, we wish to show that those open sets \( U \) with \( \OO(\div s)\vert_U \cong \OO_U \) form a basis for the Zariski topology. Now since \( \mathscr{L} \) is a line bundle, it is trivial on a sufficently small affine open cover, so we may simply take the usual base of the Zariski topology subordinate to our cover — therefore, if we are able to show that \( \OO(\div s) \) is trivial on any open subset \( U \) where \( \mathscr{L} \) is trivial then we are done.
If we suppose \( U \) is a trivializing subset of \( \mathscr{L} \) with isomorphism \( \phi_U : \mathscr{L}\vert_U \to \OO_X\vert_U \), then \( f = \phi_U(s) \) is a rational section with \( \div s \vert_U = \div f \vert_U \). Then we obtain a map \( \OO_U(\div s) \to \OO_U \) given by multiplication by \( f \) which is well defined since for any \( t \in \OO_U(\div s) \)
The key idea is that since \( X \) is normal, the divisor of \( f t \) being effective implies that \( ft \) is regular. The same idea shows that division by \(f\) is well-defined and gives the desired inverse (as indicated in the hint).
As described in §13.3, this uniquely extends to define a morphism of sheaves over all of \(X\).
As indicated in the hint, this is already true by construction. Let \( 1 \in K(X)^\times \) denote the unit section on the dense open subset \( X \backslash \textrm{Supp}(\div s) \); as any open subset \( U \) necessarily intersects this dense open (and in particular the ones in the base described above), our isomorphisms \( \phi_U \) above are well-defined and certainly map \( 1 \mapsto s \) by construction.
$$\tag*{$\blacksquare$}$$
Exercise 14.2.F:
Suppose \(X = \P^n_k , \mathscr{L} = \OO(1)\), \(s\) is the section of \(\OO (1)\) corresponding to \(x_0\) , and \(D = \div s\). Verify that \(\OO (mD) \cong \OO(m)\), and the canonical rational section of \(\OO(mD)\) is precisely \(s^m\). (Watch out for possible confusion: 1 has no pole along \(x_0 = 0\), but \(\sigma(1) = s^m\) does have a zero if \(m > 0\).) For this reason, \(\OO(1)\) is sometimes called the hyperplane class in \(\pic X\). (Of course, \(x_0\) can be replaced by any linear form.)
Proof:
By the discussion of §14.1, we may identify \( \OO(m) = \OO(1)^{\otimes m} \) so that \( s^m \in \OO(m) \) corresponds to \( x_0^m \) (recall from said discussion that we may think of \( \OO(m) \) as the homogeneous degree \(m\) polynomials). By the previous exercise, we know that \( \OO(D) \cong \OO(1) \) with \( \sigma : 1 \mapsto s \). Taking the \( m^{th} \) tensor product, we see that \( \sigma \otimes \dots \otimes \sigma : \OO(D)^{\otimes m} \cong \OO(m) \) takes the canonical section \(1\) to \( s^s \). Since \( \P^n_k \) is normal, Proposition 14.2.1 tells us that \( \div \) is an injective homomorphism (taking tensor products to sums) so that \( mD \) uniquely corresponds to \( (\OO(m), s^{\otimes m}) \). Applying the previous exercise again we get \( \OO(mD) \cong \OO(m) \).
$$\tag*{$\blacksquare$}$$
Exercise 14.2.G:
Suppose \(\OO_X(D)\) is an invertible sheaf.
Show that \(\div(\sigma(1)) = D\), where \( \sigma \) was defined in Exercise 14.2.E(b).
Show the converse to Observation 14.2.5: show that D is locally principal.
Proof:
Following this approach given on StackExchange, we may use the fact that \( \OO_X(D) \) is invertible to find a trivialization \( \phi_U : \OO_U \to \OO_X(D)\vert_U \) on some open subset \( U \subset X \). Since \( \phi_U \) is an isomorphism, \( \OO_X(D)\vert_U \) is generated by \( \tau = \phi(1) \). From Exercise 14.2.E we know that this map should locally look like multiplication by \( \tau \), so that the inverse image of \( 1 \in \OO_X(D)\vert_U \) should be \( \tau^{-1} \). We wish to show that \( \div_{\OO_U} \tau + D\vert_U = 0\); if we suppose to the contrary that the support is non-empty, then we may find some principal divisor \( W = \div f \) with a negative coefficient (corresponding to a pole of \(f\)) so that \( f \) is not a regular function on \( U \) — assuming without loss of generality (by restricting to a smaller open subset) \(f \) has no other poles in \( U \), \( \div (f \cdot\tau) + D\vert_U \geq 0 \) by construction, which contradicts the fact that \( \tau \) generates \( \OO_X(D)\vert_U \). Thus, we have shown that \( \div_{\OO_U}(\tau) = -D\vert_U \) so that \( \div_{\OO_X(D)}(1) = \div_{\OO_U}(\tau^{-1}) = D\vert_U \)
Using the notation of part (a) above, we simply have \( D\vert_U = \div_{\OO_U} (\tau^{-1}) \) proving the claim.
$$\tag*{$\blacksquare$}$$
Exercise 14.2.H:
Let \(X = \spec k[x,y,z]/(xy − z^2)\), a cone, and let \(D\) be the line \(z = x = 0\) (see Figure 12.1).
Show that \(D\) is not locally principal. (Hint: consider the stalk at the origin. Use the Zariski tangent space, see Problem 12.1.3.) In particular \(\OO_X(D)\) is not an invertible sheaf.
Show that \(\div(x) = 2D\). This corresponds to the fact that the plane \(x = 0\) is tangent to the cone X along D.
Proof:
Let \( D = V(x, z) \) be our codimension 1 subvariety. If \( D \) were locally principle, we could find an open subset \( U \) of the origin such that \( D\vert_U = \div s \) for some \( s \). However, by considering the stalk at the origin we may follow the same argument of that in 12.1.3 / 12.1.5 to see that \( (x ,z) \) is not a principal ideal of \( (k[x, y, z] / (xy - z^2))_{(x, y, z)} \) proving the claim.
The local ring \( (k[x, y, z]/(xy - z^2))_{(x, z)} \) is regular in codimension 1 and the maximal ideal corresponding to \( (x, z) \) is generated by \( z \) since \( y \) is necessarily a unit and thus \( x = z^2 / y \). But then the valuation of \(x\) is by definition \(2\) so that \( \div x = 2D \) (if one wanted to be more precise, we would have to show there are no other divisors \( D^\prime \) such that \( x \) has a nontrival order of vanishing).
$$\tag*{$\blacksquare$}$$
Exercise 14.2.I:
If \(X\) is Noetherian and factorial, show that for any Weil divisor \(D\), \(\OO(D)\) is an invertible sheaf. (Hint: It suffices to deal with the case where \(D\) is irreducible, say \(D = [Y]\), and to cover \(X\) by open sets so that on each open set \(U\) there is a function whose divisor is \([Y \cap U]\). One open set will be \(X − Y\). Next, we find an open set \(U\) containing an arbitrary \(p \in Y\), and a function on \(U\). As \(\OO_{X,p}\) is a unique factorization domain, the prime corresponding to \(Y\) is codimension 1 and hence principal by Lemma 11.1.6. Let \(f\) be a generator of this prime ideal, interpreted as an element of \(K(X)\). It is regular at \(p\), it has a finite number of zeros and poles, and through \(p\), \([Y]\) is the "only zero" (the only component of the divisor of zeros). Let \(U\) be \(X\) minus all the other zeros and poles.)
Proof:
Following the hint, since \( X \) is factorial it is therefore normal so that irreducible components are connected components. Therefore, it suffices to consider only the irreducible components of \( D \) as they are all disconnected — in this vain, let \( D = [Y] \) for some \( Y \subset X \) closed subvariety regular of codimension 1. By the previous exercises, we know that \( \OO(D) \) will be invertible iff \( D \) is locally principal iff we can find some affine open cover such that on each \( U\) in the cover, \( [Y \cap U] \) is principal. In fact, from the discussion of §14.2.2, by Algebraic Hartog's lemma we have \( \OO(D) \) is isomorphic to \( \OO \) away from the support of \(D\) so we only need to consider some affine cover of \( Y \).
Fixing an arbitrary \( p \in Y \), by factorality we know that \( \OO_{X, p} \) is a UFD so that by Lemma 11.1.6 the prime \( \qq \) of height 1 corresponding to \(Y\) is principal. If we let \( f \) be an element of \( K(X) \) that restricts to a generator of \( \qq \), then as \( X \) is Noetherian \( f \) has only finitely many zeroes and poles \( y_1, \dots, y_s \). Now as \( \qq = (f) \) corresponds to \( Y \) in the local ring \( \OO_{X, p} \), \( [Y] \) is the only term of \( \div f \) containing \( p \) with a positive coefficent
$$\tag*{$\blacksquare$}$$
Exercise 14.2.J:
Assume for convenience that \(X\) is irreducible. Show that sections of \(\mathscr{L} (D)\) can be interpreted as rational sections of \(\mathscr{L}\) with zeros and poles constrained by \(D\), just as in (14.2.2.1):
$$
\Gamma(U, \mathscr{L}(D)) := \{t\ \textrm{nonzero}\ \textrm{rational}\ \textrm{section}\ \textrm{of}\ \mathscr{L} : \div\vert_U t + D\vert_U \geq 0\} \cup \{0\}.
$$
Suppose \(D_1\) and \(D_2\) are locally principal. Show that
$$
(\OO(D_1))(D_2) \cong \OO(D_1 + D_2)
$$
Proof:
Since \( \mathscr{L} \) is invertible, on a sufficiently small affine neighborhood \( U \) there should be an isomorphism \( \phi_U : \OO\vert_U \to \mathscr{L}\vert_U \) inducing an isomorphism \( \mathscr{L}(D)\vert_U \cong \OO(D)\vert_U \); in this case the map \( \phi\vert_U \) should take rational sections \( \OO_{X, \eta} \) to rational sections \( \mathscr{L}_\eta \) (where \( \eta \) is the unique generic point of \( X \)).
Since \( D_2 \) is locally principle, we may restrict to some open subset \( U \) such that \( D_1\vert_U = \div s_1\vert_U \) for some rational function \( s_1 \in K(X) \). Then we consider the map \( \phi_U : \OO_U(D_1\vert_U)(\div s) \to \OO_U(D_1\vert_U + D_2\vert_U ) \) given by \( t \mapsto ts_1 \). Since \( \div t\vert_U + D_2\vert_U \geq 0 \), we have
(notice we may interpret rational sections of \( \OO(D_1) \) as rational functions in \( K(X) \) in the obvious way) so that the map is well defined. By a similar argument to that of Exercise 14.2.E, this is locally an isomorphism on \( U \) and thus induces an isomorphism on sheaves.
$$\tag*{$\blacksquare$}$$
Exercise 14.2.K:
Suppose that \(Y\) is a hypersurface in \(\P^n_k\) corresponding to an irreducible degree \(d\) polynomial. Show that \(\pic(\P^n_k − Y)\cong \Z/(d)\). (For differential geometers: this is related to the fact that \(\pi^1(\P^n_k − Y) \cong \Z/(d)\).) Hint: (14.2.8.1).
Proof:
Suppose \( f \in k[x_0, \dots, x_n] \) is a degree \( d \) polynomial and \( Y = V_+(f) \). Similar to the discussion of 14.2.9 we have an exact sequence
where the first map sends \( 1 \) to \( [Y] \); as one may expect, \( [Y] \) maps to \( \OO(d) \) under the inclusion \( \pic X \hookrightarrow \operatorname{Cl} X \). Since \( \pic \P^n \) is generated by \( \OO(1) \), we in fact get an exact sequence
$$
0 \to \Z \to \Z \to \pic (\P^n - Y) \to 0
$$
where the first map is multiplication by \( d \); thus \( \pic (\P^n - Y) \cong \Z / (d) \).
$$\tag*{$\blacksquare$}$$
Exercise 14.2.L:
Keeping the same notation, assume \(d > 1\) (so \(\pic(\P^n − Y) \neq 0)\), and let \(H_0, \dots ,H_n\) be the \(n+1\) coordinate hyperplanes on \(\P^n\). Show that \(\P^n − Y\) is affine, and \(\P^n − Y − H_i\) is a distinguished open subset of it. Show that the \(\P^n − Y−H_i\) form an open cover of \(\P^n −Y\). Show that \(\pic(\P^n − Y − H_i) = 0\). Then by Exercise 14.2.T, each \(\P^n − Y− H_i\) is the \(\spec\) of a unique factorization domain, but \(\P^n − Y\) is not. Thus the property of being a unique factorization domain is not an affine-local property — it satisfies only one of the two hypotheses of the Affine Communication Lemma 5.3.2.
Proof:
Using the Veronese map \( \nu_d : \P^n \to \P^N \), we may identify \( Y \) with the intersection of the image of \( \P^n \) with a hyperplane \( H \). But then \( \P^n - Y\) corresponds to the image of \( \P^n \) in \( \A^N \cong \P^N - H \) which is a closed subvariety and thus itself affine. It is immediate that \( D(x_i) = \P^n - H_i \); as these form the usual open cover for projective space, they also clearly form an distinguished open cover for \( \P^n - Y \). Now \( \P^n - H_i \cong \A^n \) and thus we have \( \pic \P^n - H_i = 0 \) for all \( i \). Using the excision sequence, we have
where the first map sends \(1\) to \( [Y] \). Since the last term is surrounded by trivial groups, it itself must be trivial.
$$\tag*{$\blacksquare$}$$
Exercise 14.2.M:
Keeping the same notation as the previous exercise, show that on \(\P^n − Y\), \(H_i\) (restricted to this open set) is an effective Cartier divisor that is not cut out by a single equation. (Hint: Otherwise it would give a trivial element of the class group.)
Proof:
If we suppose that \( H_i \) were in fact cut out by a single equation when restricted to \( \P^n - Y\), then \( [H_i] \) would be trivial in the class group, so that by considering the excision sequence again
the usual forst map sending \( 1 \) to \( [H_i] \) would be the zero map, so that \( \operatorname{Cl}(\P^n - Y) \cong \operatorname{Cl}(\P^n - Y - H_i) \). However, this contradicts the results from the previous exercises showing that the left hand side is torsion while the right hand side is trivial.
$$\tag*{$\blacksquare$}$$
Exercise 14.2.N:
Show that \(A := \R[x,y]/(x^2+y^2−1)\) is not a unique factorization domain, but \(A \otimes_\R \C\) is. Hint: Exercise 14.2.L.
Proof:
Following this answer by Qi Zhu, we first notice that \( k[x,y] / (x^2 + y^2 - 1) \cong (k[x, y]_{(x^2 + y^2)})_0 \) so that \( \spec \R[x, y] / (x^2 + y^2 - 1) \cong \P^1_{\R} / V_+(x^2 + y^2) \). Over \( \R \), this describes a degree \(2\) hypersurface; by Exercise 14.2.L it has non-trivial class group, so \( \spec A \) cannot be a UFD. However, when \( k = \C \) we have that \( V(x^2 + y^2) \) is the union of two hyperplanes, so that \( A \otimes_\R \C \) is a UFD.
$$\tag*{$\blacksquare$}$$
Exercise 14.2.O:
Consider
$$
X = \P^1_k \times_k \P^1_k \cong \proj k[x, y, z, w] / (xw - yz)
$$
a smooth quadric surface (see Figure 8.2, and Example 9.6.2). Show that \(\pic X \cong \Z \oplus \Z\) as follows: Show that if \(L = \{\infty\}\times_k \P^1 \subset X\) and \(M=\P^1\times_k\{\infty\}\subset X\), then \(X − L− M \cong \A^2\). This will give you a surjection \(Z\oplus \Z \twoheadrightarrow \textrm{Cl}\,X\). Show that \(\OO(L)\) restricts to \(\OO\) on \(L\) and \(\OO(1)\) on \(M\). Show that \(\OO(M)\) restricts to \(\OO\) on \( M \) and \(\OO(1)\) on \(L\). (This exercise takes some time, but is enlightening.)
Proof:
The isomorphism \(X − L− M \cong \A^2\) should somewhat come for free, since \( \P^1 \) minus any point is isomorphic to \( \A^1 \) (and in particular, \( \{\infty\} \) only makes sense once an affine open is chosen) and \( \A^1_k \times_k \A^1_k \cong \A^2_k \). Let \(\spec k[x, y] \), \( \spec k[x, 1/y] \), \( \spec k [1/x, y] \) and \( \spec k[1/x, 1/y] \) denote the usual affine cover of \( \P^1 \times \P^1 \)
If \( Y \) is any curve distinct from \( L \) and \( M \), we have that on any affine open subset — in particular on \( \spec k[x,y] \) — \( Y \) is defined by some polynomial \( f \in k[x, y] \). Let \( a \) be the degree of \(f\) in \(x\) and \( b \) the degree of \(f\) in \(y\). Then
$$
\textrm{div}(f) = Y - a L - bM
$$
so that quotienting by principal divisors we get \( [Y] = a[L] + b[M] \) giving our surjection \( \Z \oplus \Z \to \textrm{Cl}(X)\). This map must be injective since there are no rational functions \( f \in k(x, y) \) such that \( \div(f) = aL + bM \) as a divisor on \(X\) unless \(a = b = 0\).
$$\tag*{$\blacksquare$}$$
Exercise 14.2.P:
Show that irreducible smooth projective surfaces (over \(k\)) can be birational but not isomorphic. Hint: show \(\P^2\) is not isomorphic to \(\P^1 \times \P^1\) using the Picard group. (Aside: we will see in Exercise 20.2.D that the Picard group of the "blown up plane" is \(\Z^2\), but in Exercise 20.2.E we will see that the blown up plane is not isomorphic to \(\P^1 \times \P^1\), using a little more information in the Picard group.)
Proof:
Since \( \pic \P^2 \cong \Z \) we can already know \( \P^2 \not\cong \P^1 \times \P^1 \). To see that the two varieties are not isomorphic, notice that \( \P^1 \times \P^1 \cong \proj k[x, y ,z , w ] / (xw - yz) \) so if we let \( \P^2 \cong \proj k[x, y, z] \). Then on \( D_x \) we have \( k[ y, z ,w ] / (w - yz) \cong k[y, z] \).
$$\tag*{$\blacksquare$}$$
Exercise 14.2.Q:
Let \(X = \spec k[x,y,z]/(xy−z^2)\), a cone, where \(\textrm{char} k \neq 2\). (The characteristic hypothesis is not necessary for the result, but is included so you can use Exercise 5.4.H to show normality of \(X\).) Show that \(\pic X = 0\), and \( \textrm{Cl} X \cong \Z/2\). Hint: show that the class of \(Z = \{x = z = 0\}\) (the “affine cone over a line”) generates \(\textrm{Cl} X\) by showing that its complement \(D(x)\) is isomorphic to an open subset of \(\A^2_k\). Show that \(2[Z] = \div(x)\) and hence principal, and that \(\Z\) is not principal, Exercise 14.2.H. (Remark: You know enough to show that \(X− \{(0, 0, 0)\}\) is factorial. So although the class group is insensitive to removing loci of codimension greater than 1, §14.2.8, this is not true of the Picard group.)
Proof:
Following the account from Hartshorne (II.6.5.2), we can use the excision exact sequence
(where the first map sends 1 to \(Z\)) to see that since the local ring of \(Z\) at its generic point is generated by \( Z \), \( x = 0 \) implies \( z^2 = 0 \) so that \( \div (x) = 2Z \). Then on \( D(x) \cap X \), we have \( y = z^2 / x \) so that \( D(x) \cap X \cong \spec k[x, x^{-1}, z] \) — since \( k[x, x^{-1}, z] \) is a UFD, \( \textrm{Cl}(X - Z) = 0 \) and thus \( \textrm{Cl}(X) \) is generated by \( [Z] \). In particular, we showed that the kernel is \( (2) \) so that \( \textrm{Cl}(X) \cong \Z / 2\Z \). From the diagram 14.2.7.1, we may think of \( \pic X \) as the group of locally principal divisors modulo the principal divisors ( in the next section we will see that this is just the same thing as Cartier divisors modulo principal divisors). By Exercise 14.2.H, we know that \( Z \) is not locally principal. As \( \pic X \hookrightarrow \textrm{Cl}(X) \) where the latter is generated by \( Z \) we obtain \( \pic X = 0 \).
$$\tag*{$\blacksquare$}$$
Exercise 14.2.R:
On the cone over the smooth quadric surface \(X = \spec k[w, x, y, z]/(wz − xy)\), let \(Z\) be the Weil divisor cut out by \(w = x = 0\). Exercise 12.1.D showed that \(Z\) is not cut out scheme-theoretically by a single equation. Show more: that if \(n \neq 0\), then \(n[Z]\) is not locally principal. Hint: show that the complement of an effective Cartier divisor on an affine scheme is also affine, using Proposition 7.3.4. Then if some multiple of \(Z\) were locally principal, then the closed subscheme of the complement of \(Z\) cut out by \(y = z = 0\) would be affine — any closed subscheme of an affine scheme is affine. But this is the scheme \(y = z = 0\) (also known as the \(wx\)-plane) minus the point \(w = x = 0\), which we have seen is non-affine, §4.4.1.
Proof:
We follow the logic of Yuchen Liu's answer to this problem.
Suppose to the contrary that \( n[Z] \) is locally principal for some \( n > 1 \), and let \( U_i = \spec A_i \) be an open cover together with \( f_i \in K(A_i)^\times \) such that \( n[Z \cap U_i] = \div f_i \). Since \( n[Z \cap U_i] \) is effective, the \( f_i\) are in fact regular by Algebraic Hartog's lemma so that \( f_i \in A_i \) and thus \( Z \cap U_i \subset V(f_i) \) for all \( i \). By Krull's principal ideal theorem, every irreducible component of \( V(f_i)\) is exactly codimension 1 (i.e. Weil) so that \( \div f = n[Z \cap U_i] \) implies \( V(f_i) = Z \cap U_i \). Therefore, \( U_i \cap (X - Z) = D_{A_i}(f_i) \) is an affine scheme for all \(i\).
Now consider the Weil divisor \( Y \subset X \) cut out by \( y = z = 0 \). It is easy to see that both \( Y \) and \( Z \) are themselves isomorphic to \( \A^2 \). If \( X - Z \) were affine, then \( Y - Z \) would be a closed subvariety of an affine variety and thus affine. But \( Y - Z \) is isomorphic to the affine plane minus the origin which we know is not affine by §4.4.1. Thus, \( X - Z \) is locally affine but itself not affine, which contradicts Proposition §7.3.4 (affine-ness of a morphism is affine local on the target) in the following way: the immersion \( \phi : X - Z \hookrightarrow X \) pulls back each \( U_i \) to \( D(f_i) \) so it is affine, but \( \phi^{-1}(X) \) is not affine.
$$\tag*{$\blacksquare$}$$
Exercise 14.2.S:
Identify the (ideal) class group of the ring of integers \(\OO_K\) in a number field \(K\), as defined in Exercise 13.1.M, with the class group of \(\spec \OO_K\) , as defined in this section. In particular, you will recover the common description of the class group as formal sums of prime ideals, modulo an equivalence relation coming from principal fractional ideals.
Exercise 14.2.T:
Suppose that \(A\) is a Noetherian integral domain. Show that \(A\) is a unique factorization domain if and only if \(A\) is integrally closed and \(\operatorname{Cl} \spec A = 0\). (One direction is easy: we have already shown that unique factorization domains are integrally closed in their fraction fields. Also, Lemma 11.1.6 shows that all codimension 1 prime ideals of a unique factorization domain are principal, so that implies that \(\operatorname{Cl} \spec A = 0\). It remains to show that if \(A\) is integrally closed and \(\operatorname{Cl} \spec A = 0\), then all codimension 1 prime ideals are principal, as this characterizes unique factorization domains (Proposition 11.3.5). Algebraic Hartogs’s Lemma 11.3.11, may arise in your argument.) This is the third important characterization of unique factorization domains promised in §5.4.6.
Proof:
As described in the hint, we know by Exercise 5.4.F and Lemma 11.1.6 that \( A \) is integrally closed and \( \operatorname{Cl}\spec A = 0\). For the reverse direction, Lemma 11.3.5 tells us that since \( A \) is Noetherian, it suffices to show that all codimension 1 primes are principal. Moreover, Exercise 11.1.A tells us there is an inclusion preserving bijection between prime ideals \(\pp \) of height 1 in \( A \) and codimension 1 closed subvarieties of \(\spec A\). Following the proof of Hartshorne, let \( \pp \) be a prime ideal of height 1 and let \(Y \subset \spec A\) denote the corresponding divisor. By assumption, \( Y \) is principal so we can find some \( f \in K(A)^\times \) with \( (f) = Y \) — as \( \nu_Y(f) = 1 \) this necessarily implies that \( f \in A_\pp \) with \( f \) a generator / uniformizer of the maximal ideal \( \pp A_\pp \). If \( \pp^\prime \subset A \) is any other prime ideal, then \( \nu_Y(\pp^\prime) = 0 \) so that \( f \in A_{\pp^\prime}\). By Algebraic Hartog's lemma, this implies \( f \in A \) so that \( f \in A \cap \pp A_\pp = \pp \). To see that \( f \) generates \( \pp \), let \( g \) be any other element so that \( \nu_Y(g) \geq 1 \) and \( \nu_Z(g) \geq 0\) for any other divisor \( Z \neq Y \). Then \( \nu_Z(g/f) \geq 0 \) for all Weil divisors \( Z \) so that \( g / f \in A_{\pp^\prime}\) for all \( \pp^\prime \) of height 1 and thus \( g/f \in A \) by Algebraic Hartog's lemma again — in other words, \( g \in f\cdot A \)
$$\tag*{$\blacksquare$}$$
Exercise 14.2.U:
Suppose \(A\) is a Noetherian domain, \(x \in A\) an element such that \((x)\) is prime and \(A_x = A[1/x]\) is a unique factorization domain. Then \(A\) is a unique factorization domain. (Hint: Exercise 14.2.T. Use the short exact sequence
$$
\Z[(x)] \to \operatorname{Cl}\spec A \to \operatorname{Cl}\spec A_x \to 0
$$
(14.2.8.1) to show that \(\operatorname{Cl} \spec A = 0\). Prove that \(A[1/x]\) is integrally closed, then show that \(A\) is integrally closed as follows. Suppose \(T^n + a_{n−1}T^{n−1} +\dots +a_0 = 0\), where \(a_i \in A\), and \(T \in K(A)\). Then by integral closedness of \(A_x\), we have that \(T = r/x^m\), where if \(m > 0\), then \(r \notin (x)\). Then we quickly get a contradiction if \(m > 0\).)
Proof:
Since\( (x) \) is principal we know that it is height 1 and thus corresponds to a divisor \( [(x)] \in \operatorname{Cl} \spec A \). Using the excision exact sequence above, we have an inclusion of the subgroup generated by \( [(x)] \) into \( \operatorname{Cl} \spec A \). Since \( A_x \) is assumed to be a UFD, we know by the previous exercise that \( \textrm{Cl}\spec A_x = 0 \). Thus, \( \operatorname{Cl} \spec A \) is generated by \( [(x)] \) — however, since \( [(x)] \) is clearly principal, we get that \( \operatorname{Cl} \spec A = 0 \).
By the previous exercise, if we can show that \( A \) is integrally closed then we are done. We know that \( A[1/x] \) is integrally closed as it is a UFD; now suppose that
$$
t^n + a_{n-1} t^n + \dots + a_0
$$
has some root \( T \in K(A) \) for \( a_i \in A \). Since the \( a_i \) can be interpreted as elements of \(A_x\), we have by integral closedness of \(A_x\) that \( T \in A_x \), i.e. \( T = r/x^m \) for some \( r \in A \) and \( m \geq 0 \) where \( r \) and \( x^m \) are coprime. If \( m > 0 \), this implies \( r \notin (x) \) and \( r \) is a root of
since \( (x) \) is prime this implies \( r \in (x) \) — a contradiction.
$$\tag*{$\blacksquare$}$$
Exercise 14.2.V:
Suppose that k is algebraically closed of characteristic not 2. Show that if \(\ell \geq 3\), then
$$
A = k[a,b, x_1,\dots, x_n]/(ab −x^2_1 − \dots −x^2_\ell)
$$
is a unique factorization domain, by using Nagata’s Lemma with \(x = a\).
Proof:
By considering \( x = a \) from the previous problem, we have that \( A_a = k[a, \frac{1}{a}, b, x_1, \dots, x_n] / (ab - x^2_1 - \dots - x^2_\ell)\). Since
$$
b = \frac{1}{a}(x_1^2 + \dots + x_\ell^2)
$$
we may eliminate \( b \) so that the ring is isomorphic to \( k[a, \frac{1}{a}, x_1, \dots, x_n] \) which is a UFD. By the previous problem, \(A\) itself must be a UFD.
Show that \(a\) is unique up to multiplication by an invertible function.
Proof:
Continuing to let \( \mathscr{I} \) denote the ideal sheaf of \( D \) with \( \mathscr{I}\vert_{\spec A} = I \), since \( I \cong A \) as \( A \)-modules we know that \( I = (a) \) for some non-zero divisor \( a \in A \) (as our isomorphism is determined by the image of the generator of \(A\), i.e. \( 1_A \)). If we suppose that there is some other nonzero divisor \( a^\prime \in A\) with \( I = (a^\prime) \), then basic algebra tells us that \( (a) = (a^\prime) \) implies \( a = ua^\prime \) for some invertible element \( u \in A \).
$$\tag*{$\blacksquare$}$$
Exercise 14.3.B:
Check that this agrees with our earlier definition of \(\OO(D)\), Important Definition 14.2.2.
Proof:
By definition, if \(D\) is an effective Cartier divisor we can find a sufficiently small affine open cover \( U_i = \spec A_i \) such that \( D\vert_{U_i} = V(f_i) \) for some nonzero divisor \( f_i \) (i.e. \(D\) is locally principal and regular). In this case, the short exact sequence of sheaves
Now on the affine open cover \( U_i \), Important Definition 14.2.2 describes \( \OO(D) \) as the sheaf consisting of rational functions \( t \in K(X)^\times \) such that if \( t\vert_{U_i} = t_i \in A_i \), then \( t_i f_i \in A_i \) (by Algebraic Hartog's Lemma). Thus, \( \OO(D) \) is \( \OO_X \)-module which is locally generated by \( \frac{1}{f_i} \) on the cover \( U_i \), which is precisely the definition of \( \mathscr{I}_D^\vee \).
Suppose \(\mathscr{L}\) is an invertible sheaf, and \(s\) is a section that is locally not a zerodivisor. (Make sense of this! In particular, if \(X\) is locally Noetherian, this means "\(s\) does not vanish at an associated point of X", see §13.6.5.) Show that \(s = 0\) cuts out an effective Cartier divisor \(D\), and \(\OO (D) \cong \mathscr{L}\) .
Proof:
By tensoring \( 0 \to \OO_X \to \mathscr{L} \) with \( \mathscr{L}^{-1} \), we obtain a morphism \( \mathscr{H}om( \mathscr{L}, \OO ) \to \OO\) given by \( \phi \mapsto \phi \circ s \). Then the fact that \( s \) is not locally a zerodivisor is the same as saying this map is injective on stalks, i.e. injective everywhere. In particular, on any trivializing open affine \( U = \spec A \), if we let \( a \) be the image of \( s \), then \( V(s)\vert_U \) corresponds to the principle closed subscheme \( \spec A / (a) \). In particular, this tells us that \( V(s) \) is by definition an effective Cartier divisor.
For any \( f \in \Gamma(U, \OO(\textrm{div}\,s)) \) we have a map \( f \mapsto fs \) which can be easily checked to be an isomorphism.